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Item 6. EXHIBITS

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Item 6. EXHIBITS

Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).

Exhibit No.Description
3a.Amended and Restated Certificate of Incorporation of Bristol-Myers Squibb Company, as further amended.
31a.Section 302 Certification Letter.
31b.Section 302 Certification Letter.
32a.Section 906 Certification Letter.
32b.Section 906 Certification Letter.
101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHXBRL Taxonomy Extension Schema Document.
101.CALXBRL Taxonomy Extension Calculation Linkbase Document.
101.DEFXBRL Taxonomy Extension Definition Linkbase Document.
101.LABXBRL Taxonomy Extension Label Linkbase Document.
101.PREXBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
  • Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck Sharp & Dohme Corp; Onglyza is a trademark of AstraZeneca AB; Otezla is a trademark of Amgen Inc.; Plavix is a trademark of Sanofi; and Tecentriq is a trademark of Genentech, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.

SUMMARY OF ABBREVIATED TERMS

Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:

2023 Form 10-KAnnual Report on Form 10-K for the fiscal year ended December 31, 2023MerckMerck & Co.
2024 Senior Unsecured NotesAggregate principal amount of $13.0 billion of unsecured senior notes issued by BMS in February 2024LBCLLarge B-cell Lymphoma
aGVHDacute graft-versus-host diseaseMiratiMirati Therapeutics, Inc.
ANDAAbbreviated New Drug ApplicationMPMmalignant pleural mesothelioma
AstraZenecaAstraZeneca PLCMTAMethylthioadenosine
BCMAB-cell maturation antigen-directedNKTnatural killer T cells
CAR-Tchimeric antigen receptor T-cellNDANew Drug Application
CelgeneCelgene CorporationNSCLCnon-small cell lung cancer
CERCLAU.S. Comprehensive Environmental Response, Compensation and Liability ActNTRKNeurotrophic Tropomyosin Receptor Kinase
CGDPCoverage Gap Discount ProgramNimbusNimbus Therapeutics
CLLChronic Lymphocytic LeukemiaNVAFnon-valvular atrial fibrillation
CMLchronic myeloid leukemiaOECDOrganization for Economic Co-operation and Development
CRCcolorectal carcinomaOnoOno Pharmaceutical Co., Ltd
CTLA4Cytotoxic T-lymphocyte Antigen-4OtsukaOtsuka Pharmaceutical Co., Ltd.
DLBCLDiffuse Large B-cell LymphomaPD-1programmed cell death protein 1
ECEuropean CommissionPDUFAPrescription Drug User Fee Act
EisaiEisai Co., Ltd.PsApsoriatic arthritis
EPSearnings per sharePRMT5protein arginine methyltransferase 5
EUEuropean UnionQuarterly Report on Form 10-QQuarterly Report on Form 10-Q for the quarter ended June 30, 2024
Exchange Actthe Securities Exchange Act of 1934R&Dresearch and development
FASBFinancial Accounting Standards BoardRArheumatoid arthritis
FDAU.S. Food and Drug AdministrationRayzeBioRayzeBio, Inc.
FLfollicular lymphomaRCCrenal cell carcinoma
GAAPgenerally accepted accounting principlesREMSrisk evaluation and mitigation strategy
GTNgross-to-netSanofiSanofi S.A.
HCChepatocellular carcinomaSECU.S. Securities and Exchange Commission
HCMhypertrophic cardiomyopathySLLSmall Lymphocytic Lymphoma
IPRDin-process research and developmentSPCSupplementary Protection Certificate
IRAInflation Reduction Act of 2022SystImmuneSystImmune, Inc.
IRSInternal Revenue ServiceTakedaTakeda Pharmaceutical Company Limited
IVintravenousTCJATax Cuts and Jobs Act
JIAjuvenile idiopathic arthritisTurning PointTurning Point Therapeutics, Inc.
JunoJuno Therapeutics, Inc.UCulcerative colitis
KarunaKaruna Therapeutics, Inc.UKUnited Kingdom
KRASKirsten rat sarcomaU.S.United States
MDLmulti-district litigationUSPTOU.S. Patent and Trademark Office
MDSmyelodysplastic syndromesVATvalue added tax

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT)
Date:July 26, 2024By:/s/ Christopher Boerner, Ph.D.
Christopher Boerner, Ph. D. Chair of the Board and Chief Executive Officer
Date:July 26, 2024By:/s/ David V. Elkins
David V. Elkins Chief Financial Officer

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