Item 15. Exhibits, Financial Statement Schedules

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Item 15. Exhibits, Financial Statement Schedules

**(a)**Financial Statements, Schedules, and Exhibits

Page
1.Consolidated Financial Statements
–Management's Responsibility for Financial Statements and Internal Control over Financial ReportingF-3
–Report of Independent Registered Public Accounting FirmF-4
–Consolidated Balance Sheets at December 31, 2020 and 2019F-7
–Consolidated Statements of Operations and Comprehensive Income for the years ended December 31, 2020, 2019, and 2018F-8
–Consolidated Statements of Shareholders' Equity for the years ended December 31, 2020, 2019, and 2018F-9
–Consolidated Statements of Cash Flows for the years ended December 31, 2020, 2019, and 2018F-10
–Notes to Consolidated Financial StatementsF-11
2.Financial Statement Schedules
–Schedule I - Summary of Investments - Other Than Investments in Related Parties at December 31, 2020F-104
–Schedule II - Condensed Financial Information of Registrant (Parent Company Only) at December 31, 2020 and 2019 and for the years ended December 31, 2020, 2019, and 2018F-105
–Schedule IV - Supplemental Information Concerning Reinsurance for the years ended December 31, 2020, 2019, and 2018F-107
–Schedule VI - Supplementary Information Concerning Property and Casualty Operations as of and for the years ended December 31, 2020, 2019, and 2018F-108
Other schedules have been omitted as they are not applicable to Chubb, or the required information has been included in the Consolidated Financial Statements and related notes.
3.Exhibits
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormOriginal NumberDate FiledFiled Herewith
3.1Articles of Association of the Company, as amended and restated8-K3.1August 4, 2020
3.2Organizational Regulations of the Company as amended8-K3.1November 21, 2016
4.1Articles of Association of the Company, as amended and restated8-K4.1August 4, 2020
4.2Organizational Regulations of the Company as amended8-K3.1November 21, 2016
4.3Specimen share certificate representing Common Shares8-K4.3July 18, 2008
4.4Indenture, dated March 15, 2002, between ACE Limited and Bank One Trust Company, N.A.8-K4.1March 22, 2002
4.5Senior Indenture, dated August 1, 1999, among ACE INA Holdings, Inc., ACE Limited and Bank of New York Mellon Trust Company, N.A. (as successor), as trusteeS-3 ASR4.4December 10, 2014
4.6Indenture, dated November 30, 1999, among ACE INA Holdings, Inc. and Bank One Trust Company, N.A., as trustee10-K10.38March 29, 2000

