filings.toolsItem 5. OTHER ITEMS
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Item 5. OTHER ITEMS
(c) Director and Officer Trading Arrangements
During the three months ended March 31, 2024, no director or officer of the company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as provided below.
| Name & Title | Action Taken | Date Adopted | Type of Trading Arrangement**(1)** | Aggregate Number of Shares to be Sold Pursuant to Trading Arrangement | Duration of Trading Arrangement**(2)** | ||||||||||||
| Richard A. Gonzalez Chairman of the Board and Chief Executive Officer | Adoption | 03/26/2024 | Rule 10b5-1 Trading Arrangement | Up to 282,845 Shares Issuable Upon the Exercise of Options | 12/31/2024 |
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Except as indicated by footnote, each trading arrangement marked as a "Rule 10b5-1 Trading Arrangement" is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended.
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Except as indicated by footnote, each trading arrangement permitted or permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the date listed in the table. Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permitted or only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.
2024 Form 10-Q |  | 40 |
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