filings.toolsAlbemarle (ALB) 10-K/A risk factor changes: FY2023 vs FY2022
The 2023-12-31 10-K/A against the 2022-12-31 one, compared heading by heading and sentence by sentence.
All filing items20 rewritten6 added2 removed95 unchanged
Summary
counted, not written
- Item 1A headings could not be compared: the parser did not find an Item 1A in both filings.
- Sentence by sentence, 6 added, 2 removed, 20 rewritten and 95 unchanged across 1 item that differ.
Sentences by item
1 items, with every count and a link to each item that changed
| Item | Added | Removed | Rewritten | Unchanged |
|---|---|---|---|---|
| Full document | 6 | 2 | 20 | 95 |
Underlined words on a shaded ground are new in FY2023; struck-through words were in FY2022. Sentences that are wholly new or wholly gone are labelled rather than marked.
Full document
20 rewritten, 6 added, 2 removed, 95 unchanged
For the fiscal year ended December 31, [removed: 2022][added: 2023]
[removed: See the definitions of “large accelerated filer,” “accelerated filer,”] “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
The aggregate market value of the voting and non-voting common equity stock held by non-affiliates of the registrant was approximately [removed: $24.5] [added: $26.2] billion based on the last reported sale price of common stock on June 30, [removed: 2022,] [added: 2023,] the last business day of the registrant’s most recently completed second quarter.
Number of shares of common stock outstanding as of February [removed: 8, 2023: 117,197,977][added: 7, 2024: 117,402,949]
Portions of Albemarle Corporation’s definitive Proxy Statement for its [removed: 2023] [added: 2024] Annual Meeting of Shareholders filed with the U.S. Securities and Exchange Commission on March [removed: 21, 2023] [added: 26, 2024] pursuant to Regulation 14A under the Securities Exchange Act of 1934, as amended, are incorporated by reference into Part III of this Annual Report on Form 10-K.
On February 15, [removed: 2023,] [added: 2024,] Albemarle Corporation (“Albemarle” or the “Company”) filed its Annual Report on Form 10-K for the year ended December 31, [removed: 2022] [added: 2023] with the Securities and Exchange Commission (the “Original Filing”).
The financial statements of Windfield for its fiscal year ended December 31, [removed: 2022] [added: 2023] were not available at the time the Company filed the Original Filing.
This Amendment No. 1 also updates, amends and supplements Part IV, Item 15 of the [removed: Form 10-K] [added: Original Filing] to include, among other items, the filing of new Exhibits 31.1, 31.2, 32.1 and 32.2, certifications of our Chief Executive Officer and Chief Financial Officer, pursuant to Rules 13a-14(a) and (b) of the Securities and Exchange Act of 1934, as amended.
(a)(1) The following consolidated financial and informational statements of the registrant are included in Part II Item 8 of the Company’s Annual Report on Form 10-K filed on February 15, [removed: 2023:][added: 2024:]
Consolidated Balance Sheets as of December 31, [removed: 2022] [added: 2023] and [removed: 2021][added: 2022]
Consolidated Statements of Income, Comprehensive Income, Changes in Equity and Cash Flows for the years ended December 31, [removed: 2022, 2021] [added: 2023, 2022] and [removed: 2020][added: 2021]
| | | | | | | The following documents are filed as exhibits to this Annual Report on Form 10-K/A (Amendment No.1) pursuant to Item 601 of Regulation S-K. These exhibits should be read in conjunction with Item 15 of the Company’s Annual Report on Form 10-K filed on February 15, [removed: 2023:] [added: 2024:] | | | | | |
| [removed: [*23.6](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit2361231202210-ka.htm)] [added: *23.6] | | | | | | [Consent of [removed: KPMG.](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit2361231202210-ka.htm)] [added: KPMG.](https://www.sec.gov/Archives/edgar/data/915913/000091591324000094/exhibit2361231202310-ka.htm)] | | | | | |
| [removed: [*31.1](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit3111231202210-ka.htm)] [added: *31.1] | | | | | | [Certification of [removed: Chief] [added: Principal] Executive Officer pursuant to Rule 13a-15(e) and 15d-15(e) of the Securities Exchange Act of 1934, as [removed: amended.](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit3111231202210-ka.htm)] [added: amended.](https://www.sec.gov/Archives/edgar/data/915913/000091591324000094/exhibit3111231202310-ka.htm)] | | | | | |
| [removed: [*31.2](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit3121231202210-ka.htm)] [added: *31.2] | | | | | | [Certification of [removed: Chief] [added: Principal] Financial Officer pursuant to Rule 13a-15(e) and 15d-15(e) of the Securities Exchange Act of 1934, as [removed: amended.](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit3121231202210-ka.htm)] [added: amended.](https://www.sec.gov/Archives/edgar/data/915913/000091591324000094/exhibit3121231202310-ka.htm)] | | | | | |
| [removed: [*32.1](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit3211231202210-ka.htm)] [added: *32.1] | | | | | | [Certification of [removed: Chief] [added: Principal] Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of [removed: 2002.](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit3211231202210-ka.htm)] [added: 2002.](https://www.sec.gov/Archives/edgar/data/915913/000091591324000094/exhibit3211231202310-ka.htm)] | | | | | |
| [removed: [*32.2](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit3221231202210-ka.htm)] [added: *32.2] | | | | | | [Certification of [removed: Chief] [added: Principal] Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of [removed: 2002.](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit3221231202210-ka.htm)] [added: 2002.](https://www.sec.gov/Archives/edgar/data/915913/000091591324000094/exhibit3221231202310-ka.htm)] | | | | | |
| [removed: [*99.1](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit9911231202210-ka.htm)] [added: *99.1] | | | | | | [Financial Statements of Windfield Holdings Pty Ltd for the year ended December 31, [removed: 2022.](https://www.sec.gov/Archives/edgar/data/915913/000091591323000097/exhibit9911231202210-ka.htm)] [added: 2023.](https://www.sec.gov/Archives/edgar/data/915913/000091591324000094/exhibit9911231202310-ka.htm)] | | | | | |
| *101 | | | | | | Interactive Data Files (Annual Report on Form 10-K, for the fiscal year ended December 31, [removed: 2022,] [added: 2023,] furnished in XBRL (eXtensible Business Reporting Language)). | | | | | |
(c) The financial statements of Windfield Holdings Pty Ltd included in Exhibit 99.1 for the year ended December 31, [removed: 2022] [added: 2023] are filed as part of Item 15 of the Company's Annual Report on Form 10-K for the year ended December 31, [removed: 2022] [added: 2023] and should be read in conjunction with the Company's consolidated financial statements filed with the Company’s Annual Report on Form 10-K filed on February 15, [removed: 2023.][added: 2024.]
| DEPOSITARY SHARES, each representing a 1/20th interest in a share of 7.25% Series A Mandatory Convertible Preferred Stock | | | | | | ALB PR A | | | | | | New York Stock Exchange | | |
Securities registered pursuant to Section 12(g) of the Act: None
See the definitions of “large accelerated filer,” “accelerated filer,”
If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements.
Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b).
Dated: March 28, 2024
(Check one):
Dated: April 21, 2023