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Item 14. (a)(3)

10K characters. Original on sec.gov ·

Item 14. (a)(3)

Exhibit NumberDescriptionPage Number or Incorporation by Reference to
Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession
2.1Asset Purchase Agreement by and between Atmos Energy Corporation as Seller and Liberty Energy (Georgia) Corp. as Buyer, dated as of August 8, 2012Exhibit 2.1 to Form 8-K dated August 8, 2012 (File No. 1-10042)
Articles of Incorporation and Bylaws
3.1Restated Articles of Incorporation of Atmos Energy Corporation - Texas (As Amended Effective February 3, 2010)Exhibit 3.1 to Form 10-Q dated March 31, 2010 (File No. 1-10042)
3.2Restated Articles of Incorporation of Atmos Energy Corporation - Virginia (As Amended Effective February 3, 2010)Exhibit 3.2 to Form 10-Q dated March 31, 2010 (File No. 1-10042)
3.3Amended and Restated Bylaws of Atmos Energy Corporation (as of September 28, 2015)Exhibit 3.1 to Form 8-K dated September 28, 2015 (File No. 1-10042)
Instruments Defining Rights of Security Holders, Including Indentures
4.1Specimen Common Stock Certificate (Atmos Energy Corporation)Exhibit 4.1 to Form 10-K for fiscal year ended September 30, 2012 (File No. 1-10042)
4.2Indenture dated as of November 15, 1995 between United Cities Gas Company and Bank of America Illinois, TrusteeExhibit 4.11(a) to Form S-3 dated August 31, 2004 (File No. 333-118706)
4.3Indenture dated as of July 15, 1998 between Atmos Energy Corporation and U.S. Bank Trust National Association, TrusteeExhibit 4.8 to Form S-3 dated August 31, 2004 (File No. 333-118706)
4.4Indenture dated as of May 22, 2001 between Atmos Energy Corporation and SunTrust Bank, TrusteeExhibit 99.3 to Form 8-K dated May 15, 2001 (File No. 1-10042)
4.5Indenture dated as of June 14, 2007, between Atmos Energy Corporation and U.S. Bank National Association, TrusteeExhibit 4.1 to Form 8-K dated June 11, 2007 (File No. 1-10042)
4.6Indenture dated as of March 23, 2009 between Atmos Energy Corporation and U.S. Bank National Corporation, TrusteeExhibit 4.1 to Form 8-K dated March 26, 2009 (File No. 1-10042)
4.7(a)Debenture Certificate for the 6 3/4% Debentures due 2028Exhibit 99.2 to Form 8-K dated July 22, 1998 (File No. 1-10042)
4.7(b)Global Security for the 5.95% Senior Notes due 2034Exhibit 10(2)(g) to Form 10-K for fiscal year ended September 30, 2004 (File No. 1-10042)
4.7(c)Global Security for the 6.35% Senior Notes due 2017Exhibit 4.2 to Form 8-K dated June 11, 2007 (File No. 1-10042)
4.7(d)Global Security for the 8.50% Senior Notes due 2019Exhibit 4.2 to Form 8-K dated March 26, 2009 (File No. 1-10042)
4.7(e)Global Security for the 5.5% Senior Notes due 2041Exhibit 4.2 to Form 8-K dated June 10, 2011 (File No. 1-10042)
4.7(f)Global Security for the 4.15% Senior Notes due 2043Exhibit 4.2 to Form 8-K dated January 8, 2013 (File No. 1-10042)
4.7(g)Global Security for the 4.125% Senior Notes due 2044Exhibit 4.2 to Form 8-K dated October 15, 2014 (File No. 1-10042)
Material Contracts
10.1Revolving Credit Agreement, dated as of September 25, 2015 among Atmos Energy Corporation, the Lenders from time to time parties thereto, Crédit Agricole Corporate and Investment Bank as Administrative Agent, and Mizuho Bank Ltd., as Syndication AgentExhibit 10.1 to Form 8-K dated October 1, 2015 (File No. 1-10042)
10.2Guaranty of Algonquin Power & Utilities Corp. dated August 8, 2012Exhibit 10.1 to Form 8-K dated August 8, 2012 (File No. 1-10042)
Executive Compensation Plans and Arrangements
10.3(a)*Form of Atmos Energy Corporation Change in Control Severance Agreement - Tier IExhibit 10.7(a) to Form 10-K for fiscal year ended September 30, 2010 (File No. 1-10042)
10.3(b)*Form of Atmos Energy Corporation Change in Control Severance Agreement - Tier IIExhibit 10.7(b) to Form 10-K for fiscal year ended September 30, 2010 (File No. 1-10042)
10.4(a)*Atmos Energy Corporation Executive Retiree Life PlanExhibit 10.31 to Form 10-K for fiscal year ended September 30, 1997 (File No. 1-10042)
10.4(b)*Amendment No. 1 to the Atmos Energy Corporation Executive Retiree Life PlanExhibit 10.31(a) to Form 10-K for fiscal year ended September 30, 1997 (File No. 1-10042)
