Item 12. - Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters
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Item 12. - Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters
Equity compensation plans as of June 30, 2019 were as follows:
| Number of securities to be issued upon exercise of outstanding options, warrants and rights | Weighted-average exercise price of outstanding options, warrants and rights | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) | |||||||||
| Plan Category | (a) | (b) | (c) | ||||||||
| Equity compensation plans approved by security holders | 14,472,645 | (1) | $ | 10.32 | (2) | 120,000,000 | (3) | ||||
| Equity compensation plans not approved by security holders | — | N/A | — | ||||||||
| Total | 14,472,645 | (1) | $ | 10.32 | (2) | 120,000,000 | (3) |
| (1) | Includes outstanding options awards of 10,782,996, which have a weighted average exercise price of USD 10.32 and a weighted average remaining term of 3.6 years, 1,709,609 awards of ordinary shares issuable upon vesting of performance shares/rights, 1,500,540 awards of ordinary shares issuable upon vesting of share rights, and 479,500 restricted shares issued under the share retention plan. |
| (2) | Performance shares/rights, share rights and restricted share awards are excluded when determining the weighted-average exercise price of outstanding options. |
| (3) | May be issued as options, performance shares/rights, share rights or restricted shares. |
The additional information required to be submitted in response to this item is omitted because a definitive proxy statement containing such information is expected to be filed with the Securities and Exchange Commission pursuant to Regulation 14A within 120 days after June 30, 2019, and such information is expressly incorporated herein by reference.
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