A Dark Vector Cognition product

Item 12. - Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters

2K characters. Original on sec.gov · Markdown

Item 12. - Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters

Equity compensation plans as of June 30, 2024, were as follows:

Number of securities to be issued upon exercise of outstanding options, warrants, and rightsWeighted-average exercise price of outstanding options, warrants, and rightsNumber of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a))
Plan Category(a)(b)(c)
Equity compensation plans approved by security holders50,444,293(1)$10.86(2)34,236,729(3)
Equity compensation plans not approved by security holders———
Total50,444,293(1)$10.86(2)34,236,729(3)

(1)Includes outstanding option awards of 33,196,772, which have a weighted-average exercise price of $10.86, 11,924,855 awards of ordinary shares issuable upon vesting of performance shares/rights, 2,445,169 awards of ordinary shares issuable upon vesting of share rights, and 2,877,497 restricted shares issued under the share retention plan.

(2)Performance shares/rights, share rights, restricted share units, and non-executive director share plans are excluded when determining the weighted-average exercise price of outstanding options.

(3)May be issued as options, performance shares/rights, share rights, or restricted share units.

The additional information required to be submitted in response to this item is omitted because a definitive proxy statement containing such information will be filed with the Securities and Exchange Commission pursuant to Regulation 14A within 120 days after June 30, 2024, and such information is expressly incorporated herein by reference.

Previous: Item 11. - Executive Compensation · Next: Item 13. - Certain Relationships and Related Transactions, and Director Independence