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Item 16. Form 10-K Summary

30K characters. Original on sec.gov ·

Item 16. Form 10-K Summary

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Not applicable.

CBRE GROUP, INC.

SCHEDULE II – VALUATION AND QUALIFYING ACCOUNTS

(Dollars in thousands)

Allowance for
Doubtful Accounts
Balance, December 31, 2014$41,831
Charges to expense10,211
Write-offs, payments and other(5,436)
Balance, December 31, 201546,606
Charges to expense4,711
Write-offs, payments and other(11,848)
Balance, December 31, 201639,469
Charges to expense8,044
Write-offs, payments and other(724)
Balance, December 31, 2017$46,789

EXHIBIT INDEX

Incorporated by Reference
Exhibit No.Exhibit DescriptionFormSEC File No.ExhibitFiling DateFiled Herewith
2.1(a)Share Purchase Agreement, dated as of February 15, 2011, by and among ING Real Estate Investment Management Holding B.V. and others, and CB Richard Ellis, Inc. and others (PERE Share Purchase Agreement)8-K001-322052.0202/18/2011
2.1(b)First Amendment to PE Share Purchase Agreement, dated June 20, 2011, by and among ING Real Estate Investment Management Holding B.V. and others, and CB Richard Ellis, Inc. and others10-Q001-322052.308/09/2011
2.1(c)Second Amendment to PE Share Purchase Agreement, dated October 3, 2011, by and among ING Real Estate Investment Management Holding B.V. and others, and CBRE, Inc. and others8-K001-322052.0310/07/2011
2.1(d)Third Amendment to PE Share Purchase Agreement, dated October 31, 2011, by and among ING Real Estate Investment Management Holding B.V. and others, and CBRE, Inc. and others8-K001-322052.0411/04/2011
2.1(e)Fourth Amendment to PE Share Purchase Agreement, dated January 23, 2017, by and among ING Real Estate Investment Management Holding B.V., ING Bank N.V., CBRE, Inc., and CBRE Group, Inc.10-K001-322052.1(e)03/01/2017
2.2Share Sale Agreement, dated November 12, 2013, by and among William Investments Limited, the individual vendors named therein, CBRE Holdings Limited, CBRE UK Acquisition Company Limited and CBRE Group, Inc.8-K001-322051.0111/13/2013
2.3Stock and Asset Purchase Agreement, dated as of March 31, 2015, by and between Johnson Controls, Inc. and CBRE, Inc.8-K001-322052.104/03/2015
3.1Amended and Restated Certificate of Incorporation of CBRE Group, Inc.8-K001-322053.105/19/2016
3.2Amended and Restated By-Laws of CBRE Group, Inc.10-Q001-322053.205/10/2017
4.1Form of Class A common stock certificate of CBRE Group, Inc.10-Q001-322054.108/09/2017
Incorporated by Reference
Exhibit No.Exhibit DescriptionFormSEC File No.ExhibitFiling DateFiled Herewith
4.2(a)Securityholders’ Agreement, dated as of July 20, 2001 (“Securityholders’ Agreement”), by and among, CB Richard Ellis Group, Inc., CB Richard Ellis Services, Inc., Blum Strategic Partners, L.P., Blum Strategic Partners II, L.P., Blum Strategic Partners II GmbH & Co. KG, FS Equity Partners III, L.P., FS Equity Partners International, L.P., Credit Suisse First Boston Corporation, DLJ Investment Funding, Inc., The Koll Holding Company, Frederic V. Malek, the management investors named therein and the other persons from time to time party theretoSC-13D005-61805307/30/2001
4.2(b)Amendment and Waiver to Securityholders’ Agreement, dated as of April 14, 2004, by and among, CB Richard Ellis Services, Inc., CB Richard Ellis Group, Inc. and the other parties to the Securityholders’ AgreementS-1/A333-1128674.2(b)04/30/2004
4.2(c)Second Amendment and Waiver to Securityholders’ Agreement, dated as of November 24, 2004, by and among CB Richard Ellis Services, Inc., CB Richard Ellis Group, Inc. and certain of the other parties to the Securityholders’ AgreementS-1/A333-1204454.2(c)11/24/2004
4.2(d)Third Amendment and Waiver to Securityholders’ Agreement, dated as of August 1, 2005, by and among CB Richard Ellis Services, Inc., CB Richard Ellis Group, Inc. and certain of the other parties to the Securityholders’ Agreement8-K001-322054.108/02/2005
