A Dark Vector Cognition product

Item 6. EXHIBITS

14K characters. Original on sec.gov ·

Item 6. EXHIBITS

Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).

Exhibit No.Description
4a.Fifteenth Supplemental Indenture, dated as of February 22, 2024, by and between Bristol-Myers Squibb Company and The Bank of New York Mellon, as Trustee, to the Indenture dated as of June 1, 1993 (incorporated herein by reference to Exhibit 4.1 to the Form 8-K dated and filed on February 22, 2024).
4b.Form of $500,000,000 Floating Rate Notes due 2026 (incorporated herein by reference to Exhibit 4.2 to the Form 8-K dated and filed on February 22, 2024).
4c.Form of $1,000,000,000 4.950% Notes due 2026 (incorporated herein by reference to Exhibit 4.3 to the Form 8-K dated and filed on February 22, 2024).
4d.Form of $1,000,000,000 4.900% Notes due 2027 (incorporated herein by reference to Exhibit 4.4 to the Form 8-K dated and filed on February 22, 2024).
4e.Form of $1,750,000,000 4.900% Notes due 2029 (incorporated herein by reference to Exhibit 4.5 to the Form 8-K dated and filed on February 22, 2024).
4f.Form of $1,250,000,000 5.100% Notes due 2031 (incorporated herein by reference to Exhibit 4.6 to the Form 8-K dated and filed on February 22, 2024).
4g.Form of $2,500,000,000 5.200% Notes due 2034 (incorporated herein by reference to Exhibit 4.7 to the Form 8-K dated and filed on February 22, 2024).
4h.Form of $500,000,000 5.500% Notes due 2044 (incorporated herein by reference to Exhibit 4.8 to the Form 8-K dated and filed on February 22, 2024).
4i.Form of $2,750,000,000 5.550% Notes due 2054 (incorporated herein by reference to Exhibit 4.9 to the Form 8-K dated and filed on February 22, 2024).
4j.Form of $1,750,000,000 5.650% Notes due 2064 (incorporated herein by reference to Exhibit 4.10 to the Form 8-K dated and filed on February 22, 2024).
31a.Section 302 Certification Letter.
31b.Section 302 Certification Letter.
32a.Section 906 Certification Letter.
32b.Section 906 Certification Letter.
101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHXBRL Taxonomy Extension Schema Document.
101.CALXBRL Taxonomy Extension Calculation Linkbase Document.
101.DEFXBRL Taxonomy Extension Definition Linkbase Document.
101.LABXBRL Taxonomy Extension Label Linkbase Document.
101.PREXBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
  • Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck Sharp & Dohme Corp; Onglyza is a trademark of AstraZeneca AB; Otezla is a trademark of Amgen Inc.; Plavix is a trademark of Sanofi; and Tecentriq is a trademark of Genentech, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.

SUMMARY OF ABBREVIATED TERMS

Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:

2023 Form 10-KAnnual Report on Form 10-K for the fiscal year ended December 31, 2023MiratiMirati Therapeutics, Inc.
2024 Senior Unsecured NotesAggregate principal amount of $13.0 billion of unsecured senior notes issued by BMS in February 2024MPMmalignant pleural mesothelioma
aGVHDacute graft-versus-host diseaseNKTnatural killer T cells
ANDAAbbreviated New Drug ApplicationNDANew Drug Application
AstraZenecaAstraZeneca PLCNSCLCnon-small cell lung cancer
BCMAB-cell maturation antigen-directedNimbusNimbus Therapeutics
CAR-Tchimeric antigen receptor T-cellNVAFnon-valvular atrial fibrillation
CelgeneCelgene CorporationOECDOrganization for Economic Co-operation and Development
CERCLAU.S. Comprehensive Environmental Response, Compensation and Liability ActOnoOno Pharmaceutical Co., Ltd
CGDPCoverage Gap Discount ProgramOtsukaOtsuka Pharmaceutical Co., Ltd.
CMLchronic myeloid leukemiaPD-1programmed cell death protein 1
CRCcolorectal carcinomaPD-L1programmed death-ligand 1
ECEuropean CommissionPDUFAPrescription Drug User Fee Act
EPSearnings per sharePsApsoriatic arthritis
ESAerythropoiesis stimulating agentQuarterly Report on Form 10-QQuarterly Report on Form 10-Q for the quarter ended March 31, 2024
EUEuropean UnionR&Dresearch and development
Exchange Actthe Securities Exchange Act of 1934RArheumatoid arthritis
FDAU.S. Food and Drug AdministrationRayzeBioRayzeBio, Inc.
FLfollicular lymphomaRCCrenal cell carcinoma
GAAPgenerally accepted accounting principlesREMSrisk evaluation and mitigation strategy
GTNgross-to-netSanofiSanofi S.A.
HCChepatocellular carcinomaSECU.S. Securities and Exchange Commission
HCMhypertrophic cardiomyopathySection 174Guidance on amortization of specified research or experimental expenditures under Section 174 Notice 2023-63
IMDCInternational Metastatic - Renal Cell Carcinoma Database ConsortiumsNDASupplemental New Drug Application
IPRDin-process research and developmentSPCSupplementary Protection Certificate
IRAInflation Reduction Act of 2022SystImmuneSystImmune, Inc.
IRSInternal Revenue ServiceTakedaTakeda Pharmaceutical Company Limited
IVintravenousTurning PointTurning Point Therapeutics, Inc.
JIAjuvenile idiopathic arthritisUCulcerative colitis
JunoJuno Therapeutics, Inc.UKUnited Kingdom
KarunaKaruna Therapeutics, Inc.U.S.United States
MDLmulti-district litigationUSPTOU.S. Patent and Trademark Office
MDSmyelodysplastic syndromesVATvalue added tax
MerckMerck & Co.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT)
Date:April 25, 2024By:/s/ Christopher Boerner, Ph.D.
Christopher Boerner, Ph. D. Chairman of the Board and Chief Executive Officer
Date:April 25, 2024By:/s/ David V. Elkins
David V. Elkins Chief Financial Officer

Previous: Item 5. OTHER INFORMATION