Item 15. Exhibits and Financial Statement Schedules.
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Item 15. Exhibits and Financial Statement Schedules.
(a) 1. and 2. Financial statements and financial statement schedules.
The financial statements and financial statement schedule listed in the Index to Financial Statements in Item 8 are filed as part of this Form 10-K.
- Exhibits
| Exhibit Number | Description | Page Number or Incorporation by Reference to | ||
| Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession | ||||
| 2.1 | Membership Interest Purchase Agreement by and between Atmos Energy Holdings, Inc. as Seller and CenterPoint Energy Services, Inc. as Buyer, dated as of October 29, 2016 | Exhibit 2.1 to Form 8-K dated October 29, 2016 (File No. 1-10042) | ||
| Articles of Incorporation and Bylaws | ||||
| 3.1 | Restated Articles of Incorporation of Atmos Energy Corporation - Texas (As Amended Effective February 3, 2010) | Exhibit 3.1 to Form 10-Q dated March 31, 2010 (File No. 1-10042) | ||
| 3.2 | Restated Articles of Incorporation of Atmos Energy Corporation - Virginia (As Amended Effective February 3, 2010) | Exhibit 3.2 to Form 10-Q dated March 31, 2010 (File No. 1-10042) | ||
| 3.3 | Amended and Restated Bylaws of Atmos Energy Corporation (as of September 28, 2015) | Exhibit 3.1 to Form 8-K dated September 28, 2015 (File No. 1-10042) | ||
| Instruments Defining Rights of Security Holders, Including Indentures | ||||
| 4.1 | Specimen Common Stock Certificate (Atmos Energy Corporation) | Exhibit 4.1 to Form 10-K for fiscal year ended September 30, 2012 (File No. 1-10042) | ||
| 4.2 | Indenture dated as of November 15, 1995 between United Cities Gas Company and Bank of America Illinois, Trustee | Exhibit 4.11(a) to Form S-3 dated August 31, 2004 (File No. 333-118706) | ||
| 4.3 | Indenture dated as of July 15, 1998 between Atmos Energy Corporation and U.S. Bank Trust National Association, Trustee | Exhibit 4.8 to Form S-3 dated August 31, 2004 (File No. 333-118706) | ||
| 4.4 | Indenture dated as of May 22, 2001 between Atmos Energy Corporation and SunTrust Bank, Trustee | Exhibit 99.3 to Form 8-K dated May 15, 2001 (File No. 1-10042) | ||
| 4.5 | Indenture dated as of June 14, 2007, between Atmos Energy Corporation and U.S. Bank National Association, Trustee | Exhibit 4.1 to Form 8-K dated June 11, 2007 (File No. 1-10042) | ||
| 4.6 | Indenture dated as of March 23, 2009 between Atmos Energy Corporation and U.S. Bank National Corporation, Trustee | Exhibit 4.1 to Form 8-K dated March 26, 2009 (File No. 1-10042) | ||
| 4.7(a) | Debenture Certificate for the 6 3/4% Debentures due 2028 | Exhibit 99.2 to Form 8-K dated July 22, 1998 (File No. 1-10042) | ||
| 4.7(b) | Global Security for the 5.95% Senior Notes due 2034 | Exhibit 10(2)(g) to Form 10-K for fiscal year ended September 30, 2004 (File No. 1-10042) | ||
| 4.7(c) | Global Security for the 8.50% Senior Notes due 2019 | Exhibit 4.2 to Form 8-K dated March 26, 2009 (File No. 1-10042) | ||
| 4.7(d) | Global Security for the 5.5% Senior Notes due 2041 | Exhibit 4.2 to Form 8-K dated June 10, 2011 (File No. 1-10042) | ||
| 4.7(e) | Global Security for the 4.15% Senior Notes due 2043 | Exhibit 4.2 to Form 8-K dated January 8, 2013 (File No. 1-10042) | ||
| 4.7(f) | Global Security for the 4.125% Senior Notes due 2044 | Exhibit 4.2 to Form 8-K dated October 15, 2014 (File No. 1-10042) |
