A Dark Vector Cognition product

Item 6. EXHIBITS

7K characters. Original on sec.gov ·

Item 6. EXHIBITS

Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).

Exhibit No.Description
31a.Section 302 Certification Letter.
31b.Section 302 Certification Letter.
32a.Section 906 Certification Letter.
32b.Section 906 Certification Letter.
101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHXBRL Taxonomy Extension Schema Document.
101.CALXBRL Taxonomy Extension Calculation Linkbase Document.
101.DEFXBRL Taxonomy Extension Definition Linkbase Document.
101.LABXBRL Taxonomy Extension Label Linkbase Document.
101.PREXBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
  • Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck Sharp & Dohme Corp; Krazati is a trademark Mirati, Therapeutics, Inc.; Onglyza is a trademark of AstraZeneca AB; Otezla is a trademark of Amgen Inc.; and Plavix is a trademark of Sanofi; Tecentriq is a trademark of Genentech, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.

SUMMARY OF ABBREVIATED TERMS

Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:

2022 Form 10-KAnnual Report on Form 10-K for the fiscal year ended December 31, 2022LPA1lysophosphatidic acid receptor 1
ANDAAbbreviated New Drug ApplicationMDLmulti-district litigation
AstraZenecaAstraZeneca PLCMDSmyelodysplastic syndromes
ASRaccelerated share repurchaseMirati TherapeuticsMirati Therapeutics, Inc.
BCMAB-cell maturation antigen-directedMPMmalignant pleural mesothelioma
CAR-Tchimeric antigen receptor T-cellMyoKardiaMyoKardia, Inc.
CelgeneCelgene CorporationNDANew Drug Application
Celgene and Other Acquisition PlansRestructuring and integration plan implemented as a result of the acquisition of Celgene in 2019, MyoKardia in 2020 and Turning Point in 2022NSCLCnon-small cell lung cancer
CERCLAU.S. Comprehensive Environmental Response, Compensation and Liability ActNimbusNimbus Therapeutics
CheplapharmCheplapharm Arzneimittel GmbHOTCover-the-counter
CMLchronic myeloid leukemiaOtsukaOtsuka Pharmaceutical Co., Ltd.
CRCcolorectal carcinomaPD-1programmed cell death protein 1
DragonflyDragonfly Therapeutics, Inc.PD-L1programmed death-ligand 1
ECEuropean CommissionPDUFAPrescription Drug User Fee Act
EPSearnings per sharePPFprogessive pulmonary fibrosis
ESAerythropoiesis stimulating agentQuarterly Report on Form 10-QQuarterly Report on Form 10-Q for the quarter ended September 30, 2023
EUEuropean UnionR&Dresearch and development
Exchange Actthe Securities Exchange Act of 1934RArheumatoid arthritis
FASBFinancial Accounting Standards BoardRCCrenal cell carcinoma
FDAU.S. Food and Drug AdministrationREMSrisk evaluation and mitigation strategy
GAAPgenerally accepted accounting principlesSanofiSanofi S.A.
GTNgross-to-netSECU.S. Securities and Exchange Commission
HCMhypertrophic cardiomyopathySection 174Guidance on amortization of specified research or experimental expenditures under Section 174 Notice 2023-63
ImmaticsImmatics Biotechnologies GmbH.SPCSupplementary Protection Certificate
IPFidiopathic pulmonary fibrosisTakedaTakeda Pharmaceutical Company Limited
IPRDin-process research and developmentTurning PointTurning Point Therapeutics, Inc.
IRAInflation Reduction Act of 2022UCulcerative colitis
IRSInternal Revenue ServiceUKUnited Kingdom
IVintravenousU.S.United States
JunoJuno Therapeutics, Inc.USPTOU.S. Patent and Trademark Office
LTElong-term extensionVATvalue added tax
LOEloss of exclusivity

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT)
Date:October 26, 2023By:/s/ Giovanni Caforio, M.D.
Giovanni Caforio, M.D. Chairman of the Board and Chief Executive Officer
Date:October 26, 2023By:/s/ David V. Elkins
David V. Elkins Chief Financial Officer

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