10.5(a)*Atmos Energy Corporation Annual Incentive Plan for Management (as amended and restated February 10, 2011)Exhibit 10.14 to Form 10-K for fiscal year ended September 30, 2011 (File No. 1-10042)
10.5(b)*Amendment No 1 to the Atmos Energy Corporation Annual Incentive Plan for Management (as amended and restated February 10, 2011)Exhibit 10.8(b) to Form 10-K for fiscal year ended September 30, 2012 (File No. 1-10042)
10.5(c)*Amendment No 2 to the Atmos Energy Corporation Annual Incentive Plan for Management (as amended and restated February 10, 2011)Exhibit 10.6(c) to Form 10-K for fiscal year ended September 30, 2013 (File No. 1-10042)
10.6(a)*Atmos Energy Corporation Supplemental Executive Benefits Plan, Amended and Restated in its Entirety August 7, 2007Exhibit 10.8(a) to Form 10-K for fiscal year ended September 30, 2008 (File No. 1-10042)
10.6(b)*Form of Individual Trust Agreement for the Supplemental Executive Benefits PlanExhibit 10.3 to Form 10-Q for quarter ended December 31, 2000 (File No. 1-10042)
10.7(a)*Atmos Energy Corporation Supplemental Executive Retirement Plan (As Amended and Restated, Effective as of June 4, 2012)
10.7(b)*Atmos Energy Corporation Performance-Based Supplemental Executive Benefits Plan Trust Agreement, Effective Date December 1, 2000Exhibit 10.1 to Form 10-Q for quarter ended December 31, 2000 (File No. 1-10042)
10.8*Atmos Energy Corporation Account Balance Supplemental Executive Retirement Plan, Effective Date August 5, 2009Exhibit 10.10(c) to Form 10-K for fiscal year ended September 30, 2010 (File No. 1-10042)
10.9(a)*Mini-Med/Dental Benefit Extension Agreement dated October 1, 1994Exhibit 10.28(f) to Form 10-K for fiscal year ended September 30, 2001 (File No. 1-10042)
10.9(b)*Amendment No. 1 to Mini-Med/Dental Benefit Extension Agreement dated August 14, 2001Exhibit 10.28(g) to Form 10-K for fiscal year ended September 30, 2001 (File No. 1-10042)
10.9(c)*Amendment No. 2 to Mini-Med/Dental Benefit Extension Agreement dated December 31, 2002Exhibit 10.1 to Form 10-Q for quarter ended December 31, 2002 (File No. 1-10042)
10.10*Atmos Energy Corporation Equity Incentive and Deferred Compensation Plan for Non-Employee Directors, Amended and Restated as of January 1, 2012Exhibit 10.1 to Form 10-Q for quarter ended December 31, 2011 (File No. 1-10042)
10.11*Atmos Energy Corporation Outside Directors Stock-for-Fee Plan, Amended and Restated as of October 1, 2009Exhibit 10.13 to Form 10-K for fiscal year ended September 30, 2010 (File No. 1-10042)
10.12(a)*Atmos Energy Corporation 1998 Long-Term Incentive Plan (as amended and restated September 1, 2014)Exhibit 10.13(a) to Form 10-K for fiscal year ended September 30, 2014 (File No. 1-10042)
10.12(b)*Form of Award Agreement of Time-Lapse Restricted Stock Units under the Atmos Energy Corporation 1998 Long-Term Incentive Plan
10.12(c)*Form of Award Agreement of Performance-Based Restricted Stock Units under the Atmos Energy Corporation 1998 Long-Term Incentive Plan
12Statement of computation of ratio of earnings to fixed charges
Other Exhibits, as indicated
21Subsidiaries of the registrant
23.1Consent of independent registered public accounting firm, Ernst & Young LLP
24Power of AttorneySignature page of Form 10-K for fiscal year ended September 30, 2015
31Rule 13a-14(a)/15d-14(a) Certifications
32Section 1350 Certifications**
Interactive Data File
101.INSXBRL Instance Document
101.SCHXBRL Taxonomy Extension Schema
101.CALXBRL Taxonomy Extension Calculation Linkbase
101.DEFXBRL Taxonomy Extension Definition Linkbase
101.LABXBRL Taxonomy Extension Labels Linkbase
101.PREXBRL Taxonomy Extension Presentation Linkbase
*This exhibit constitutes a "management contract or compensatory plan, contract, or arrangement."
**These certifications pursuant to 18 U.S.C. Section 1350 by the Company’s Chief Executive Officer and Chief Financial Officer, furnished as Exhibit 32 to this Annual Report on Form 10-K, will not be deemed to be filed with the Securities and Exchange Commission or incorporated by reference into any filing by the Company under the Securities Act of 1933 or the Securities Exchange Act of 1934, except to the extent that the Company specifically incorporates such certifications by reference.

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