| 4.7(g) | Global Security for the 3.000% Senior Notes due 2027 | Exhibit 4.2 to Form 8-K dated June 8, 2017 (File No. 1-10042) | ||
| 4.7(h) | Global Security for the 4.125% Senior Notes due 2044 | Exhibit 4.3 to Form 8-K dated June 8, 2017 (File No. 1-10042) | ||
| 4.7(i) | Global Security for the 4.300% Senior Notes due 2048 | Exhibit 4.2 to Form 8-K dated October 4, 2018 (File No. 1-10042) | ||
| 4.7(j) | Global Security for the 4.300% Senior Notes due 2048 | Exhibit 4.3 to Form 8-K dated October 4, 2018 (File No. 1-10042) | ||
| Material Contracts | ||||
| 10.1(a) | Revolving Credit Agreement, dated as of September 25, 2015 among Atmos Energy Corporation, the Lenders from time to time parties thereto, Crédit Agricole Corporate and Investment Bank as Administrative Agent, and Mizuho Bank Ltd., as Syndication Agent | Exhibit 10.1 to Form 8-K dated October 1, 2015 (File No. 1-10042) | ||
| 10.1(b) | First Amendment to Revolving Credit Agreement, dated as of October 5, 2016, by and among Atmos Energy Corporation, the lenders from time to time parties thereto (the "Lenders") and Credit Agricole Corporate and Investment Bank, in its capacity as administrative agent for the Lenders | Exhibit 10.1 to Form 8-K dated October 5, 2016 (File No. 1-10042) | ||
| 10.1(c) | Second Amendment to Revolving Credit Agreement, dated as of September 7, 2017, by and among Atmos Energy Corporation, the lenders from time to time parties thereto (the "Lenders") and Credit Agricole Corporate and Investment Bank, in its capacity as administrative agent for the Lenders | |||
| 10.1(d) | Term Loan Agreement, dated as of September 22, 2016, by and among Atmos Energy Corporation, the Lenders from time to time parties thereto and Branch Banking and Trust Company as Administrative Agent | Exhibit 10.1 to Form 8-K dated September 22, 2016 (File No. 1-10042) | ||
| 10.1(e) | First Amendment to Term Loan Agreement, dated as of September 7, 2017, by and among Atmos Energy Corporation, the lenders from time to time parties thereto (the "Lenders") and Branch Banking and Trust Company, in its capacity as administrative agent for the Lenders | |||
| 10.2 | Equity Distribution Agreement, dated as of November 14, 2017, among Atmos Energy Corporation, Goldman, Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC | Exhibit 1.1 to Form 8-K dated November 14, 2017 (File No. 1-10042) | ||
| Executive Compensation Plans and Arrangements | ||||
| 10.3(a)* | Form of Atmos Energy Corporation Change in Control Severance Agreement - Tier I | Exhibit 10.7(a) to Form 10-K for fiscal year ended September 30, 2010 (File No. 1-10042) | ||
| 10.3(b)* | Form of Atmos Energy Corporation Change in Control Severance Agreement - Tier II | Exhibit 10.7(b) to Form 10-K for fiscal year ended September 30, 2010 (File No. 1-10042) | ||
| 10.4(a)* | Atmos Energy Corporation Executive Retiree Life Plan | Exhibit 10.31 to Form 10-K for fiscal year ended September 30, 1997 (File No. 1-10042) |
| 10.4(b)* | Amendment No. 1 to the Atmos Energy Corporation Executive Retiree Life Plan | Exhibit 10.31(a) to Form 10-K for fiscal year ended September 30, 1997 (File No. 1-10042) | ||
| 10.5* | Atmos Energy Corporation Annual Incentive Plan for Management (as amended and restated October 1, 2016) | Exhibit 10.5 to Form 10-K for fiscal year ended September 30, 2016 (File No. 1-10042) | ||
