A Dark Vector Cognition product

Item 15. Exhibits and Financial Statement Schedules

12K characters. Original on sec.gov · Markdown

Item 15. Exhibits and Financial Statement Schedules

(a)(1) Financial Statements:

Financial statements are shown in the Index to Financial Statements included in Part II, Item 8 of this Annual Report on Form 10-K.

(a)(2) Financial Statement Schedules:

Financial statement schedules have been omitted because either they are not applicable or the required information is included in the financial statements or the notes thereto.

(a)(3) Exhibits:

Exhibit NumberDescriptionIncorporated Herein by Reference to
3.1Conformed Copy of Amended and Restated Certificate of Incorporation of AMETEK, Inc. as amended to and including May 9, 2019.Exhibit 3.1 to Form 8-K, dated May 13, 2019, SEC File No. 1-12981.
3.2By-Laws of AMETEK, Inc. as amended to and including November 9, 2018.Exhibit 3.2 to Form 10-Q dated March 31, 2020, SEC File No. 1-12981.
4.3†AMETEK, Inc. 2011 Omnibus Incentive Compensation Plan, dated as of May 3, 2011 (the “2011 Plan”).Exhibit 4 to Form S-8 dated May 6, 2011, SEC File No. 1-12981.
4.4†Amendment No. 1 to the 2011 Plan.Exhibit 4.5 to 2012 Form 10-K, SEC File No. 1-12981.
4.5†AMETEK, Inc. 2020 Omnibus Incentive Compensation PlanExhibit 4.3 to Form S-8 dated May 8, 2020, No. 1-12981
10.1†AMETEK, Inc. Retirement Plan for Directors, amended and restated effective January 1, 2005.Exhibit 10.4 to Form 10-Q dated September 30, 2007, SEC File No. 1-12981.
10.2†AMETEK, Inc. Director’s Deferred Compensation Plan, amended and restated as of October 1, 2018.Exhibit 10.1 to Form 10-Q dated September 30, 2018, SEC File No. 1-12981.
10.3†AMETEK, Inc. Deferred Compensation Plan, amended and restated as of June 15, 2018.Exhibit 10.1 to Form 10-Q dated June 30, 2018, SEC File No. 1-12981.
10.5†AMETEK, Inc. 2004 Executive Death Benefit Plan, amended and restated effective January 1, 2017.Exhibit 10.5 to 2016 Form 10-K, SEC File No. 1-12981.
10.6†AMETEK, Inc. Directors’ Death Benefit Plan, effective January 1, 2005.Exhibit 10.3 to Form 10-Q dated September 30, 2007, SEC File No. 1-12981.
10.7†Form of Executive Change of Control Separation Agreement between AMETEK, Inc. and a named executive.Exhibit 10.7 to Form 10-Q dated September 30, 2007, SEC File No. 1-12981.

Table of Contents

Exhibit NumberDescriptionIncorporated Herein by Reference to
10.8†Termination and Change of Control Agreement between AMETEK, Inc. and a named executive, dated May 8, 2017.Exhibit 10.1 to Form 10-Q dated March 31, 2017, SEC File No. 1-12981.
10.9†AMETEK, Inc. Retirement and Savings Plan, amended and restated as of September 4, 2018.Exhibit 10.2 to Form 10-Q dated September 30, 2018, SEC File No. 1-12981.
10.10†AMETEK, Inc. Supplemental Executive Retirement Plan, amended and restated as of October 1, 2018.Exhibit 10.3 to Form 10-Q dated September 30, 2018, SEC File No. 1-12981.
10.11†Form of Performance Restricted Stock Unit Agreement for Chief Executive Officer.Exhibit 10.1 to Form 10-Q dated March 31, 2018, SEC File No. 1-12981.
10.12†Form of Performance Restricted Stock Unit Agreement.Exhibit 10.2 to Form 10-Q dated March 31, 2018, SEC File No. 1-12981.
10.13†AMETEK, Inc. 2011 Omnibus Incentive Compensation Plan, Form of Restricted Stock Agreement for non-employee Directors.Exhibit 10.1 to Form 8-K dated May 8, 2018, SEC File No. 1-12981.
10.14†AMETEK, Inc. 2011 Omnibus Incentive Compensation Plan, Form of Restricted Stock Agreement for Chief Executive Officer.Exhibit 10.2 to Form 8-K dated May 8, 2018, SEC File No. 1-12981.
10.15†AMETEK, Inc. 2011 Omnibus Incentive Compensation Plan, Form of Restricted Stock Agreement for Employees.Exhibit 10.3 to Form 8-K dated May 8, 2018, SEC File No. 1-12981.
10.16†AMETEK, Inc. 2011 Omnibus Incentive Compensation Plan, Form of Global Non-Qualified Stock Option Agreement for Employees.Exhibit 10.4 to Form 8-K dated May 8, 2018, SEC File No. 1-12981.
10.17Amended and Restated Credit Agreement as of September 22, 2011, as amended and restated as of March 10, 2016, and as further amended and restated as of October 30, 2018, among AMETEK, Inc., the Foreign Subsidiary Borrowers Party Hereto, the Lenders Party Hereto, JPMorgan Chase Bank, N.A., as Administrative Agent, Bank of America, N.A., PNC Bank, National Association, SunTrust Bank and Wells Fargo Bank, National Association, as Co-Syndication Agents, and U.S. Bank National Association, Mizuho Bank (USA), BNP Paribas, National Westminster Bank Plc and Commerzbank AG, New York Branch, as Co-Documentation Agents.Exhibit 10.4 to Form 10-Q dated September 30, 2018, SEC File No. 1-12981.
10.24AMETEK, Inc. Note Purchase Agreement, as of September 30, 2014.Exhibit 10.1 to Form 8-K dated October 2, 2014, SEC File No. 1-12981.
10.25Amendment No. 1 to Note Purchase Agreement, as of September 30, 2014.Exhibit 10.1 to Form 10-Q dated September 30, 2016, SEC File No. 1-12981.
10.26AMETEK, Inc. Note Purchase Agreement, as of October 31, 2016.Exhibit 10.1 to Form 8-K dated November 2, 2016, SEC File No. 1-12981.

Table of Contents

Exhibit NumberDescriptionIncorporated Herein by Reference to
10.27AMETEK, Inc. 2018 Note Purchase Agreement, dated as of December 13, 2018.Exhibit 10.1 to Form 8-K dated December 13, 2018, SEC File No. 1-12981.
21*Subsidiaries of the Registrant.
23*Consent of Independent Registered Public Accounting Firm.
31.1*Certification of Chief Executive Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*Certification of Chief Financial Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1*Certification of Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2*Certification of Chief Financial Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*XBRL Instance Document.
101.SCH*XBRL Taxonomy Extension Schema Document.
101.CAL*XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF*XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB*XBRL Taxonomy Extension Label Linkbase Document.
101.PRE*XBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Date File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibit 101).

† Management contract or compensatory plan required to be filed pursuant to Item 601 of Regulation S-K.

  • Filed electronically herewith.

Previous: Item 14. Principal Accountant Fees and Services · Next: Item 16. Form 10-K Summary