A Dark Vector Cognition product

Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

27K characters. Original on sec.gov · Markdown

Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

(a)Documents included in this report:

1.Financial Statements
Report of management on internal control over financial reportingF-1
Report of independent registered public accounting firm (PCAOB ID: 42)F-2
Report of independent registered public accounting firm (PCAOB ID: 42)F-3
Statement of consolidated operations for each of the three years in the period ended December 31, 2024F-6
Statement of consolidated comprehensive income for each of the three years in the period ended December 31, 2024F-7
Statement of consolidated cash flows for each of the three years in the period ended December 31, 2024F-8
Consolidated balance sheet as of December 31, 2024 and 2023F-9
Statement of consolidated changes in equity and noncontrolling interest for each of the three years in the period ended December 31, 2024F-10
Notes to consolidated financial statementsF-11
2.Financial Statement Schedules
Financial statement schedules have been omitted because they are either not required, not applicable or the information required to be presented is included in the Company’s financial statements and related notes.
3.Exhibits
Incorporated by Reference
EXHIBIT NO.DESCRIPTIONFormExhibitFiling DateSEC File No.
2.1Agreement and Plan of Merger, dated as of January 3, 2024, by and among Registrant, Astro Comet Merger Sub Corp., and Callon Petroleum Company.8-K2.11/4/2024001-40144
3.1Amended and Restated Certificate of Incorporation of Registrant, dated March 1, 2021.8-K12B3.13/1/2021001-40144
3.2Certificate of Amendment of Amended and Restated Certificate of Incorporation of Registrant, dated May 24, 2023, as filed with the Secretary of State of the State of Delaware on May 24, 2023.8-K3.15/25/2023001-40144
3.3Amended and Restated Bylaws of Registrant, dated February 2, 2023.8-K3.12/8/2023001-40144
4.1Form of Certificate for Registrant’s Common Stock.8-K12B4.13/1/2021001-40144
4.2Description of Equity Securities of Registrant.8-K12B4.23/1/2021001-40144
4.3Amended and Restated Warrant Agreement, dated April 1, 2024, by and among Registrant, Equiniti Trust Company, LLC, and, solely for purposes of certain provisions specified therein, Callon Petroleum Company.8-K4.14/1/2024001-40144
4.4Indenture, dated as of December 11, 2024, between Registrant and Regions Bank, as trustee.POSASR4.912/12/2024333-279038
4.5Indenture, dated as of June 30, 2021, between Registrant and Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association, as trustee.S-3ASR4.46/30/2021333-257556
4.6Form of Guarantee, dated as of January 10, 2025, made by Apache Corporation in favor of the Holders of Registrant’s Notes subject thereto.8-K4.31/10/2025001-40144
4.7Registration Rights Agreement, dated as of January 10, 2025, among Registrant, Apache Corporation, and J.P. Morgan Securities LLC, as representative of the initial purchasers named in the Purchase Agreement.8-K4.41/10/2025001-40144
4.8Registration Rights Agreement, dated as of January 10, 2025, among Registrant, Apache Corporation, and the Dealer Managers named therein.8-K4.51/10/2025001-40144
4.9Form of 6.10% Notes due 2035.8-K4.61/10/2025001-40144
4.10Form of 6.75% Notes due 2055.8-K4.71/10/2025001-40144
4.11Form of 7.70% Notes due 2026.8-K4.81/10/2025001-40144
4.12Form of 7.95% Notes due 2026.8-K4.91/10/2025001-40144
4.13Form of 4.875% Notes due 2027.8-K4.101/10/2025001-40144
4.14Form of 4.375% Notes due 2028.8-K4.111/10/2025001-40144
4.15Form of 7.75% Notes due December 15, 2029.8-K4.121/10/2025001-40144
4.16Form of 4.250% Notes due 2030.8-K4.131/10/2025001-40144