| 10.6(a)* | Atmos Energy Corporation Supplemental Executive Benefits Plan, Amended and Restated in its Entirety August 7, 2007 | Exhibit 10.8(a) to Form 10-K for fiscal year ended September 30, 2008 (File No. 1-10042) | ||
| 10.6(b)* | Form of Individual Trust Agreement for the Supplemental Executive Benefits Plan | Exhibit 10.3 to Form 10-Q for quarter ended December 31, 2000 (File No. 1-10042) | ||
| 10.7(a)* | Atmos Energy Corporation Supplemental Executive Retirement Plan (As Amended and Restated, Effective as of January 1, 2016) | Exhibit 10.7(a) to Form 10-K for fiscal year ended September 30, 2016 (File No. 1-10042) | ||
| 10.7(b)* | Atmos Energy Corporation Performance-Based Supplemental Executive Benefits Plan Trust Agreement, Effective Date December 1, 2000 | Exhibit 10.1 to Form 10-Q for quarter ended December 31, 2000 (File No. 1-10042) | ||
| 10.8* | Atmos Energy Corporation Account Balance Supplemental Executive Retirement Plan (As Amended and Restated, Effective as of January 1, 2016) | Exhibit 10.8 to Form 10-K for fiscal year ended September 30, 2016 (File No. 1-10042) | ||
| 10.9(a)* | Mini-Med/Dental Benefit Extension Agreement dated October 1, 1994 | Exhibit 10.28(f) to Form 10-K for fiscal year ended September 30, 2001 (File No. 1-10042) | ||
| 10.9(b)* | Amendment No. 1 to Mini-Med/Dental Benefit Extension Agreement dated August 14, 2001 | Exhibit 10.28(g) to Form 10-K for fiscal year ended September 30, 2001 (File No. 1-10042) | ||
| 10.9(c)* | Amendment No. 2 to Mini-Med/Dental Benefit Extension Agreement dated December 31, 2002 | Exhibit 10.1 to Form 10-Q for quarter ended December 31, 2002 (File No. 1-10042) | ||
| 10.10* | Atmos Energy Corporation Equity Incentive and Deferred Compensation Plan for Non-Employee Directors, Amended and Restated as of January 1, 2012 | Exhibit 10.1 to Form 10-Q for quarter ended December 31, 2011 (File No. 1-10042) | ||
| 10.11(a)* | Atmos Energy Corporation 1998 Long-Term Incentive Plan (as amended and restated February 3, 2016) | Exhibit 99.1 to Form S-8 dated March 29, 2016 (File No. 333-210461) | ||
| 10.11(b)* | Form of Award Agreement of Time-Lapse Restricted Stock Units under the Atmos Energy Corporation 1998 Long-Term Incentive Plan | |||
| 10.11(c)* | Form of Award Agreement of Performance-Based Restricted Stock Units under the Atmos Energy Corporation 1998 Long-Term Incentive Plan | |||
| Other Exhibits, as indicated | ||||
| 21 | Subsidiaries of the registrant | |||
| 23.1 | Consent of independent registered public accounting firm, Ernst & Young LLP | |||
| 24 | Power of Attorney | Signature page of Form 10-K for fiscal year ended September 30, 2018 | ||
| 31 | Rule 13a-14(a)/15d-14(a) Certifications | |||
| 32 | Section 1350 Certifications** | |||
| Interactive Data File | ||||
| 101.INS | XBRL Instance Document | |||
| 101.SCH | XBRL Taxonomy Extension Schema |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase | |||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase | |||
| 101.LAB | XBRL Taxonomy Extension Labels Linkbase | |||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase |
| * | This exhibit constitutes a "management contract or compensatory plan, contract, or arrangement." |