Table of Contents

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormOriginal NumberDate FiledFiled Herewith
4.7Indenture, dated December 1, 1999, among ACE INA Holdings, Inc., ACE Limited and Bank One Trust Company, National Association, as trustee10-K10.41March 29, 2000
4.8Amended and Restated Trust Agreement, dated March 31, 2000, among ACE INA Holdings, Inc., Bank One Trust Company, National Association, as property trustee, Bank One Delaware Inc., as Delaware trustee and the administrative trustees named therein10-K4.17March 16, 2006
4.9Common Securities Guarantee Agreement, dated March 31, 200010-K4.18March 16, 2006
4.10Capital Securities Guarantee Agreement, dated March 31, 200010-K4.19March 16, 2006
4.11Form of 2.70 percent Senior Notes due 20238-K4.1March 13, 2013
4.12Form of 4.15 percent Senior Notes due 20438-K4.2March 13, 2013
4.13First Supplemental Indenture dated as of March 13, 2013 to the Indenture dated as of August 1, 1999 among ACE INA Holdings, Inc., as Issuer, ACE Limited, as Guarantor, and The Bank of New York Mellon Trust Company, N.A., as Successor Trustee8-K4.3March 13, 2013
4.14Form of 3.35 percent Senior Notes due 20248-K4.1May 27, 2014
4.15Form of 3.150 percent Senior Notes due 20258-K4.1March 16, 2015
4.16Form of 2.875 percent Senior Notes due 20228-K4.2November 3, 2015
4.17Form of 3.35 percent Senior Notes due 20268-K4.3November 3, 2015
4.18Form of 4.35 percent Senior Notes due 20458-K4.4November 3, 2015
4.19First Supplemental Indenture to the Chubb Corp Senior Indenture dated as of January 15, 2016 to the Indenture dated as of October 25, 1989 among ACE INA Holdings, Inc., as Successor Issuer, ACE Limited, as Guarantor, and The Bank of New York Mellon Trust Company, N.A., as Trustee8-K4.1January 15, 2016
4.20Second Supplemental Indenture to the Chubb Corp Junior Subordinated Indenture dated as of January 15, 2016 to the Indenture dated as of March 29, 2007 among ACE INA Holdings, Inc., as Successor Issuer, ACE Limited, as Guarantor, and The Bank of New York Mellon Trust Company, N.A., as Trustee8-K4.2January 15, 2016
4.21Chubb Corp Senior Indenture (incorporated by reference to Exhibit 4(a) to Chubb Corp's Registration Statement on Form S-3 filed on October 27, 1989) (File No. 33-31796)S-34(a)October 27, 1989
4.22Chubb Corp Junior Subordinated Indenture (incorporated by reference to Exhibit 4.1 to Chubb Corp's Current Report on Form 8-K filed on March 30, 2007) (File No. 001-08661)8-K4.1March 30, 2007
4.23First Supplemental Indenture to the Chubb Corp Junior Subordinated Indenture dated as of March 29, 2007 between the Chubb Corporation and The Bank of New York Trust Company, N.A., as Trustee (incorporated by reference to Exhibit 4.2 to Chubb Corp's Current Report on Form 8-K filed on March 30, 2007) (File No. 001-08661)8-K4.2March 30, 2007

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Incorporated by Reference
Exhibit NumberExhibit DescriptionFormOriginal NumberDate FiledFiled Herewith
4.24Form of 6.80 percent Chubb Corp Debentures due 2031 (incorporated by reference to Exhibit 4(a) to Chubb Corp's Registration Statement on Form S-3 filed on October 27, 1989) (File No. 33-31796)S-34(a)October 27, 1989
4.25Form of 6.00 percent Chubb Corp Senior Notes due 2037 (incorporated by reference to Exhibit 4.1 to Chubb Corp's Current Report on Form 8-K filed on May 11, 2007) (File No. 001-08661)8-K4.1May 11, 2007
4.26Form of 6.50 percent Chubb Corp Senior Notes due 2038 (incorporated by reference to Exhibit 4.2 to Chubb Corp's Current Report on Form 8-K filed on May 6, 2008) (File No. 001-08661)8-K4.2May 6, 2008
4.27Form of debenture for the 6.375 percent Chubb Corp DISCs (incorporated by reference to Exhibit 4.3 to Chubb Corp's Current Report on Form 8-K filed on March 30, 2007) (File No. 001-08661)8-K4.3March 30, 2007
4.28Procedures regarding the registration of shareholders in the share register of Chubb Limited10-K4.32February 28, 2017
4.29Form of Officer's Certificate related to the 1.550% Senior Notes due 2028 and 2.500% Senior Notes due 20388-K4.1March 6, 2018
4.30Form of Global Note for the 1.550% Senior Notes due 20288-K4.2March 6, 2018
4.31Form of Global Note for the 2.500% Senior Notes due 20388-K4.3March 6, 2018
4.32Form of Officer's Certificate related to the 0.875% Senior Notes due 2027 and 1.400% Senior Notes due 20318-K4.1June 17, 2019
4.33Form of Global Note for the 0.875% Senior Notes due 20278-K4.2June 17, 2019
4.34Form of Global Note for the 1.400% Senior Notes due 20318-K4.3June 17, 2019
4.35Form of Officer’s Certificate related to the 0.300% Senior Notes due 2024 and 0.875% Senior Notes due 20298-K4.1December 5, 2019
4.36Form of Global Note for the 0.300% Senior Notes due 20248-K4.2December 5, 2019
4.37Form of Global Note for the 0.875% Senior Notes due 20298-K4.3December 5, 2019
4.38Form of Officer's Certificate related to the 1.375% Senior Notes due 20308-K4.1September 17, 2020
4.39Form of Global Note for the 1.375% Senior Notes due 20308-K4.2September 17, 2020
4.40Description of the Registrant's SecuritiesX
10.1*Form of Indemnification Agreement between the Company and the directors of the Company, dated August 13, 201510-K10.1February 26, 2016