4.2(e)Final Amendment Agreement, dated as of March 22, 2017, by and among CBRE Group, Inc., CBRE Services, Inc. and the other parties thereto8-K001-322054.103/24/2017
4.3(a)Indenture, dated as of March 14, 2013, among CBRE Group, Inc., CBRE Services, Inc., certain subsidiaries of CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee10-Q001-322054.4(a)05/10/2013
4.3(b)First Supplemental Indenture, dated as of March 14, 2013, between CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee, for the 5.00% Senior Notes Due 2023, including the Form of 5.00% Senior Notes due 202310-Q001-322054.4(b)05/10/2013
Incorporated by Reference
Exhibit No.Exhibit DescriptionFormSEC File No.ExhibitFiling DateFiled Herewith
4.3(c)Second Supplemental Indenture, dated as of April 10, 2013, between CBRE/LJM- Nevada, Inc., CBRE Consulting, Inc., CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee, for the 5.00% Senior Notes due 2023S-3ASR333-2011264.3(c)12/19/2014
4.3(d)Form of Supplemental Indenture among certain subsidiary guarantors of CBRE Services, Inc., CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee, for the 5.00% Senior Notes due 20238-K001-322054.304/16/2013
4.3(e)Second Supplemental Indenture, dated as of September 26, 2014, between CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee, for the 5.25% Senior Notes due 2025, including the Form of 5.00% Senior Notes due 20258-K001-322054.109/26/2014
4.3(f)Third Supplemental Indenture, dated as of December 12, 2014, between CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee, for the additional issuance of 5.25% Senior Notes due 20258-K001-322054.112/12/2014
4.3(g)Form of Supplemental Indenture among certain subsidiary guarantors of CBRE Services, Inc., CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee, for the 5.25% Senior Notes due 2025S-3ASR333-2011264.3(h)12/19/2014
4.3(h)Fourth Supplemental Indenture, dated as of August 13, 2015, between CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee, for the issuance of 4.875% Senior Notes due 2026, including the Form of 4.875% Senior Notes due 20268-K001-322054.208/13/2015
4.3(i)Fifth Supplemental Indenture, dated as of September 25, 2015, between CBRE GWS LLC, CBRE Services, Inc. and Wells Fargo Bank, National Association, as trustee, relating to the 5.00% Senior Notes due 2023, the 5.25% Senior Notes due 2025 and the 4.875% Senior Notes due 20268-K001-322054.109/25/2015
Incorporated by Reference
Exhibit No.Exhibit DescriptionFormSEC File No.ExhibitFiling DateFiled Herewith
10.1Second Amended and Restated Credit Agreement, dated as of January 9, 2015, among CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc., the lenders party thereto and Credit Suisse AG, as administrative agent and collateral agent (superseded as of October 31, 2017 by Exhibit 10.7)8-K001-3220510.101/13/2015
10.2First Amendment to the Second Amended and Restated Credit Agreement, dated as of May 28, 2015, among CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc., the lenders party thereto and Credit Suisse AG, as administrative agent and collateral agent (superseded as of October 31, 2017 by Exhibit 10.7)8-K001-3220510.105/29/2015
10.3Incremental Assumption Agreement, dated as of September 3, 2015, among CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc., the lenders party thereto, and Credit Suisse AG, as administrative agent (superseded as of October 31, 2017 by Exhibit 10.7)8-K001-3220510.109/09/2015
10.4Second Amendment, dated as of March 21, 2016, to the Second Amended and Restated Credit Agreement, among CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc., the lenders party thereto and Credit Suisse AG, as administrative agent and collateral agent (superseded as of October 31, 2017 by Exhibit 10.7)8-K001-3220510.103/25/2016
