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Item 12. - Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters

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Item 12. - Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters

The 1 table in Item 12. - Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters as one CSV, figures in aligned columns. For subscribers: paste your API key. One API call. Plans from $19 a month, see pricing.

Equity compensation plans as of June 30, 2020 were as follows:

Number of securities to be issued upon exercise of outstanding options, warrants and rightsWeighted-average exercise price of outstanding options, warrants and rightsNumber of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a))
Plan Category(a)(b)(c)
Equity compensation plans approved by security holders64,624,420(1)$10.32(2)69,848,225(3)
Equity compensation plans not approved by security holders———
Total64,624,420(1)$10.32(2)69,848,225(3)

(1)Includes outstanding options awards of 55,994,907, which have a weighted average exercise price of $10.32, 6,539,330 awards of ordinary shares issuable upon vesting of performance shares/rights, 1,442,874 awards of ordinary shares issuable upon vesting of share rights and 647,309 restricted shares issued under the share retention plan.

(2)Performance shares/rights, share rights, restricted share awards and non-executive director share plans are excluded when determining the weighted-average exercise price of outstanding options.

(3)May be issued as options, performance shares/rights, share rights or restricted shares.

The additional information required to be submitted in response to this item is omitted because a definitive proxy statement containing such information will be filed with the Securities and Exchange Commission pursuant to Regulation 14A within 120 days after June 30, 2020, and such information is expressly incorporated herein by reference.

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