| ** | These certifications pursuant to 18 U.S.C. Section 1350 by the Company’s Chief Executive Officer and Chief Financial Officer, furnished as Exhibit 32 to this Annual Report on Form 10-K, will not be deemed to be filed with the Securities and Exchange Commission or incorporated by reference into any filing by the Company under the Securities Act of 1933 or the Securities Exchange Act of 1934, except to the extent that the Company specifically incorporates such certifications by reference. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ATMOS ENERGY CORPORATION | ||||
| (Registrant) | ||||
| By: | /s/ CHRISTOPHER T. FORSYTHE | |||
| Christopher T. Forsythe Senior Vice President and Chief Financial Officer |
Date: November 13, 2018
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Michael E. Haefner and Christopher T. Forsythe, or either of them acting alone or together, as his true and lawful attorney-in-fact and agent with full power to act alone, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this Annual Report on Form 10-K, and to file the same, with all exhibits thereto, and all other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the date indicated:
| /s/ KIM R. COCKLIN | Executive Chairman of the Board | November 13, 2018 | ||
| Kim R. Cocklin | ||||
| /s/ MICHAEL E. HAEFNER | President, Chief Executive Officer and Director | November 13, 2018 | ||
| Michael E. Haefner | ||||
| /s/ CHRISTOPHER T. FORSYTHE | Senior Vice President and Chief Financial Officer | November 13, 2018 | ||
| Christopher T. Forsythe | ||||
| /s/ RICHARD M. THOMAS | Vice President and Controller (Principal Accounting Officer) | November 13, 2018 | ||
| Richard M. Thomas | ||||
| /s/ ROBERT W. BEST | Director | November 13, 2018 | ||
| Robert W. Best | ||||
| /s/ KELLY H. COMPTON | Director | November 13, 2018 | ||
| Kelly H. Compton | ||||
| /s/ SEAN DONOHUE | Director | November 13, 2018 | ||
| Sean Donohue | ||||
| /s/ RUBEN E. ESQUIVEL | Director | November 13, 2018 | ||
| Ruben E. Esquivel | ||||
| /s/ RAFAEL G. GARZA | Director | November 13, 2018 | ||
| Rafael G. Garza | ||||
| /s/ RICHARD K. GORDON | Director | November 13, 2018 | ||
| Richard K. Gordon | ||||
| /s/ ROBERT C. GRABLE | Director | November 13, 2018 | ||
| Robert C. Grable | ||||
| /s/ NANCY K. QUINN | Director | November 13, 2018 | ||
| Nancy K. Quinn | ||||
| /s/ RICHARD A. SAMPSON | Director | November 13, 2018 | ||
| Richard A. Sampson | ||||
| /s/ STEPHEN R. SPRINGER | Director | November 13, 2018 | ||
| Stephen R. Springer | ||||
| /s/ DIANA J. WALTERS | Director | November 13, 2018 | ||
| Diana J. Walters | ||||
| /s/ RICHARD WARE II | Director | November 13, 2018 | ||
| Richard Ware II |
Schedule II
ATMOS ENERGY CORPORATION
Valuation and Qualifying Accounts
Three Years Ended September 30, 2018
| Additions | ||||||||||||||||||||
| Balance at beginning of period | Charged to cost & expenses | Charged to other accounts | Deductions | Balance at end of period | ||||||||||||||||
| (In thousands) | ||||||||||||||||||||
| 2018 | ||||||||||||||||||||
| Allowance for doubtful accounts | $ | 10,865 | $ | 14,894 | $ | — | $ | 10,964 | (1) | $ | 14,795 | |||||||||
| 2017 | ||||||||||||||||||||
| Allowance for doubtful accounts | $ | 11,056 | $ | 12,269 | $ | — | $ | 12,460 | (1) | $ | 10,865 | |||||||||
| 2016 | ||||||||||||||||||||
| Allowance for doubtful accounts | $ | 12,934 | $ | 10,414 | $ | — | $ | 12,292 | (1) | $ | 11,056 |
| (1) | Uncollectible accounts written off. |
Previous: Item 14. Principal Accountant Fees and Services.