A Dark Vector Cognition product

Item 5. Other Information

2K characters. Original on sec.gov · Markdown

Item 5. Other Information

Insider Trading Arrangement

Henry Samueli, Ph.D., our Chairman of the Board, has voting and dispositive power over the shares held by D95GT, LLC (“D95GT”) and H&S Investments I, L.P. (“H&S Investments”) and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest. Dr. Samueli does not have a pecuniary interest in the shares held by the Samueli Foundation or The Rinks Foundation, but the Samueli Foundation and The Rinks Foundation may be deemed an affiliate of Dr. Samueli. On December 16, 2025, D95GT, H&S Investments, the Samueli Foundation and The Rinks Foundation adopted a trading plan intended to satisfy Rule 10b5-1(c) under the Exchange Act (the “Trading Plan”). Pursuant to the Trading Plan, (i) D95GT will gift up to $105,678,000 in shares of Broadcom common stock to the Samueli Foundation and (ii) H&S Investments will gift up to $94,322,000 in shares of Broadcom common stock to the Samueli Foundation, up to $9,000,000 in shares of Broadcom common stock to The Rinks Foundation and up to $105,000,000 in shares of Broadcom common stock to a charity. The Samueli Foundation and The Rinks Foundation will subsequently sell all shares donated to them as provided above. Pursuant to the Trading Plan, D95GT will also sell up to $660,000,000 in shares of Broadcom common stock and H&S Investments will also sell up to $340,000,000 in shares of Broadcom common stock. The Trading Plan will expire on December 31, 2026, subject to early termination for certain specified events set forth in the Trading Plan.

Previous: Item 1A. Risk Factors · Next: Item 6. Exhibits