Table of Contents

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormOriginal NumberDate FiledFiled Herewith
10.2Credit Agreement for $1,000,000,000 Senior Unsecured Letter of Credit Facility, dated as of November 6, 2012, among ACE Limited, and certain subsidiaries and Wells Fargo Bank, National Association as Administrative Agent, the Swingline Bank and an Issuing Bank10-K10.13February 28, 2013
10.3*Employment Terms dated October 29, 2001, between ACE Limited and Evan Greenberg10-K10.64March 27, 2003
10.4*Employment Terms dated November 2, 2001, between ACE Limited and Philip V. Bancroft10-K10.65March 27, 2003
10.5*Executive Severance Agreement between ACE Limited and Philip Bancroft, effective January 2, 200210-Q10.1May 10, 2004
10.6*Letter Regarding Executive Severance between ACE Limited and Philip V. Bancroft10-K10.17February 25, 2011
10.7*Employment Terms dated April 10, 2006, between ACE and John Keogh10-K10.29February 29, 2008
10.8*Executive Severance Agreement between ACE and John Keogh10-K10.30February 29, 2008
10.9*ACE Limited Executive Severance Plan as amended effective May 18, 201110-K10.21February 24, 2012
10.10*Form of employment agreement between the Company (or subsidiaries of the Company) and executive officers of the Company to allocate a percentage of aggregate salary to the Company (or subsidiaries of the Company)8-K10.1July 16, 2008
10.11*Outside Directors Compensation Parameters10-K10.11February 27, 2020
10.12*ACE Limited Elective Deferred Compensation Plan (as amended and restated effective January 1, 2005)10-K10.24March 16, 2006
10.13*ACE USA Officer Deferred Compensation Plan (as amended through January 1, 2001)10-K10.25March 16, 2006
10.14*ACE USA Officer Deferred Compensation Plan (as amended and restated effective January 1, 2011)10-Q10.7October 30, 2013
10.15*ACE USA Officer Deferred Compensation Plan (as amended and restated effective January 1, 2009)10-K10.36February 27, 2009
10.16*First Amendment to the Amended and Restated ACE USA Officers Deferred Compensation Plan10-K10.28February 25, 2010
10.17*Form of Swiss Mandatory Retirement Benefit Agreement (for Swiss-employed named executive officers)10-Q10.2May 7, 2010
10.18*ACE Limited Supplemental Retirement Plan (as amended and restated effective July 1, 2001)10-Q10.1November 14, 2001
10.19*ACE Limited Supplemental Retirement Plan (as amended and restated effective January 1, 2011)10-Q10.6October 30, 2013
10.20*Amendments to the ACE Limited Supplemental Retirement Plan and the ACE Limited Elective Deferred Compensation Plan10-K10.38February 29, 2008
10.21*ACE Limited Elective Deferred Compensation Plan (as amended and restated effective January 1, 2009)10-K10.39February 27, 2009