4.17Form of 6.000% Notes due 2037.8-K4.141/10/2025001-40144
4.18Form of 5.100% Notes due 2040.8-K4.151/10/2025001-40144
4.19Form of 5.250% Notes due 2042.8-K4.161/10/2025001-40144
4.20Form of 4.750% Notes due 2043.8-K4.171/10/2025001-40144
4.21Form of 4.250% Notes due 2044.8-K4.181/10/2025001-40144
4.22Form of 7.375% Debentures due 2047.8-K4.191/10/2025001-40144
4.23Form of 5.350% Notes due 2049.8-K4.201/10/2025001-40144
4.24Form of 7.625% Debentures due 2096.8-K4.211/10/2025001-40144
10.1Credit Agreement, dated as of January 30, 2024, among Registrant, the lenders party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, and the other agents party thereto.8-K10.11/30/2024001-40144
Incorporated by Reference
EXHIBIT NO.DESCRIPTIONFormExhibitFiling DateSEC File No.
10.2Credit Agreement [USD Facility], dated as of January 15, 2025, among Registrant, the lenders party thereto, the issuing banks party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, and the other agents party thereto.8-K10.11/16/2025001-40144
10.3Credit Agreement [GBP Facility], dated as of January 15, 2025, among Registrant, the lenders party thereto, the issuing banks party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, and the other agents party thereto.8-K10.21/16/2025001-40144
†10.4Income Continuance Plan, as amended and restated effective as of March 1, 2021.8-K12B10.23/1/2021001-40144
†10.5Executive Termination Policy, as amended and restated effective as of March 1, 2021.8-K12B10.33/1/2021001-40144
†10.62016 Omnibus Compensation Plan, dated February 3, 2016, effective May 12, 2016.8-K10.15/16/2016001-04300
†10.7First Amendment to the 2016 Omnibus Compensation Plan, dated July 29, 2019.10-K10.132/28/2020001-04300
†10.8Second Amendment to the 2016 Omnibus Compensation Plan, dated March 1, 2021.8-K12B10.63/1/2021001-40144
†10.92011 Omnibus Equity Compensation Plan, as amended and restated May 12, 2016.10-Q10.18/4/2016001-04300
†10.10First Amendment to the 2011 Omnibus Equity Compensation Plan, dated July 29, 2019.10-K10.152/28/2020001-04300
†10.11Second Amendment to the 2011 Omnibus Equity Compensation Plan, dated March 1, 2021.8-K12B10.53/1/2021001-40144
†10.12Deferred Delivery Plan, as amended and restated May 12, 2016.10-Q10.38/4/2016001-04300
†10.13Non-Employee Directors’ Compensation Plan, as amended and restated September 12, 2023.10-Q10.111/2/2023001-40144
†10.14Outside Directors’ Retirement Plan, as amended and restated July 16, 2014, effective June 30, 2014.10-Q10.58/8/2014001-04300
†10.15Non-Employee Directors’ Restricted Stock Units Program, as amended and restated May 14, 2015, pursuant to the 2011 Omnibus Equity Compensation Plan.10-Q10.68/7/2015001-04300
†10.16Non-Employee Directors’ Restricted Stock Units Program, effective May 12, 2016, pursuant to the 2016 Omnibus Compensation Plan.10-Q10.48/4/2016001-04300
†10.17Outside Directors’ Deferral Program, effective May 12, 2016, pursuant to the 2016 Omnibus Compensation Plan.10-Q10.58/4/2016001-04300
†10.18Amendment of Stock Option Grant Agreement, dated July 29, 2019.10-K10.542/28/2020001-04300
†10.19Form of 2021 Performance Share Program Agreement (2016 Omnibus Compensation Plan), dated January 5, 2021.10-K10.432/26/2021001-04300
†10.20Form of 2021 Cash-Based Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 5, 2021.10-K10.442/26/2021001-04300
†10.21Form of 2021 Cash-Based Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 5, 2021.10-K10.452/26/2021001-04300
†10.22Form of 2021 Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 5, 2021.10-K10.462/26/2021001-04300
†10.23Amendment of Restricted Stock Unit Award Agreement, dated March 1, 2021.8-K12B10.73/1/2021001-40144
