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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

17K characters. Original on sec.gov ·

Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

1.Financial Statements. See Index to Consolidated Financial Statements in Part II, Item 8 of this Form 10-K.
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFiling DateExhibit NumberSEC File No.Filed Herewith
2.1Share Purchase Agreement by and among: Adobe, a Delaware corporation; Milestone Topco, Inc., a Delaware corporation; Vista Equity Partners Fund V, L.P., a Delaware limited partnership; Vista Equity Partners Fund V-A, L.P., a Cayman Island exempted limited partnership; Vista Equity Partners Fund V-B, L.P., a Cayman Island exempted limited partnership; VEPF V FAF, L.P., a Delaware limited partnership; Vista Equity Partners Fund V Executive, L.P., a Delaware limited partnership; Vista Equity Associates V, LLC, a Delaware limited liability company; Vista Equity Partners Fund VI, L.P., a Cayman Island exempted limited partnership; Vista Equity Partners Fund VI-A, L.P., a Cayman Island exempted limited partnership; VEPF VI FAF, L.P., a Cayman Island exempted limited partnership; and Vista Equity Partners Management, LLC, a Delaware limited liability company, as the Sellers’ Representative8-K9/21/182.1000-15175
3.1Restated Certificate of Incorporation of Adobe8-K4/26/113.3000-15175
3.2Certificate of Amendment to Restated Certificate of Adobe8-K10/9/183.1000-15175
3.3Amended and Restated Bylaws8-K10/9/183.2000-15175
4.1Specimen Common Stock Certificate10-K1/25/194.1000-15175
4.2Form of Indenture dated as of January 25, 2010 by and between Adobe and Wells Fargo Bank, National Association, as trusteeS-32/26/164.1333-209764
4.3Form of Global Note for Adobe Systems Incorporated’s 4.750% Notes due 2020, together with Form of Officer’s Certificate setting forth the terms of the Note8-K1/26/104.1000-15175
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFiling DateExhibit NumberSEC File No.Filed Herewith
4.4Form of Global Note for Adobe’s 3.250% Notes due 2025, together with Form of Officer’s Certificate setting forth the terms of the Note8-K1/26/154.1000-15175
4.5Description of Adobe’s Common StockX
10.11997 Employee Stock Purchase Plan, as amended*10-Q6/29/1610.3000-15175
10.2A2003 Equity Incentive Plan, as amended*8-K4/13/1810.2000-15175
10.2BForm of Stock Option Agreement used in connection with the 2003 Equity Incentive Plan*8-K12/20/1099.4000-15175
10.2CForm of RSU Grant Notice and Award Agreement pursuant to 2003 Equity Incentive Plan*8-K1/26/1810.6000-15175
10.2DForm of Restricted Stock Unit Grant Notice and Award Agreement pursuant to 2003 Equity Incentive Plan*8-K1/28/1910.5000-15175
10.2EForm of Restricted Stock Agreement used in connection with the 2003 Equity Incentive Plan*10-Q10/7/0410.11000-15175
10.2F2017 Performance Share Program pursuant to the 2003 Equity Incentive Plan*8-K1/27/1710.2000-15175
10.2GForm of 2017 Performance Share Award Grant Notice and Award Agreement pursuant to 2017 Performance Share Program and 2003 Equity Incentive Plan*8-K1/27/1710.3000-15175
10.2H2018 Performance Share Program pursuant to the 2003 Equity Incentive Plan*8-K1/26/1810.2000-15175
10.2IForm of 2018 Performance Share Award Grant Notice and Award Agreement pursuant to 2018 Performance Share Program and 2003 Equity Incentive Plan*8-K1/26/1810.3000-15175
10.2J2019 Performance Share Program pursuant to the 2003 Equity Incentive Plan*8-K1/28/1910.2000-15175
10.2KForm of 2019 Performance Share Award Grant Notice and Award Agreement pursuant to 2019 Performance Share Program and 2003 Equity Incentive Plan*8-K1/28/1910.3000-15175
10.3A2019 Equity Incentive Plan*8-K4/12/1910.1000-15175
10.3BForm of Restricted Stock Unit Grant Notice and Award Agreement pursuant to 2019 Equity Incentive Plan*10-Q6/26/1910.35B000-15175
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFiling DateExhibit NumberSEC File No.Filed Herewith
10.3CForm of Director Grant Restricted Stock Unit Grant Notice and Award Agreement pursuant to 2019 Equity Incentive Plan*10-Q6/26/1910.35C000-15175
10.3DAnil Chakravarthy Restricted Stock Unit Grant Notice and Award Agreement pursuant to 2019 Equity Incentive Plan*X
10.4Retention Agreement between Adobe and Shantanu Narayen, effective December 5, 2014*8-K12/11/1410.2000-15175
10.5Form of Indemnity Agreement*10-Q6/26/0910.12000-15175
10.6AAdobe Deferred Compensation Plan, as Amended and Restated*10-K1/20/1510.19000-15175
10.6BAmendment No. One to Adobe Deferred Compensation Plan*X
10.7Credit Agreement, dated as of October 17, 2018, among Adobe Inc. and certain subsidiaries as Borrowers, JPMorgan Chase Bank, N.A., Wells Fargo Bank National Association, U.S Bank National Association, Societe Generale S.A. as Co-Syndication Agents, Bank of America, N.A. as Administrative Agent and Swing Line Lender, and the Other Lenders Party Thereto8-K10/19/1810.1000-15175
10.8Credit Agreement, dated as of October 17, 2018, among Adobe Inc. as Borrower, JPMorgan Chase Bank, N.A. as Syndication Agent, Wells Fargo Bank National Association as Documentation Agent, Bank of America, N.A. as Administrative Agent, and the Other Lenders Party Thereto8-K10/19/1810.2000-15175
10.9Adobe Systems Incorporated 2017 Executive Severance Plan in the Event of a Change of Control*8-K12/14/1710.1000-15175
10.102019 Executive Annual Incentive Plan*8-K1/28/1910.4000-15175
10.11Description of 2019 and 2020 Director Compensation*8-K1/24/1910.1000-15175
21Subsidiaries of the RegistrantX
23.1Consent of Independent Registered Public Accounting Firm, KPMG LLPX
24.1Power of Attorney (set forth on the signature page to this Annual Report on Form 10-K)X
31.1Certification of Chief Executive Officer, as required by Rule 13a-14(a) of the Securities Exchange Act of 1934X
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFiling DateExhibit NumberSEC File No.Filed Herewith
31.2Certification of Chief Financial Officer, as required by Rule 13a-14(a) of the Securities Exchange Act of 1934X
32.1Certification of Chief Executive Officer, as required by Rule 13a-14(b) of the Securities Exchange Act of 1934†X
32.2Certification of Chief Financial Officer, as required by Rule 13a-14(b) of the Securities Exchange Act of 1934†X
101.INSInline XBRL InstanceX
101.SCHInline XBRL Taxonomy Extension SchemaX
101.CALInline XBRL Taxonomy Extension CalculationX
101.LABInline XBRL Taxonomy Extension LabelsX
101.PREInline XBRL Taxonomy Extension PresentationX
101.DEFInline XBRL Taxonomy Extension DefinitionX
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

*Compensatory plan or arrangement.
†The certifications attached as Exhibits 32.1 and 32.2 that accompany this Annual Report on Form 10-K, are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Adobe Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Form 10-K, irrespective of any general incorporation language contained in such filing.

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