Item 6. EXHIBITS
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Item 6. EXHIBITS
Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).
| Exhibit No. | Description | |||||||
| 31a. | Section 302 Certification Letter. | |||||||
| 31b. | Section 302 Certification Letter. | |||||||
| 32a. | Section 906 Certification Letter. | |||||||
| 32b. | Section 906 Certification Letter. | |||||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |||||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | |||||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | |||||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | |||||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | |||||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | |||||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Onglyza is a trademark of AstraZeneca AB; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck Sharp & Dohme Corp; Otezla is a trademark of Amgen Inc.; and Plavix is a trademark of Sanofi; Tecentriq is a trademark of Genentech, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.
SUMMARY OF ABBREVIATED TERMS
Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:
| 2022 Form 10-K | Annual Report on Form 10-K for the fiscal year ended December 31, 2022 | MCL | mantle cell lymphoma | ||||||||
| AML | acute myeloid leukemia | MDL | multi-district litigation | ||||||||
| ANDA | Abbreviated New Drug Application | MDS | myelodysplastic syndromes | ||||||||
| AstraZeneca | AstraZeneca PLC | MPM | malignant pleural mesothelioma | ||||||||
| ASR | accelerated share repurchase | MyoKardia | MyoKardia, Inc. | ||||||||
| BLA | Biologics License Application | NDA | New Drug Application | ||||||||
| CAR-T | chimeric antigen receptor T-cell | NKT | natural killer T cells | ||||||||
| CD38 | cyclic ADP ribose hydrolase | NSCLC | non-small cell lung cancer | ||||||||
| Celgene | Celgene Corporation | NVAF | non-valvular atrial fibrillation | ||||||||
| Celgene and Other Acquisition Plans | Restructuring and integration plan implemented as a result of the acquisition of Celgene in 2019, MyoKardia in 2020 and Turning Point in 2022 | Nimbus | Nimbus Therapeutics | ||||||||
| CERCLA | U.S. Comprehensive Environmental Response, Compensation and Liability Act | OTC | over-the-counter | ||||||||
| Cheplapharm | Cheplapharm Arzneimittel GmbH | Otsuka | Otsuka Pharmaceutical Co., Ltd. | ||||||||
| CHMP | Committee for Medicinal Products for Human Use | PD-1 | programmed cell death protein 1 | ||||||||
| CML | chronic myeloid leukemia | PD-L1 | programmed death-ligand 1 | ||||||||
| CRC | colorectal carcinoma | Pfizer | Pfizer, Inc. | ||||||||
| Dragonfly | Dragonfly Therapeutics, Inc. | PsA | psoriatic arthritis | ||||||||
| EC | European Commission | Quarterly Report on Form 10-Q | Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 | ||||||||
| EMA | European Medicines Agency | R&D | research and development | ||||||||
| EPS | earnings per share | RA | rheumatoid arthritis | ||||||||
| Exchange Act | the Securities Exchange Act of 1934 | RBC | red blood cell | ||||||||
| EU | European Union | RCC | renal cell carcinoma | ||||||||
| FASB | Financial Accounting Standards Board | REMS | risk evaluation and mitigation strategy | ||||||||
| FDA | U.S. Food and Drug Administration | Sanofi | Sanofi S.A. | ||||||||
| FL | follicular lymphoma | sBLA | supplemental Biologics License Application | ||||||||
| GAAP | generally accepted accounting principles | sNDA | supplemental New Drug Application | ||||||||
| GTN | gross-to-net | SEC | U.S. Securities and Exchange Commission | ||||||||
| HCC | hepatocellular carcinoma | SPC | Supplementary Protection Certificate | ||||||||
| HCM | hypertrophic cardiomyopathy | SRT | septal reduction therapy | ||||||||
| Immatics | Immatics Biotechnologies GmbH. | Takeda | Takeda Pharmaceutical Company Limited | ||||||||
| IPRD | in-process research and development | Turning Point | Turning Point Therapeutics, Inc. | ||||||||
| IRA | Inflation Reduction Act of 2022 | UC | ulcerative colitis | ||||||||
| IRS | Internal Revenue Service | UK | United Kingdom | ||||||||
| JIA | juvenile idiopathic arthritis | U.S. | United States | ||||||||
| Juno | Juno Therapeutics, Inc. | USPTO | U.S. Patent and Trademark Office | ||||||||
| LAG-3 | lymphocyte activation gene-3 | VAT | value added tax | ||||||||
| LOE | loss of exclusivity |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT) | |||||||||||
| Date: | July 27, 2023 | By: | /s/ Giovanni Caforio, M.D. | ||||||||
| Giovanni Caforio, M.D. Chairman of the Board and Chief Executive Officer | |||||||||||
| Date: | July 27, 2023 | By: | /s/ David V. Elkins | ||||||||
| David V. Elkins Chief Financial Officer |
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