Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

(a) List of Documents filed as part of this annual report.

(1) Financial Statements

All financial statements of the Company as set forth under Item 8 of this annual report on Form 10-K.

(2) Financial Statement Schedules

The schedules listed in Reg. 210.5-04 have been omitted because they are not applicable or the required information is shown in the consolidated financial statements or notes thereto.

(3) Exhibits

Each exhibit identified below is filed as a part of this annual report. Exhibits designated with an "*" are filed as an exhibit to this annual report on Form 10-K and exhibits designated with an "**" are furnished as an exhibit to this annual report on Form 10-K. Exhibits designated with a "+" are identified as management contracts or compensatory plans or arrangements. Exhibits previously filed are incorporated by reference.

Exhibit NumberExhibit Description
3.1Second Amended and Restated Certificate of Incorporation of Baker Hughes Company dated October 17, 2019.
3.2Fifth Amended and Restated Bylaws of Baker Hughes Company dated January 25, 2023.
4.1Indenture, dated October 28, 2008, between Baker Hughes Incorporated (as predecessor to Baker Hughes Holdings LLC) and The Bank of New York Mellon Trust Company, N.A., as trustee.
4.2Second Supplemental Indenture, dated July 3, 2017, to the Indenture dated as of October 28, 2008, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee.
4.3Third Supplemental Indenture, dated December 11, 2017, to the Indenture dated as of October 28, 2008, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee.
4.4Fourth Supplemental Indenture, dated November 7, 2019, to the Indenture dated as of October 28, 2008, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee.
4.5Fifth Supplemental Indenture, dated May 1, 2020 to the Indenture dated as of October 28, 2008, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee.
4.6Sixth Supplemental Indenture, dated December 9, 2021 to the Indenture dated as of October 28, 2008, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee.
4.7Indenture, dated May 15, 1994, between Western Atlas Inc. and The Bank of New York Mellon, as trustee.
4.8First Supplemental Indenture dated July 3, 2017, to the Indenture dated as of May 15, 1994, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee.
4.9First Supplemental Indenture, dated as of July 3, 2017, to the Indenture dated as of May 15, 1991, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee.
4.10*Description of Securities Registered pursuant to Section 12 of the Securities Exchange Act of 1934.
4.11Form of Stock Certificate for Class A Common Stock of Baker Hughes Company under the Laws of the State of Delaware.
10.1Transaction Agreement, dated as of February 28, 2019, between Baker Hughes Holdings LLC, General Electric Company and GE Aero Power LLC.

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10.2STDA Side Agreement, dated as of July 31, 2019, between Baker Hughes Holdings LLC and General Electric Company.
10.3Aero-Derivatives Supply and Technology Development Agreement, dated as of November 13, 2018, between Baker Hughes Holdings LLC and General Electric Company.
10.4Umbrella Aero-Derivatives IP Agreement, dated as of November 13, 2018, between General Electric Company and Baker Hughes Holdings LLC.
10.5*TMA Master Settlement Agreement as of February 13, 2023 among General Electric Company, Baker Hughes Company, EHHC Newco, LLC and Baker Hughes Holdings LLC to settle disputes under the Tax Matters Agreement.
10.6Credit Agreement, dated as of December 10, 2019, among Baker Hughes Holdings LLC, the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent.
10.7Amended and Restated Limited Liability Company Agreement of Baker Hughes Holdings LLC dated as of April 15, 2020.
10.8+Amended and Restated Baker Hughes Incorporated 2002 Employee Long-Term Incentive Plan.
10.9+Amended and Restated Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan.
10.10+Form of Baker Hughes Incorporated Nonqualified Stock Option Award Agreement and Terms and Conditions for officers dated 2011.
10.11+Form of Baker Hughes Incorporated Nonqualified Stock Option Award Agreement and Terms and Conditions for officers dated January 2014.
10.12+Form of Baker Hughes Incorporated Nonqualified Stock Option Award Agreement and Terms and Conditions for officers June 2014.
10.13+Baker Hughes Company 2017 Long-Term Incentive Plan.
10.14+Baker Hughes Company 2021 Long-Term Incentive Plan.
10.15+Baker Hughes Company Executive Officer Short Term Incentive Compensation Plan as Amended and Restated.
10.16+Baker Hughes Company Non-Employee Director Deferral Plan as Amended and Restated.
10.17+Amendment to the Baker Hughes Company Benefits Plans including the Baker Hughes Company 2017 Long-Term Incentive Plan.
10.18+Baker Hughes Company Executive Severance Program.
10.19+First Amendment to the Baker Hughes Company Executive Severance Program effective January 1, 2020.
10.20+Baker Hughes Company Executive Change in Control Severance Plan.
10.21+Baker Hughes Company Employee Stock Purchase Plan as Amended and Restated.
10.22+Baker Hughes Company Supplementary Pension Plan as Amended and Restated Effective as of December 31, 2018.
10.23+Amendment to the Baker Hughes Holdings LLC Sponsored Benefit Plans including the Baker Hughes Company Supplementary Pension Plan.
10.24+Baker Hughes Company Supplemental Retirement Plan, as amended and restated effective as of January 1, 2020.
10.25+Baker Hughes Company Form of Indemnification Agreement dated July 2017.
10.26+Baker Hughes Company Form of Director and Officer Indemnification Agreement dated March 18, 2020.
10.27+Baker Hughes Company Form of Stock Option Award Agreement dated July 2017.
10.28+Baker Hughes Company Form of Senior Executive Stock Option Award Agreement dated July 2017.
10.29+Baker Hughes Company Form of Stock Option Award Agreement dated January 2018.
10.30+Offer Letter between Baker Hughes Company and Lorenzo Simonelli, dated as of August 1, 2017.
10.31+Restricted Stock Unit Award Agreement between Baker Hughes Company and Lorenzo Simonelli dated as of June 1, 2018.
10.32+Baker Hughes Company Form of Stock Option Award Agreement dated January 2019.
10.33+Baker Hughes Company Form of Restricted Stock Unit Award Agreement (three year ratable vest) dated January 2020.
10.34+Baker Hughes Company Form of Restricted Stock Unit Award Agreement (three year cliff vest) dated January 2020.
10.35+Baker Hughes Company Form of ROIC Performance Share Unit Award Agreement dated January 2020.

