A Dark Vector Cognition product

Item 5. OTHER INFORMATION

2K characters. Original on sec.gov ·

Item 5. OTHER INFORMATION

Securities Trading Plans of Executive Officers and Directors

Transactions in our securities by our executive officers and directors are required to be made in accordance with our insider trading policy, which, among other things, requires that the transactions be in accordance with applicable U.S. federal securities laws that prohibit trading while in possession of material nonpublic information. Our insider trading policy permits our executive officers and directors to enter into trading plans in accordance with Rule 10b5-1.

The following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted by our executive officers and directors during the third quarter of 2023, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as Rule 10b5-1 trading plans.

Name and TitleActionDate of Adoption of Rule 10b5-1 Trading PlanScheduled Expiration Date of Rule 10b5-1 Trading Plan (1)Aggregate Number of Securities to be Purchased or Sold
Allan J. Brazier Vice President and Chief Accounting OfficerAdoption8/7/20235/2/2024Sale of 7,513 ordinary shares
Obed D. Louissaint Senior Vice President and Chief People OfficerAdoption9/12/20237/19/2024Sale of 12,000 ordinary shares

(1)In each case, a trading plan may also expire on such earlier dates as all transactions under the trading plan are completed.

During the third quarter of 2023, no executive officer or director of the Company adopted, modified or terminated any non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).

Previous: Item 1A. RISK FACTORS · Next: Item 6. EXHIBITS