Item 6. EXHIBITS
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Item 6. EXHIBITS
Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).
| Exhibit No. | Description | |||||||
| 31a. | Section 302 Certification Letter. | |||||||
| 31b. | Section 302 Certification Letter. | |||||||
| 32a. | Section 906 Certification Letter. | |||||||
| 32b. | Section 906 Certification Letter. | |||||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |||||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | |||||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | |||||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | |||||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | |||||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | |||||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Atripla is a trademark of Gilead Sciences, LLC.; Cabometyx is a trademark of Exelixis, Inc.; Onglyza is a trademark of AstraZeneca AB; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck Sharp & Dohme Corp; Otezla is a trademark of Amgen Inc.; Plavix is a trademark of Sanofi; Tecentriq is a trademark of Genentech, Inc.; and Yescarta is a trademark of Kite Pharma, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.
SUMMARY OF ABBREVIATED TERMS
Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:
| 2022 Form 10-K | Annual Report of the Company on Form 10-K for the fiscal year ended December 31, 2022 | LIBOR | London Interbank Offered Rate | ||||||||
| AML | acute myeloid leukemia | LOE | loss of exclusivity | ||||||||
| Amylin | Amylin Pharmaceuticals, Inc. | MAA | marketing authorization application | ||||||||
| ANDA | Abbreviated New Drug Application | MDL | multi-district litigation | ||||||||
| AstraZeneca | AstraZeneca PLC | MDS | myelodysplastic syndromes | ||||||||
| ASR | accelerated share repurchase | MPM | malignant pleural mesothelioma | ||||||||
| BLA | Biologics License Application | MyoKardia | MyoKardia, Inc. | ||||||||
| CAR-T | chimeric antigen receptor T-cell | NDA | New Drug Application | ||||||||
| CD38 | cyclic ADP ribose hydrolase | NKT | natural killer T cells | ||||||||
| Celgene | Celgene Corporation | NSCLC | non-small cell lung cancer | ||||||||
| Celgene Acquisition Plan | Restructuring and integration plan implemented as a result of the acquisition of Celgene in 2019 | NVAF | non-valvular atrial fibrillation | ||||||||
| CERCLA | U.S. Comprehensive Environmental Response, Compensation and Liability Act | OTC | over-the-counter | ||||||||
| Cheplapharm | Cheplapharm Arzneimittel GmbH | Otsuka | Otsuka Pharmaceutical Co., Ltd. | ||||||||
| CHMP | Committee for Medicinal Products for Human Use | PD-1 | programmed cell death protein 1 | ||||||||
| CML | chronic myeloid leukemia | PD-L1 | programmed death-ligand 1 | ||||||||
| CRC | colorectal carcinoma | Pfizer | Pfizer, Inc. | ||||||||
| Dragonfly | Dragonfly Therapeutics, Inc. | PsA | psoriatic arthritis | ||||||||
| EC | European Commission | Quarterly Report on Form 10-Q | Quarterly Report of the Company on Form 10-Q for the quarterly period ended March 31, 2023 | ||||||||
| EMA | European Medicines Agency | R&D | research and development | ||||||||
| EPS | earnings per share | RA | rheumatoid arthritis | ||||||||
| Exchange Act | the Securities Exchange Act of 1934 | RBC | red blood cell | ||||||||
| EU | European Union | RCC | renal cell carcinoma | ||||||||
| FASB | Financial Accounting Standards Board | REMS | risk evaluation and mitigation strategy | ||||||||
| FDA | U.S. Food and Drug Administration | Sanofi | Sanofi S.A. | ||||||||
| GAAP | generally accepted accounting principles | sBLA | supplemental Biologics License Application | ||||||||
| GTN | gross-to-net | sNDA | supplemental New Drug Application | ||||||||
| HCC | hepatocellular carcinoma | SEC | U.S. Securities and Exchange Commission | ||||||||
| HCM | hypertrophic cardiomyopathy | SPC | Supplementary Protection Certificate | ||||||||
| Immatics | Immatics Biotechnologies GmbH. | Takeda | Takeda Pharmaceutical Company Limited | ||||||||
| IPRD | in-process research and development | Turning Point | Turning Point Therapeutics, Inc. | ||||||||
| IRA | Inflation Reduction Act signed into law in August 2021 | UC | ulcerative colitis | ||||||||
| IRS | Internal Revenue Service | U.S. | United States | ||||||||
| JIA | juvenile idiopathic arthritis | UK | United Kingdom | ||||||||
| Juno | Juno Therapeutics, Inc. | VAT | value added tax | ||||||||
| LAG-3 | lymphocyte activation gene-3 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT) | |||||||||||
| Date: | April 27, 2023 | By: | /s/ Giovanni Caforio, M.D. | ||||||||
| Giovanni Caforio, M.D. Chairman of the Board and Chief Executive Officer | |||||||||||
| Date: | April 27, 2023 | By: | /s/ David V. Elkins | ||||||||
| David V. Elkins Chief Financial Officer |
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