Item 5. OTHER INFORMATION
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Item 5. OTHER INFORMATION
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
During the three months ended March 31, 2026, certain of our officers or directors listed below adopted or terminated trading agreements for the sale of shares of Class A common stock in amounts and prices determined in accordance with a formula set forth in each such plan:
| Plans | ||||||||||||||||||||
| Name and Title | Action | Date | Rule 10b5-1(1) | Non-Rule 10b5-1(2) | Number of Shares to be Sold | Expiration | ||||||||||||||
| Lorenzo Simonelli, Chairman, President and Chief Executive Officer | Adoption | March 11, 2026 | X | 362,822 | Earlier of when all shares under plan are sold and March 11, 2027 | |||||||||||||||
| Ahmed Moghal, Executive Vice President and Chief Financial Officer | Adoption | March 13, 2026 | X | 20,000 | Earlier of when all shares under plan are sold and March 15, 2027 | |||||||||||||||
| Ahmed Moghal, Executive Vice President and Chief Financial Officer(3) | Adoption | March 13, 2026 | X | 3,392 | Earlier of when all shares under plan are sold and March 15, 2027 | |||||||||||||||
| Maria Claudia Borras, Chief Growth & Experience Officer and Interim Executive Vice President, Industrial & Energy Technology | Adoption | March 12, 2026 | X | 72,000 | Earlier of when all shares under plan are sold and July 31, 2026 | |||||||||||||||
| Rebecca Charlton, Senior Vice President, Controller and Chief Accounting Officer | Adoption | February 24, 2026 | X | 6,271(4) | Earlier of when all shares under plan are sold and December 15, 2026 |
(1)Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)
(2)A "non-Rule 10b5-1 trading arrangement" as defined in Item 408(c) of Regulation S-K
(3)Reflects a 10b5-1 trading plan adopted by the officer's spouse
(4)This figure is an estimation of after-tax sale amounts of vested equity awards based on the Company's best estimates at this time
Baker Hughes Company 2026 First Quarter Form 10-Q | 37
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