Item 6. EXHIBITS
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Item 6. EXHIBITS
Exhibits (listed by number corresponding to the Exhibit Table of Item 601 in Regulation S-K).
| Exhibit No. | Description | |||||||
| 31a. | Section 302 Certification Letter. | |||||||
| 31b. | Section 302 Certification Letter. | |||||||
| 32a. | Section 906 Certification Letter. | |||||||
| 32b. | Section 906 Certification Letter. | |||||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |||||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | |||||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | |||||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | |||||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | |||||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | |||||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- Indicates, in this Quarterly Report on Form 10-Q, brand names of products, which are registered trademarks not solely owned by the Company or its subsidiaries. Abilify is a trademark of Otsuka Pharmaceutical Co., Ltd.; Gleevec is a trademark of Novartis AG; Keytruda is a trademark of Merck & Co., Inc., Rahway, NJ, USA; Onglyza is a trademark of AstraZeneca AB; Otezla is a trademark of Amgen Inc.; Plavix is a trademark of Sanofi; and Tecentriq is a trademark of Genentech, Inc. Brand names of products that are in all italicized letters, without an asterisk, are registered trademarks of BMS and/or one of its subsidiaries.
SUMMARY OF ABBREVIATED TERMS
Bristol-Myers Squibb Company and its consolidated subsidiaries may be referred to as Bristol Myers Squibb, BMS, the Company, we, our or us in this Quarterly Report on Form 10-Q, unless the context otherwise indicates. Throughout this Quarterly Report on Form 10-Q we have used terms which are defined below:
| 2023 Form 10-K | Annual Report on Form 10-K for the fiscal year ended December 31, 2023 | Mirati | Mirati Therapeutics, Inc. | ||||||||||||||||||||
| 2024 Senior Unsecured Notes | Aggregate principal amount of $13.0 billion of unsecured senior notes issued by BMS in February 2024 | MPM | malignant pleural mesothelioma | ||||||||||||||||||||
| aGVHD | acute graft-versus-host disease | MTA | Methylthioadenosine | ||||||||||||||||||||
| ANDA | Abbreviated New Drug Application | NDA | New Drug Application | ||||||||||||||||||||
| AstraZeneca | AstraZeneca PLC | Nimbus | Nimbus Therapeutics | ||||||||||||||||||||
| BCMA | B-cell maturation antigen-directed | NKT | natural killer T | ||||||||||||||||||||
| BLA | Biologics License Application | NSCLC | non-small cell lung cancer | ||||||||||||||||||||
| CAR-T | chimeric antigen receptor T-cell | NTRK | Neurotrophic Tropomyosin Receptor Kinase | ||||||||||||||||||||
| Celgene | Celgene Corporation | NVAF | non-valvular atrial fibrillation | ||||||||||||||||||||
| CERCLA | U.S. Comprehensive Environmental Response, Compensation and Liability Act | OECD | Organization for Economic Co-operation and Development | ||||||||||||||||||||
| CGDP | Coverage Gap Discount Program | Ono | Ono Pharmaceutical Co., Ltd | ||||||||||||||||||||
| CLL | Chronic Lymphocytic Leukemia | Otsuka | Otsuka Pharmaceutical Co., Ltd. | ||||||||||||||||||||
| CML | chronic myeloid leukemia | PD-1 | programmed cell death protein 1 | ||||||||||||||||||||
| CRC | colorectal carcinoma | PD-LI | programmed death-ligand 1 | ||||||||||||||||||||
| CTLA4 | Cytotoxic T-lymphocyte Antigen-4 | PsA | psoriatic arthritis | ||||||||||||||||||||
| DLBCL | Diffuse Large B-cell Lymphoma | PRMT5 | protein arginine methyltransferase 5 | ||||||||||||||||||||
| EC | European Commission | Quarterly Report on Form 10-Q | Quarterly Report on Form 10-Q for the quarter ended September 30, 2024 | ||||||||||||||||||||
| Eisai | Eisai Co., Ltd. | R&D | research and development | ||||||||||||||||||||
| EPS | earnings per share | RA | rheumatoid arthritis | ||||||||||||||||||||
| EU | European Union | RayzeBio | RayzeBio, Inc. | ||||||||||||||||||||
| Exchange Act | the Securities Exchange Act of 1934 | RCC | renal cell carcinoma | ||||||||||||||||||||
| FASB | Financial Accounting Standards Board | RDFV | readily determinable fair values | ||||||||||||||||||||
| FDA | U.S. Food and Drug Administration | REMS | risk evaluation and mitigation strategy | ||||||||||||||||||||
| FL | follicular lymphoma | Sanofi | Sanofi S.A. | ||||||||||||||||||||
| GAAP | generally accepted accounting principles | SEC | U.S. Securities and Exchange Commission | ||||||||||||||||||||
| GTN | gross-to-net | SLL | Small Lymphocytic Lymphoma | ||||||||||||||||||||
| HCC | hepatocellular carcinoma | SPC | Supplementary Protection Certificate | ||||||||||||||||||||
| HCM | hypertrophic cardiomyopathy | SystImmune | SystImmune, Inc. | ||||||||||||||||||||
| IPRD | in-process research and development | Takeda | Takeda Pharmaceutical Company Limited | ||||||||||||||||||||
| IRA | Inflation Reduction Act of 2022 | TCJA | Tax Cuts and Jobs Act | ||||||||||||||||||||
| IRS | Internal Revenue Service | Turning Point | Turning Point Therapeutics, Inc. | ||||||||||||||||||||
| JIA | juvenile idiopathic arthritis | UC | ulcerative colitis | ||||||||||||||||||||
| Karuna | Karuna Therapeutics, Inc. | UK | United Kingdom | ||||||||||||||||||||
| KRAS | Kirsten rat sarcoma | U.S. | United States | ||||||||||||||||||||
| LBCL | Large B-cell Lymphoma | USPTO | U.S. Patent and Trademark Office | ||||||||||||||||||||
| MDS | myelodysplastic syndromes | VAT | value added tax | ||||||||||||||||||||
| Merck | Merck & Co. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| BRISTOL-MYERS SQUIBB COMPANY (REGISTRANT) | |||||||||||
| Date: | October 31, 2024 | By: | /s/ Christopher Boerner, Ph.D. | ||||||||
| Christopher Boerner, Ph. D. Chair of the Board and Chief Executive Officer | |||||||||||
| Date: | October 31, 2024 | By: | /s/ David V. Elkins | ||||||||
| David V. Elkins Chief Financial Officer |
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