Item 16. FORM 10-K SUMMARY
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Item 16. FORM 10-K SUMMARY
The Ameren Companies elected not to provide a summary of the Form 10-K.
EXHIBIT INDEX
The documents listed below are being filed or have previously been filed on behalf of the Ameren Companies and are incorporated herein by reference from the documents indicated and made a part hereof. Exhibits not identified as previously filed are filed herewith:
| Exhibit Designation | Registrant(s) | Nature of Exhibit | Previously Filed as Exhibit to: |
| Articles of Incorporation/ By-Laws | |||
| 3.1(i) | Ameren | Restated Articles of Incorporation of Ameren | Annex F to Part I of the Registration Statement on Form S-4, File No. 33-64165 |
| 3.2(i) | Ameren | Certificate of Amendment to Ameren’s Restated Articles of Incorporation filed December 14, 1998 | 1998 Form 10-K, Exhibit 3(i), File No. 1-14756 |
| 3.3(i) | Ameren | Certificate of Amendment to Ameren's Restated Articles of Incorporation filed April 21, 2011 | April 21, 2011 Form 8-K, Exhibit 3(i), File No. 1-14756 |
| 3.4(i) | Ameren | Certificate of Amendment to Ameren's Restated Articles of Incorporation filed December 18, 2012 | December 18, 2012 Form 8-K, Exhibit 3.1(i), File No. 1-14756 |
| 3.5(i) | Ameren Missouri | Restated Articles of Incorporation of Ameren Missouri | 1993 Form 10-K, Exhibit 3(i), File No. 1-2967 |
| 3.6(i) | Ameren Illinois | Restated Articles of Incorporation of Ameren Illinois | 2010 Form 10-K, Exhibit 3.4(i), File No. 1-3672 |
| 3.7(ii) | Ameren | By-Laws of Ameren, as amended February 10, 2017 | February 14, 2017 Form 8-K, Exhibit 3, File No. 1-14756 |
| 3.8(ii) | Ameren Missouri | Bylaws of Ameren Missouri, as amended December 12, 2014 | December 18, 2014 Form 8-K, Exhibit 3.1, File No. 1-2967 |
| 3.9(ii) | Ameren Illinois | Bylaws of Ameren Illinois, as amended December 12, 2014 | December 18, 2014 Form 8-K, Exhibit 3.2, File No. 1-3672 |
| Instruments Defining Rights of Security Holders, Including Indentures | |||
| 4.1 | Ameren | Indenture, dated as of December 1, 2001 from Ameren to The Bank of New York Mellon Trust Company, N.A., as successor trustee, relating to senior debt securities (Ameren Indenture) | Exhibit 4.5, File No. 333-81774 |
| 4.2 | Ameren | First Supplemental Indenture to Ameren Senior Indenture dated as of May 19, 2008 | June 30, 2008 Form 10-Q, Exhibit 4.1, File No. 1-14756 |
| 4.3 | Ameren | Ameren Indenture Company Order, dated November 24, 2015, establishing the 2.70% Senior Notes due 2020 and the 3.65% Senior Notes due 2026 (including the global notes) | November 24, 2015 Form 8-K, Exhibits 4.3, 4.4 and 4.5, File No. 1-14756 |
| 4.4 | Ameren | Ameren Indenture Company Order, dated September 16, 2019, establishing the 2.50% Senior Notes due 2024 (including the global note) | September 16, 2019 Form 8-K, Exhibits 4.3 and 4.4, File No. 1-14756 |
| 4.5 | Ameren | Note Purchase Agreement, dated June 22, 2017, between Ameren Transmission Company of Illinois and the several purchasers named therein. | June 26, 2017 Form 8-K, Exhibit 4.1, File No. 1-14756 |
| 4.6 | Ameren Ameren Missouri | Indenture of Mortgage and Deed of Trust, dated June 15, 1937 (Ameren Missouri Mortgage), from Ameren Missouri to The Bank of New York Mellon, as successor trustee, as amended May 1, 1941, and Second Supplemental Indenture dated May 1, 1941 | Exhibit B-1, File No. 2-4940 |
| 4.7 | Ameren Ameren Missouri | Supplemental Indenture to the Ameren Missouri Mortgage dated as of July 1, 1956 | Exhibit 4.22, File No. 333-222108 |
| 4.8 | Ameren Ameren Missouri | Supplemental Indenture to the Ameren Missouri Mortgage dated as of April 1, 1971 | Exhibit 4.23, File No. 333-222108 |
| 4.9 | Ameren Ameren Missouri | Supplemental Indenture to the Ameren Missouri Mortgage dated as of February 1, 1974 | Exhibit 4.24, File No. 333-222108 |
| 4.10 | Ameren Ameren Missouri | Supplemental Indenture to the Ameren Missouri Mortgage dated as of July 7, 1980 | Exhibit 4.25, File No. 333-222108 |
| 4.11 | Ameren Ameren Missouri | Supplemental Indenture to the Ameren Missouri Mortgage dated as of October 1, 1993 | 1993 Form 10-K, Exhibit 4.8, File No. 1-2967 |
| 4.12 | Ameren Ameren Missouri | Supplemental Indenture to the Ameren Missouri Mortgage dated as of February 1, 2000 | 2000 Form 10-K, Exhibit 4.1, File No. 1-2967 |
| 4.13 | Ameren Ameren Missouri | Supplemental Indenture to the Ameren Missouri Mortgage dated August 15, 2002 | August 23, 2002 Form 8-K, Exhibit 4.3, File No. 1-2967 |
The file number references for the Ameren Companies’ filings with the SEC are: Ameren, 1-14756; Ameren Missouri, 1-2967; and Ameren Illinois, 1-3672.
