Item 6. EXHIBITS
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Item 6. EXHIBITS
Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).
| Exhibit No. | Description | |||||||
| 31a. | Section 302 Certification Letter. | |||||||
| 31b. | Section 302 Certification Letter. | |||||||
| 32a. | Section 906 Certification Letter. | |||||||
| 32b. | Section 906 Certification Letter. | |||||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |||||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | |||||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | |||||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | |||||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | |||||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | |||||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Atripla is a trademark of Gilead Sciences, LLC.; Byetta is a trademark of Amylin Pharmaceuticals, LLC; Cabometyx is a trademark of Exelixis, Inc.; Gleevec is a trademark of Novartis AG; Onglyza is a trademark of AstraZeneca AB; Keytruda is a trademark of Merck Sharp & Dohme Corp; Otezla is a trademark of Amgen Inc.; Tecentriq is a trademark of Genentech, Inc.; and Yescarta is a trademark of Kite Pharma, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.
SUMMARY OF ABBREVIATED TERMS
Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:
| 2021 Form 10-K | Annual Report on Form 10-K for the fiscal year ended December 31, 2021 | LIBOR | London Interbank Offered Rate | ||||||||
| Agenus | Agenus Inc. | Lilly | Eli Lilly and Company | ||||||||
| AML | acute myeloid leukemia | LOE | loss of exclusivity | ||||||||
| Amylin | Amylin Pharmaceuticals, Inc. | MAA | marketing authorization application | ||||||||
| aNDA | abbreviated new drug application | MDL | multi-district litigation | ||||||||
| AstraZeneca | AstraZeneca PLC | MDS | myelodysplastic syndromes | ||||||||
| BLA | biologics license application | MPM | malignant pleural mesothelioma | ||||||||
| BridgeBio | BridgeBio Pharma Inc. | MS | Multiple Sclerosis | ||||||||
| CAR T | chimeric antigen receptor T-cell | MyoKardia | MyoKardia, Inc. | ||||||||
| Celgene | Celgene Corporation | NDA | new drug application | ||||||||
| CERCLA | U.S. Comprehensive Environmental Response, Compensation and Liability Act | NKT | natural killer T cells | ||||||||
| Cheplapharm | Cheplapharm Arzneimittel GmbH | NSCLC | non-small cell lung cancer | ||||||||
| CHMP | Committee for Medicinal Products for Human Use | NVAF | non-valvular atrial fibrillation | ||||||||
| CML | chronic myeloid leukemia | OTC | over-the-counter | ||||||||
| CRC | colorectal carcinoma | Otsuka | Otsuka Pharmaceutical Co., Ltd. | ||||||||
| Dragonfly | Dragonfly Therapeutics, Inc. | PD-1 | programmed cell death protein 1 | ||||||||
| EC | European Commission | PD-L1 | programmed death-ligand 1 | ||||||||
| Eisai | Eisai Co., Ltd. | Pfizer | Pfizer, Inc. | ||||||||
| EMA | European Medicines Agency | PsA | psoriatic arthritis | ||||||||
| EPS | earnings per share | Prothena | Prothena Corporation | ||||||||
| ESCC | esophageal squamous cell carcinoma | Quarterly Report on Form 10-Q | Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2022 | ||||||||
| EU | European Union | R&D | research and development | ||||||||
| FASB | Financial Accounting Standards Board | RA | rheumatoid arthritis | ||||||||
| FDA | U.S. Food and Drug Administration | RBC | red blood cell | ||||||||
| GAAP | U.S. generally accepted accounting principles | RCC | renal cell carcinoma | ||||||||
| GTN | gross-to-net | REMS | risk evaluation and mitigation strategy | ||||||||
| HCC | hepatocellular carcinoma | Sanofi | Sanofi S.A. | ||||||||
| HCM | hypertrophic cardiomyopathy | sBLA | supplemental Biologics License Application | ||||||||
| HIV | human immunodeficiency viruses | SEC | Securities and Exchange Commission | ||||||||
| Immatics | Immatics Biotechnologies GmbH. | Turning Point | Turning Point Therapeutics, Inc. | ||||||||
| IO | immuno-oncology | UC | ulcerative colitis | ||||||||
| IPRD | in-process research and development | U.S. | United States | ||||||||
| IRS | Internal Revenue Service | UK | United Kingdom | ||||||||
| Juno | Juno Therapeutics, Inc. | VAT | value added tax | ||||||||
| LAG-3 | lymphocyte activation gene-3 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT) | |||||||||||
| Date: | October 26, 2022 | By: | /s/ Giovanni Caforio, M.D. | ||||||||
| Giovanni Caforio, M.D. Chairman of the Board and Chief Executive Officer | |||||||||||
| Date: | October 26, 2022 | By: | /s/ David V. Elkins | ||||||||
| David V. Elkins Chief Financial Officer |
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