A Dark Vector Cognition product

Item 5. Other Information

3K characters. Original on sec.gov ·

Item 5. Other Information

During the fiscal quarter ended September 30, 2023, our executive officers adopted the following trading arrangements that are intended to satisfy the affirmative defense of Rule 10b5–1(c).

Name & TitleDate of AdoptionDuration of Trading ArrangementThe maximum number of securities to be sold pursuant to the trading arrangement (1)
Brock Albinson, Corporate ControllerAugust 31, 2023January 2, 2024 – December 31, 20249,993
John Ayala, Chief Operating OfficerSeptember 7, 2023January 16, 2024 – December 31, 202448,550
Maria Black, President and Chief Executive OfficerSeptember 8, 2023January 2, 2024 – December 31, 202449,648
Michael Bonarti, Chief Administrative OfficerSeptember 7, 2023January 2, 2024 – December 31, 202471,040
Christopher D’Ambrosio, Chief Strategy OfficerSeptember 7, 2023September 3, 2024 – September 4, 2024752
Joseph DeSilva, President, Global SalesSeptember 8, 2023January 2, 2024 – December 31, 202417,953
Sreeni Kutam, President, Global Product and InnovationSeptember 7, 2023January 2, 2024 – December 31, 202440,959
David Kwon, Chief Legal Officer/General CounselSeptember 8, 2023January 2, 2024 – December 31, 20245,671
Don McGuire, Chief Financial OfficerSeptember 7, 2023January 2, 2024 – December 31, 202426,288
Carlos Rodriguez, Executive ChairSeptember 7, 2023January 3, 2024 – December 31, 2024243,026

(1) Securities reported in this column reflect options, restricted stock units (“RSUs”), performance-based stock units (“PSUs”) and shares of common stock, as appropriate. In the case of RSUs, quantities included in this column reflect the full amount of RSUs as reported in an officer’s respective plan and do not reflect the impact of tax withholding which will not be determined until the RSUs vest. In the case of PSUs (which have a three-year performance period), quantities included in this column reflect the application of the actual performance factor for tranches where performance has been certified, application at target for tranches where performance is not yet complete, and inclusion of accrued dividend equivalents through the date of adoption of the trading arrangement. The PSU amounts do not reflect the impact of tax withholding which will not be determined until the PSUs vest. In addition, securities reported in this column include securities subject to limit orders and such orders may not fill if limit order conditions are not met.

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