A Dark Vector Cognition product

Item 5. Other Information

1K characters. Original on sec.gov · Markdown

Item 5. Other Information

The table below describes the contracts, instructions or written plans for the purchase or sale of securities adopted by our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) during the three months ended September 30, 2023, that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Certain of our officers or directors have made, and may from time to time make, elections to have shares withheld or sold to cover withholding taxes or pay the exercise price of options, which may be designed to satisfy the affirmative defense conditions of Rule 10b5-1 under the Exchange Act or may constitute non-Rule 10b5-1 trading arrangements (as defined in Item 408(c) of Regulation S-K).

No other Rule 10b5-1 trading arrangements or “non-Rule 10b5-1 trading arrangements” (as defined by S-K Item 408(c)) were entered into, modified, or terminated by our directors or officers during such period.

​​​​​​
Name and Title​Adoption Date​Expiration DateAggregate Number of Securities to be Sold
Jeffrey Kunins, Chief Product Officer and Chief Technology Officer​August 11, 2023​January 15, 202441,167
Brittany Bagley, Chief Operating Officer and Chief Financial Officer​August 18, 2023​November 30, 202415,000
Joshua Isner, President​September 15, 2023​December 31, 202435,400

​

​

Previous: Item 1A. Risk Factors · Next: Item 6. Exhibits