A Dark Vector Cognition product

Item 6. EXHIBITS

7K characters. Original on sec.gov ·

Item 6. EXHIBITS

Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).

Exhibit No.Description
31a.Section 302 Certification Letter.
31b.Section 302 Certification Letter.
32a.Section 906 Certification Letter.
32b.Section 906 Certification Letter.
101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHXBRL Taxonomy Extension Schema Document.
101.CALXBRL Taxonomy Extension Calculation Linkbase Document.
101.DEFXBRL Taxonomy Extension Definition Linkbase Document.
101.LABXBRL Taxonomy Extension Label Linkbase Document.
101.PREXBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
  • Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Atripla is a trademark of Gilead Sciences, LLC.; Cabometyx is a trademark of Exelixis, Inc.; Onglyza is a trademark of AstraZeneca AB; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck Sharp & Dohme Corp; Otezla is a trademark of Amgen Inc.; Plavix is a trademark of Sanofi; Tecentriq is a trademark of Genentech, Inc.; and Yescarta is a trademark of Kite Pharma, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.

SUMMARY OF ABBREVIATED TERMS

Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:

2022 Form 10-KAnnual Report of the Company on Form 10-K for the fiscal year ended December 31, 2022LIBORLondon Interbank Offered Rate
AMLacute myeloid leukemiaLOEloss of exclusivity
AmylinAmylin Pharmaceuticals, Inc.MAAmarketing authorization application
ANDAAbbreviated New Drug ApplicationMDLmulti-district litigation
AstraZenecaAstraZeneca PLCMDSmyelodysplastic syndromes
ASRaccelerated share repurchaseMPMmalignant pleural mesothelioma
BLABiologics License ApplicationMyoKardiaMyoKardia, Inc.
CAR-Tchimeric antigen receptor T-cellNDANew Drug Application
CD38cyclic ADP ribose hydrolaseNKTnatural killer T cells
CelgeneCelgene CorporationNSCLCnon-small cell lung cancer
Celgene Acquisition PlanRestructuring and integration plan implemented as a result of the acquisition of Celgene in 2019NVAFnon-valvular atrial fibrillation
CERCLAU.S. Comprehensive Environmental Response, Compensation and Liability ActOTCover-the-counter
CheplapharmCheplapharm Arzneimittel GmbHOtsukaOtsuka Pharmaceutical Co., Ltd.
CHMPCommittee for Medicinal Products for Human UsePD-1programmed cell death protein 1
CMLchronic myeloid leukemiaPD-L1programmed death-ligand 1
CRCcolorectal carcinomaPfizerPfizer, Inc.
DragonflyDragonfly Therapeutics, Inc.PsApsoriatic arthritis
ECEuropean CommissionQuarterly Report on Form 10-QQuarterly Report of the Company on Form 10-Q for the quarterly period ended March 31, 2023
EMAEuropean Medicines AgencyR&Dresearch and development
EPSearnings per shareRArheumatoid arthritis
Exchange Actthe Securities Exchange Act of 1934RBCred blood cell
EUEuropean UnionRCCrenal cell carcinoma
FASBFinancial Accounting Standards BoardREMSrisk evaluation and mitigation strategy
FDAU.S. Food and Drug AdministrationSanofiSanofi S.A.
GAAPgenerally accepted accounting principlessBLAsupplemental Biologics License Application
GTNgross-to-netsNDAsupplemental New Drug Application
HCChepatocellular carcinomaSECU.S. Securities and Exchange Commission
HCMhypertrophic cardiomyopathySPCSupplementary Protection Certificate
ImmaticsImmatics Biotechnologies GmbH.TakedaTakeda Pharmaceutical Company Limited
IPRDin-process research and developmentTurning PointTurning Point Therapeutics, Inc.
IRAInflation Reduction Act signed into law in August 2021UCulcerative colitis
IRSInternal Revenue ServiceU.S.United States
JIAjuvenile idiopathic arthritisUKUnited Kingdom
JunoJuno Therapeutics, Inc.VATvalue added tax
LAG-3lymphocyte activation gene-3

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT)
Date:April 27, 2023By:/s/ Giovanni Caforio, M.D.
Giovanni Caforio, M.D. Chairman of the Board and Chief Executive Officer
Date:April 27, 2023By:/s/ David V. Elkins
David V. Elkins Chief Financial Officer

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