Item 6. EXHIBITS
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Item 6. EXHIBITS
Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).
| Exhibit No. | Description | |||||||
| 3a. | Amended and Restated Certificate of Incorporation of Bristol-Myers Squibb Company, as further amended. | |||||||
| 31a. | Section 302 Certification Letter. | |||||||
| 31b. | Section 302 Certification Letter. | |||||||
| 32a. | Section 906 Certification Letter. | |||||||
| 32b. | Section 906 Certification Letter. | |||||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |||||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | |||||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | |||||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | |||||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | |||||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | |||||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck Sharp & Dohme Corp; Onglyza is a trademark of AstraZeneca AB; Otezla is a trademark of Amgen Inc.; Plavix is a trademark of Sanofi; and Tecentriq is a trademark of Genentech, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.
SUMMARY OF ABBREVIATED TERMS
Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:
| 2023 Form 10-K | Annual Report on Form 10-K for the fiscal year ended December 31, 2023 | Merck | Merck & Co. | ||||||||
| 2024 Senior Unsecured Notes | Aggregate principal amount of $13.0 billion of unsecured senior notes issued by BMS in February 2024 | LBCL | Large B-cell Lymphoma | ||||||||
| aGVHD | acute graft-versus-host disease | Mirati | Mirati Therapeutics, Inc. | ||||||||
| ANDA | Abbreviated New Drug Application | MPM | malignant pleural mesothelioma | ||||||||
| AstraZeneca | AstraZeneca PLC | MTA | Methylthioadenosine | ||||||||
| BCMA | B-cell maturation antigen-directed | NKT | natural killer T cells | ||||||||
| CAR-T | chimeric antigen receptor T-cell | NDA | New Drug Application | ||||||||
| Celgene | Celgene Corporation | NSCLC | non-small cell lung cancer | ||||||||
| CERCLA | U.S. Comprehensive Environmental Response, Compensation and Liability Act | NTRK | Neurotrophic Tropomyosin Receptor Kinase | ||||||||
| CGDP | Coverage Gap Discount Program | Nimbus | Nimbus Therapeutics | ||||||||
| CLL | Chronic Lymphocytic Leukemia | NVAF | non-valvular atrial fibrillation | ||||||||
| CML | chronic myeloid leukemia | OECD | Organization for Economic Co-operation and Development | ||||||||
| CRC | colorectal carcinoma | Ono | Ono Pharmaceutical Co., Ltd | ||||||||
| CTLA4 | Cytotoxic T-lymphocyte Antigen-4 | Otsuka | Otsuka Pharmaceutical Co., Ltd. | ||||||||
| DLBCL | Diffuse Large B-cell Lymphoma | PD-1 | programmed cell death protein 1 | ||||||||
| EC | European Commission | PDUFA | Prescription Drug User Fee Act | ||||||||
| Eisai | Eisai Co., Ltd. | PsA | psoriatic arthritis | ||||||||
| EPS | earnings per share | PRMT5 | protein arginine methyltransferase 5 | ||||||||
| EU | European Union | Quarterly Report on Form 10-Q | Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 | ||||||||
| Exchange Act | the Securities Exchange Act of 1934 | R&D | research and development | ||||||||
| FASB | Financial Accounting Standards Board | RA | rheumatoid arthritis | ||||||||
| FDA | U.S. Food and Drug Administration | RayzeBio | RayzeBio, Inc. | ||||||||
| FL | follicular lymphoma | RCC | renal cell carcinoma | ||||||||
| GAAP | generally accepted accounting principles | REMS | risk evaluation and mitigation strategy | ||||||||
| GTN | gross-to-net | Sanofi | Sanofi S.A. | ||||||||
| HCC | hepatocellular carcinoma | SEC | U.S. Securities and Exchange Commission | ||||||||
| HCM | hypertrophic cardiomyopathy | SLL | Small Lymphocytic Lymphoma | ||||||||
| IPRD | in-process research and development | SPC | Supplementary Protection Certificate | ||||||||
| IRA | Inflation Reduction Act of 2022 | SystImmune | SystImmune, Inc. | ||||||||
| IRS | Internal Revenue Service | Takeda | Takeda Pharmaceutical Company Limited | ||||||||
| IV | intravenous | TCJA | Tax Cuts and Jobs Act | ||||||||
| JIA | juvenile idiopathic arthritis | Turning Point | Turning Point Therapeutics, Inc. | ||||||||
| Juno | Juno Therapeutics, Inc. | UC | ulcerative colitis | ||||||||
| Karuna | Karuna Therapeutics, Inc. | UK | United Kingdom | ||||||||
| KRAS | Kirsten rat sarcoma | U.S. | United States | ||||||||
| MDL | multi-district litigation | USPTO | U.S. Patent and Trademark Office | ||||||||
| MDS | myelodysplastic syndromes | VAT | value added tax |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT) | |||||||||||
| Date: | July 26, 2024 | By: | /s/ Christopher Boerner, Ph.D. | ||||||||
| Christopher Boerner, Ph. D. Chair of the Board and Chief Executive Officer | |||||||||||
| Date: | July 26, 2024 | By: | /s/ David V. Elkins | ||||||||
| David V. Elkins Chief Financial Officer |
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