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10.36+Baker Hughes Company Form of TSR Performance Share Unit Award Agreement dated January 2020.
10.37+Baker Hughes Company Form of Stock Option Award Agreement dated January 2020.
10.38+Baker Hughes Company Form of Restricted Stock Unit Award Agreement (three year cliff vest) dated January 2021.
10.39+Baker Hughes Company Form of Restricted Stock Unit Award Agreement (three year ratable vest) dated January 2021.
10.40+Baker Hughes Company Form of Performance Share Unit Award Agreement dated January 2021.
10.41+Form of Transformation Incentive Award Agreement dated January 2021.
10.42+Baker Hughes Company Form of Executive Officer Restricted Stock Unit Award Agreement (three year ratable vest) dated January 2022.
10.43+Baker Hughes Company Form of Executive Officer Restricted Stock Unit Award Agreement (three year cliff vest) dated January 2022.
10.44+Baker Hughes Company Form of Executive Officer Performance Share Unit Award Agreement dated January 2022.
10.45+Baker Hughes Company Form of Director Stock Unit Award Agreement dated March 2022.
10.46+*Baker Hughes Company Form of Executive Officer Performance Share Unit Award Agreement dated January 2023.
10.47+*Baker Hughes Company Form of Restricted Stock Unit Award Agreement (2-year cliff vest for new hires) dated January 2023.
10.48+*Baker Hughes Company Form of Restricted Stock Unit Award Agreement (2-year ratable vest for new hires) dated January 2023.
10.49+*Settlement Agreement between Baker Hughes Company and Neil Saunders dated December 20, 2022.
10.50+*Separation, Transition and Release Agreement between Baker Hughes Company and Brian Worrell dated December 2, 2022.
10.51Plea Agreement between Baker Hughes Services International, Inc. and the United States Department of Justice filed on April 26, 2007, with the United States District Court of Texas, Houston Division.
21.1*Subsidiaries of the Company.
23.1*Consent of KPMG LLP.
31.1**Certification of Lorenzo Simonelli, President and Chief Executive Officer, furnished pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended.
31.2**Certification of Nancy Buese, Chief Financial Officer, furnished pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended.
32**Certification of Lorenzo Simonelli, President and Chief Executive Officer, and Nancy Buese, Chief Financial Officer, furnished pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended.
95*Mine Safety Disclosures.
101.INS*XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH*XBRL Schema Document
101.CAL*XBRL Calculation Linkbase Document
101.LAB*XBRL Label Linkbase Document
101.PRE*XBRL Presentation Linkbase Document
101.DEF*XBRL Definition Linkbase Document

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