A Dark Vector Cognition product

Item 9B. OTHER INFORMATION

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Item 9B. OTHER INFORMATION

During the three months ended December 31, 2023, no director or officer of the company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as provided below.

Name & TitleAction TakenDate AdoptedType of Trading Arrangement (1)Aggregate Number of Shares to be Sold Pursuant to Trading Arrangement (2)Duration of Trading Arrangement**(3)**
Perry C. Siatis Executive Vice President, General Counsel and SecretaryAdoption11/01/2023Rule 10b5-1 Trading ArrangementUp to 31,549 Shares to be Sold08/30/2024
Timothy J. Richmond Executive Vice President, Chief Human Resources OfficerAdoption11/13/2023Rule 10b5-1 Trading ArrangementUp to 122,957 Shares to be Sold12/31/2024
  1. Except as indicated by footnote, each trading arrangement marked as a "Rule 10b5-1 Trading Arrangement" is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended.

  2. The number of shares to be sold under each trading arrangement represents the maximum actual number of shares issuable under the applicable performance stock awards. The actual number of shares to be sold under each trading arrangement will depend on the achievement of applicable performance conditions under the performance stock awards and the number of shares withheld to satisfy tax obligations upon the vesting of the awards.

  3. Except as indicated by footnote, each trading arrangement permitted or permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the date listed in the table. Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permitted or only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.

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