†10.24Amendment of Performance Share Grant Agreement, dated March 1, 2021.8-K12B10.83/1/2021001-40144
†10.25Amendment of Stock Option Grant Agreement, dated March 1, 2021.8-K12B10.93/1/2021001-40144
†10.26Form of 2022 Performance Share Program Agreement (2016 Omnibus Compensation Plan), dated January 4, 2022.8-K10.11/7/2022001-40144
Incorporated by Reference
EXHIBIT NO.DESCRIPTIONFormExhibitFiling DateSEC File No.
†10.27Form of 2022 Cash-Based Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 4, 2022.10-K10.412/22/2022001-40144
†10.28Form of 2022 Cash-Based Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 4, 2022.10-K10.422/22/2022001-40144
†10.29Form of 2022 Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 4, 2022.10-K10.432/22/2022001-40144
†10.30Amendment of Restricted Stock Unit Award Agreement, dated February 22, 2022.8-K10.12/23/2022001-40144
†10.31Form of 2023 Performance Share Program Agreement (2016 Omnibus Compensation Plan), dated January 4, 2023.8-K10.11/6/2023001-40144
†10.32Form of 2023 Cash-Based Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 4, 2023.10-K10.432/23/2023001-40144
†10.33Form of 2023 Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 4, 2023.10-K10.442/23/2023001-40144
†10.34Form of 2024 Performance Share Program Agreement (2016 Omnibus Compensation Plan), dated January 8, 2024.8-K10.11/12/2024001-40144
†10.35Form of 2024 Cash-Based Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 8, 2024.10-K10.392/22/2024001-40144
†10.36Form of 2024 Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 8, 2024.10-K10.402/22/2024001-40144
†10.37Form of 2025 Performance Share Program Agreement (2016 Omnibus Compensation Plan), dated January 9, 2025.8-K10.11/10/2025001-40144
†10.38Form of 2025 Stock Option Award Agreement (2016 Omnibus Compensation Plan), dated January 9, 2025.8-K10.21/10/2025001-40144
*†10.39Form of 2025 Restricted Stock Unit Award Agreement (2016 Omnibus Compensation Plan), dated January 9, 2025.
*19.1Insider Trading Policy.
*21.1Subsidiaries of Registrant.
*23.1Consent of Ernst & Young LLP.
*23.2Consent of Ryder Scott Company, L.P., Petroleum Consultants.
*24.1Power of Attorney (included as a part of the signature pages to this report).
*31.1Certification (pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act) by Principal Executive Officer.
*31.2Certification (pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act) by Principal Financial Officer.
**32.1Section 1350 Certification (pursuant to Sarbanes-Oxley Section 906) by Principal Executive Officer and Principal Financial Officer.
97.1Executive Compensation Clawback Policy.10-K97.12/22/2024001-40144
*99.1Report of Ryder Scott Company, L.P., Petroleum Consultants.
*101.INSInline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
*101.SCHInline XBRL Taxonomy Schema Document.
*101.CALInline XBRL Calculation Linkbase Document.
*101.DEFInline XBRL Definition Linkbase Document.
*101.LABInline XBRL Label Linkbase Document.
Incorporated by Reference
EXHIBIT NO.DESCRIPTIONFormExhibitFiling DateSEC File No.
*101.PREInline XBRL Presentation Linkbase Document.
*104Cover Page Interactive Data File (the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
* Filed herewith.
** Furnished herewith.
† Management contracts or compensatory plans or arrangements required to be filed herewith pursuant to Item 15 hereof.

NOTE: Debt instruments of the Registrant defining the rights of long-term debt holders in principal amounts not exceeding 10 percent of the Registrant’s consolidated assets have been omitted and will be provided to the Commission upon request.

Previous: Item 14. PRINCIPAL ACCOUNTING FEES AND SERVICES · Next: Item 16. FORM 10-K SUMMARY