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Item 6. EXHIBITS

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Item 6. EXHIBITS

Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).

Exhibit No.Description
31a.Section 302 Certification Letter.
31b.Section 302 Certification Letter.
32a.Section 906 Certification Letter.
32b.Section 906 Certification Letter.
101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHXBRL Taxonomy Extension Schema Document.
101.CALXBRL Taxonomy Extension Calculation Linkbase Document.
101.DEFXBRL Taxonomy Extension Definition Linkbase Document.
101.LABXBRL Taxonomy Extension Label Linkbase Document.
101.PREXBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
  • Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Atripla is a trademark of Gilead Sciences, LLC.; Avapro/Avalide (known in the EU as Aprovel/Karvea) and Plavix are trademarks of Sanofi; Byetta is a trademark of Amylin Pharmaceuticals, LLC; Cabometyx is a trademark of Exelixis, Inc.; Erbitux is a trademark of ImClone LLC; Onglyza is a trademark of AstraZeneca AB; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck Sharp & Dohme Corp; Otezla is a trademark of Amgen Inc.; Tecentriq is a trademark of Genentech, Inc.; and Yescarta is a trademark of Kite Pharma, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.

SUMMARY OF ABBREVIATED TERMS

Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:

2020 Form 10-KAnnual Report on Form 10-K for the fiscal year ended December 31, 2020LIBORLondon Interbank Offered Rate
AgenusAgenus Inc.LillyEli Lilly and Company
aGvHDacute graft versus host diseaseLOEloss of exclusivity
AmgenAmgen Inc.MAAmarketing authorization application
AMLacute myeloid leukemiaMDLmulti-district litigation
AmylinAmylin Pharmaceuticals, Inc.MDSmyelodysplastic syndromes
aNDAabbreviated new drug applicationsMPMmalignant pleural mesothelioma
AstraZenecaAstraZeneca PLCMyoKardiaMyoKardia, Inc.
BCMAB-cell maturation antigenNDAnew drug application
BLAbiologics license applicationNKTnatural killer T cells
bluebirdbluebird bio, Inc.NSCLCnon-small cell lung cancer
CAR Tchimeric antigen receptor T-cellNVAFnon-valvular atrial fibrillation
CelgeneCelgene CorporationOnoOno Pharmaceutical Co., Ltd.
CERCLAU.S. Comprehensive Environmental Response, Compensation and Liability ActOTCover-the-counter
CHMPCommittee for Medicinal Products for Human UseOtsukaOtsuka Pharmaceutical Co., Ltd.
CMLchronic myeloid leukemiaPD-1programmed cell death protein 1
CormorantCormorant PharmaceuticalsPD-L1programmed death-ligand 1
CRCColorectal carcinomaPDUFAThe Prescription Drug User Fee Act
CVRcontingent value rightsPfizerPfizer, Inc.
ECEuropean CommissionProthenaProthena Corporation plc
EisaiEisai Co., Ltd.PsApsoriatic arthritis
EMAEuropean Medicines AgencyQuarterly Report on Form 10-QQuarterly Report on Form 10-Q for the quarterly period ended September 30, 2021
EPSearnings per shareR&Dresearch and development
ESCCesophageal squamous cell carcinomaRArheumatoid arthritis
EUEuropean UnionRBCred blood cell
FASBFinancial Accounting Standards BoardRCCrenal cell carcinoma
FDAU.S. Food and Drug AdministrationREMSrisk evaluation and mitigation strategy
GAAPU.S. generally accepted accounting principlesRRMMrelapsed and refractory multiple myeloma
GILTIGlobal intangible low-taxed incomeSanofiSanofi S.A.
GTNgross-to-netsBLAsupplemental Biologics License Application
HCChepatocellular carcinomaSCLCsmall cell lung cancer
HCMhypertrophic cardiomyopathySECSecurities and Exchange Commission
HIVhuman immunodeficiency virusesTNBCtriple-negative breast cancer
IOimmuno-oncologyUCulcerative colitis
IPRDin-process research and developmentU.S.United States
IRSInternal Revenue ServiceUKUnited Kingdom
JIAjuvenile idiopathic arthritisVATvalue added tax
JunoJuno Therapeutics, Inc.VTEvenous thromboembolic

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT)
Date:October 27, 2021By:/s/ Giovanni Caforio, M.D.
Giovanni Caforio, M.D. Chairman of the Board and Chief Executive Officer
Date:October 27, 2021By:/s/ David V. Elkins
David V. Elkins Chief Financial Officer

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