Table of Contents

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormOriginal NumberDate FiledFiled Herewith
10.22*ACE Limited Elective Deferred Compensation Plan (as amended and restated effective January 1, 2011)10-Q10.5October 30, 2013
10.23*Deferred Compensation Plan amendments, effective January 1, 200910-K10.40February 27, 2009
10.24*Amendment to the ACE Limited Supplemental Retirement Plan10-K10.39February 29, 2008
10.25*Amendment and restated ACE Limited Supplemental Retirement Plan, effective January 1, 200910-K10.42February 27, 2009
10.26*ACE USA Supplemental Employee Retirement Savings Plan (see exhibit 10.6 to Form 10-Q filed with the SEC on May 15, 2000)10-Q10.6May 15, 2000
10.27*ACE USA Supplemental Employee Retirement Savings Plan (as amended through the Second Amendment)10-K10.30March 1, 2007
10.28*ACE USA Supplemental Employee Retirement Savings Plan (as amended through the Third Amendment)10-K10.31March 1, 2007
10.29*ACE USA Supplemental Employee Retirement Savings Plan (as amended and restated)10-K10.46February 27, 2009
10.30*First Amendment to the Amended and Restated ACE USA Supplemental Employee Retirement Savings Plan10-K10.39February 25, 2010
10.31*The ACE Limited 1995 Outside Directors Plan (as amended through the Seventh Amendment)10-Q10.1August 14, 2003
10.32*ACE Limited 2004 Long-Term Incentive Plan (as amended through the Fifth Amendment)8-K10May 21, 2010
10.33*ACE Limited 2004 Long-Term Incentive Plan (as amended through the Sixth Amendment)8-K10.1May 20, 2013
10.34*ACE Limited Rules of the Approved U.K. Stock Option Program (see exhibit 10.2 to Form 10-Q filed with the SEC on February 13, 1998)10-Q10.2February 13, 1998
10.35*Director Restricted Stock Award Terms under the ACE Limited 2004 Long-Term Incentive Plan10-Q10.1November 9, 2009
10.36*Form of Incentive Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan8-K10.4September 13, 2004
10.37*Form of Incentive Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan10-Q10.4May 8, 2008
10.38*Form of Incentive Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan10-K10.63February 27, 2009
10.39*Form of Incentive Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan10-Q10.3October 30, 2013
10.40*Form of Non-Qualified Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan8-K10.5September 13, 2004
10.41*Form of Non-Qualified Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan10-Q10.3May 8, 2008

Table of Contents

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormOriginal NumberDate FiledFiled Herewith
10.42*Form of Non-Qualified Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan10-Q10.4October 30, 2013
10.43*Form of Restricted Stock Unit Award Terms (for outside directors) under the ACE Limited 2004 Long-Term Incentive Plan10-Q10.2November 7, 2007
10.44*Form of Restricted Stock Unit Award Terms (for outside directors) under the ACE Limited 2004 Long-Term Incentive Plan10-Q10.2August 7, 2009
10.45*Form of Incentive Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan for Messrs. Greenberg and Cusumano10-Q10.1August 4, 2011
10.46*Form of Non-Qualified Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan for Messrs. Greenberg and Cusumano10-Q10.2August 4, 2011
10.47*ACE Limited Employee Stock Purchase Plan, as amended8-K10.1May 22, 2012
10.48*Form of Incentive Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan for Swiss Executive Management10-K10.71February 27, 2015
10.49*Form of Non-Qualified Stock Option Terms under the ACE Limited 2004 Long-Term Incentive Plan for Swiss Executive Management10-K10.72February 27, 2015
10.50*Form of Executive Management Non-Competition Agreement8-K10.1May 22, 2015
10.51Commitment Increase Agreement to increase the credit capacity under the Credit Agreement originally entered into on November 6, 2012 to $1,500,000,000 under the Senior Unsecured Letter of Credit Facility, dated as of December 11, 2015, among ACE Limited, and certain subsidiaries, and Wells Fargo Bank, National Association as Administrative Agent, the Swingline Bank and an Issuing Bank10-K10.72February 26, 2016
10.52*Chubb Limited 2016 Long-Term Incentive PlanS-84.4May 26, 2016
10.53*Form of Incentive Stock Option Terms under the Chubb Limited 2016 Long-Term Incentive Plan10-Q10.2August 5, 2016
10.54*Form of Restricted Stock Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan10-Q10.3August 5, 2016
10.55*Form of Restricted Stock Unit Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan10-Q10.4August 5, 2016
10.56*Form of Non-Qualified Stock Option Terms under the Chubb Limited 2016 Long-Term Incentive Plan10-Q10.5August 5, 2016
10.57*Form of Incentive Stock Option Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive Management10-Q10.6August 5, 2016
10.58*Form of Restricted Stock Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive Management10-Q10.7August 5, 2016
10.59*Form of Restricted Stock Unit Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive Management10-Q10.8August 5, 2016