*Compensatory plan or arrangement.
Each registrant hereby undertakes to furnish to the SEC upon request a copy of any long-term debt instrument not listed above that such registrant has not filed as an exhibit pursuant to the exemption provided by Item 601(b)(4)(iii)(A) of Regulation S-K.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. The signatures for each undersigned company shall be deemed to relate only to matters having reference to such company or its subsidiaries.
| AMEREN CORPORATION (registrant) | ||||
| Date: | February 28, 2020 | By | /s/ Warner L. Baxter | |
| Warner L. Baxter Chairman, President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the date indicated.
| /s/ Warner L. Baxter | Chairman, President and Chief Executive Officer, and Director (Principal Executive Officer) | February 28, 2020 | |||
| Warner L. Baxter | |||||
| /s/ Michael L. Moehn | Executive Vice President and Chief Financial Officer (Principal Financial Officer) | February 28, 2020 | |||
| Michael L. Moehn | |||||
| /s/ Bruce A. Steinke | Senior Vice President, Finance, and Chief Accounting Officer (Principal Accounting Officer) | February 28, 2020 | |||
| Bruce A. Steinke | |||||
| * | Director | February 28, 2020 | |||
| Cynthia J. Brinkley | |||||
| * | Director | February 28, 2020 | |||
| Catherine S. Brune | |||||
| * | Director | February 28, 2020 | |||
| J. Edward Coleman | |||||
| * | Director | February 28, 2020 | |||
| Ward H. Dickson | |||||
| * | Director | February 28, 2020 | |||
| Noelle K. Eder | |||||
| * | Director | February 28, 2020 | |||
| Ellen M. Fitzsimmons | |||||
| * | Director | February 28, 2020 | |||
| Rafael Flores | |||||
| * | Director | February 28, 2020 | |||
| Richard J. Harshman | |||||
| * | Director | February 28, 2020 | |||
| Craig S. Ivey | |||||
| * | Director | February 28, 2020 | |||
| James C. Johnson | |||||
| * | Director | February 28, 2020 | |||
| Steven H. Lipstein | |||||
| * | Director | February 28, 2020 | |||
| Stephen R. Wilson | |||||
| *By | /s/ Michael L. Moehn | February 28, 2020 | |||
| Michael L. Moehn | |||||
| Attorney-in-Fact |
| UNION ELECTRIC COMPANY (registrant) | ||||
| Date: | February 28, 2020 | By | /s/ Martin J. Lyons, Jr. | |
| Martin J. Lyons, Jr. Chairman and President |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the date indicated.
| /s/ Martin J. Lyons, Jr. | Chairman and President, and Director (Principal Executive Officer) | February 28, 2020 | |||
| Martin J. Lyons, Jr. | |||||
| /s/ Michael L. Moehn | Executive Vice President and Chief Financial Officer, and Director (Principal Financial Officer) | February 28, 2020 | |||
| Michael L. Moehn | |||||
| /s/ Bruce A. Steinke | Senior Vice President, Finance, and Chief Accounting Officer (Principal Accounting Officer) | February 28, 2020 | |||
| Bruce A. Steinke | |||||
| * | Director | February 28, 2020 | |||
| Mark C. Birk | |||||
| * | Director | February 28, 2020 | |||
| Fadi M. Diya | |||||
| * | Director | February 28, 2020 | |||
| Chonda J. Nwamu | |||||
| *By | /s/ Michael L. Moehn | February 28, 2020 | |||
| Michael L. Moehn | |||||
| Attorney-in-Fact |
| AMEREN ILLINOIS COMPANY (registrant) | ||||
| Date: | February 28, 2020 | By | /s/ Richard J. Mark | |
| Richard J. Mark Chairman and President |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the date indicated.
| /s/ Richard J. Mark | Chairman and President, and Director (Principal Executive Officer) | February 28, 2020 | |||
| Richard J. Mark | |||||
| /s/ Michael L. Moehn | Executive Vice President and Chief Financial Officer, and Director (Principal Financial Officer) | February 28, 2020 | |||
| Michael L. Moehn | |||||
| /s/ Bruce A. Steinke | Senior Vice President, Finance, and Chief Accounting Officer (Principal Accounting Officer) | February 28, 2020 | |||
| Bruce A. Steinke | |||||
| * | Director | February 28, 2020 | |||
| Chonda J. Nwamu | |||||
| * | Director | February 28, 2020 | |||
| Theresa A. Shaw | |||||
| * | Director | February 28, 2020 | |||
| David N. Wakeman | |||||
| *By | /s/ Michael L. Moehn | February 28, 2020 | |||
| Michael L. Moehn | |||||
| Attorney-in-Fact |
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