Item 1C. Executive Officers of the Registrant.



Name and age	Present Caterpillar Inc. position and date of initial election	Principal positions held during the past five years if other than Caterpillar Inc. position currently held
D. James Umpleby III (61)	Chairman of the Board (2018) and Chief Executive Officer (2017)	Group President (2013-2016)
Andrew R.J. Bonfield (57)	Chief Financial Officer (2018)	Group Chief Financial Officer for a multinational electricity and gas utility company (2010-2018)
Bob De Lange (50)	Group President (2017)	Vice President (2015-2016), Worldwide Product Manager, Medium Wheel Loaders, (2013-2014)
Denise C. Johnson (53)	Group President (2016)	Vice President (2012-2016)
William P. Ainsworth (63)	Group President (2019)	President/CEO, Progress Rail & Senior Vice President and Strategic Advisor to Caterpillar Inc. (2017-2019), President/CEO, Progress Rail - Vice President (2014-2017)
Ramin Younessi (55)	Group President (2018)	Vice President (2013-2018)
Suzette M. Long (54)	Chief Legal Officer, General Counsel and Corporate Secretary (2017)	Interim Executive Vice President, Law and Public Policy (2017), Deputy General Counsel (2013-2017)
Cheryl C. Johnson (59)	Chief Human Resources Officer (2017)	Executive Vice President of Human Resources for a global multi-industry aerospace, defense and industrial manufacturing company (2012-2017)
G. Michael Marvel (58)	Chief Accounting Officer (2019)	Director of Corporate Financial Reporting (2018-2019), Chief Financial Officer for Solar Turbines Incorporated (2013-2018)

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