Table of Contents

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormOriginal NumberDate FiledFiled Herewith
10.60*Form of Non-Qualified Stock Option Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive Management10-Q10.9August 5, 2016
10.61*Chubb Limited Employee Stock Purchase Plan, as amended and restatedS-84.4May 25, 2017
10.62*Director Restricted Stock Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan10-Q10.1August 3, 2017
10.63Amended and Restated Credit Agreement for $1,000,000 Senior Unsecured Letter of Credit Facility, dated as of October 25, 2017, among Chubb Limited, and certain subsidiaries and Wells Fargo Bank, National Association as Administrative Agent, the Swingline Bank and an Issuing Bank10-K10.88February 23, 2018
10.64*Form of Incentive Stock Option Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Executive Officers10-K10.89February 23, 2018
10.65*Form of Restricted Stock Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Executive Officers10-K10.90February 23, 2018
10.66*Form of Non-Qualified Stock Option Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Executive Officers10-K10.92February 23, 2018
10.67*Form of Restricted Stock Unit Award Terms under the Chubb Limited 2016 Long-Term Plan for Executive Officers10-K10.93February 23, 2018
10.68*Form of Incentive Stock Option Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive Management10-K10.94February 23, 2018
10.69*Form of Non-Qualified Stock Option Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive Management10-K10.95February 23, 2018
10.70*Form of Restricted Stock Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive Management10-K10.96February 23, 2018
10.71*Form of Restricted Stock Unit Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive Management10-K10.97February 23, 2018
10.72*Chubb Limited Clawback Policy10-K10.99February 23, 2018
10.73*The Chubb Corporation Key Employee Deferred Compensation Plan (2005)8-K10.9March 9, 2005
10.74*Amendment One to The Chubb Corporation Key Employee Deferred Compensation Plan (2005)8-K10.1September 12, 2005
10.75*Amendment No. 2 to The Chubb Corporation Key Employee Deferred Compensation Plan (2005)10-K10.20March 2, 2009
10.76*Amendment No. 3 to The Chubb Corporation Key Employee Deferred Compensation Plan (2005)10-K10.32February 28, 2013
10.77*Pension Excess Benefit Plan of The Chubb CorporationX
10.78*Amendment No. 2 to the Pension Excess Benefit Plan of The Chubb CorporationX
10.79*Amendment No. 3 to the Pension Excess Benefit Plan of The Chubb CorporationX

Table of Contents

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormOriginal NumberDate FiledFiled Herewith
10.80*Amendment No. 4 to the Pension Excess Benefit Plan of The Chubb CorporationX
10.81*Amendments to the Chubb U.S. Supplemental Employee Retirement Plan, the Chubb U.S. Deferred Compensation Plan, and Pension Excess Benefit Plan of The Chubb CorporationX
10.82*Form of Performance Based Restricted Stock Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Swiss Executive ManagementX
10.83*Form of Performance Based Restricted Stock Award Terms under the Chubb Limited 2016 Long-Term Incentive Plan for Executive OfficersX
21.1Subsidiaries of the CompanyX
22.1Guaranteed SecuritiesX
23.1Consent of Independent Registered Public Accounting FirmX
31.1Certification Pursuant to Section 302 of The Sarbanes-Oxley Act of 2002X
31.2Certification Pursuant to Section 302 of The Sarbanes-Oxley Act of 2002X
32.1Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of The Sarbanes-Oxley Act of 2002X
32.2Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of The Sarbanes-Oxley Act of 2002X
101The following financial information from Chubb Limited's Annual Report on Form 10-K for the year ended December 31, 2020, formatted in Inline XBRL: (i) Consolidated Balance Sheets at December 31, 2020 and 2019; (ii) Consolidated Statements of Operations and Comprehensive Income for the years ended December 31, 2020, 2019, and 2018; (iii) Consolidated Statements of Shareholders' Equity for the years ended December 31, 2020, 2019, and 2018; (iv) Consolidated Statements of Cash Flows for the years ended December 31, 2020, 2019, and 2018; and (v) Notes to the Consolidated Financial StatementsX
104The Cover Page Interactive Data File formatted in Inline XBRL (The cover page XBRL tags are embedded in the Inline XBRL document and included in Exhibit 101)
* Management contract, compensatory plan or arrangement

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