10.5Amended and Restated Guarantee and Pledge Agreement, dated as of January 9, 2015, among CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc. from time to time and Credit Suisse AG, as collateral agent, including the Form of Supplement to the Amended and Restated Guarantee and Pledge Agreement (superseded as of October 31, 2017 by Exhibit 10.8)8-K001-3220510.201/13/2015
10.6Supplement No. 1, dated as of September 25, 2015, to the Amended and Restated Guarantee and Pledge Agreement, among CBRE Services, Inc., CBRE Group, Inc., certain subsidiaries of CBRE Services, Inc., and Credit Suisse AG, as administrative agent and as collateral agent (superseded as of October 31, 2017 by Exhibit 10.8)8-K001-3220510.109/25/2015
Incorporated by Reference
Exhibit No.Exhibit DescriptionFormSEC File No.ExhibitFiling DateFiled Herewith
10.7Credit Agreement, dated as of October 31, 2017, among CBRE Group, Inc., CBRE Services, Inc., certain subsidiaries of CBRE Services, Inc., the lenders party thereto and Credit Suisse AG, Cayman Islands Branch, as administrative agent8-K001-3220510.111/01/2017
10.8Guarantee Agreement, dated as of October 31, 2017, among CBRE Group, Inc., CBRE Services, Inc., the subsidiary guarantors party thereto and Credit Suisse AG, Cayman Islands Branch, as administrative agent8-K001-3220510.211/01/2017
10.9CBRE Group, Inc. Executive Bonus Plan +10-K001-3220510.303/03/2014
10.10CBRE Group, Inc. Executive Incentive Plan +8-K001-3220510.105/21/2015
10.11Form of Indemnification Agreement for Directors and Officers +8-K001-3220510.112/08/2009
10.12Form of Indemnification Agreement for Directors and Officers +10-Q001-3220510.305/10/2016
10.13Second Amended and Restated 2004 Stock Incentive Plan of CB Richard Ellis Group, Inc. +8-K001-3220510.106/06/2008
10.14Amendment No. 1 to the Second Amended and Restated 2004 Stock Incentive Plan of CB Richard Ellis Group, Inc. +10-Q001-3220510.305/11/2009
10.15CBRE Group, Inc. 2012 Equity Incentive Plan +S-8333-18123599.105/08/2012
10.16Form of Nonstatutory Stock Option Agreement for the CBRE Group, Inc. 2012 Equity Incentive Plan +S-8333-18123599.205/08/2012
10.17Form of Restricted Stock Unit Agreement for the CBRE Group, Inc. 2012 Equity Incentive Plan +S-8333-18123599.305/08/2012
10.18Form of Restricted Stock Agreement for the CBRE Group, Inc. 2012 Equity Incentive Plan +S-8333-18123599.405/08/2012
10.19Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2012 Equity Incentive Plan +8-K001-3220510.108/20/2013
10.20Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2012 Equity Incentive Plan +8-K001-3220510.208/20/2013
10.21Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2012 Equity Incentive Plan +8-K001-3220510.308/20/2013
Incorporated by Reference
Exhibit No.Exhibit DescriptionFormSEC File No.ExhibitFiling DateFiled Herewith
10.22Form of Grant Notice and Restricted Stock Unit Agreement (Non-Employee Director) for the CBRE Group, Inc. 2012 Equity Incentive Plan +10-Q001-3220510.108/11/2014
10.23CBRE Group, Inc. 2017 Equity Incentive Plan +S-8333-21811399.105/19/2017
10.24Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2017 Equity Incentive Plan (Time Vest) +X
10.25Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2017 Equity Incentive Plan (Performance Vest) +X
10.26Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2017 Equity Incentive Plan (Non-Employee Director) +S-8333-21811399.405/19/2017
10.27Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2017 Equity Incentive Plan (Time Vesting RSU) +X
10.28Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2017 Equity Incentive Plan (TSR Performance RSU) +X
10.29Form of Grant Notice and Restricted Stock Unit Agreement for the CBRE Group, Inc. 2017 Equity Incentive Plan (EPS Performance RSU) +X
10.30CBRE Deferred Compensation Plan +8-K001-3220510.103/12/2012
10.31Amendment #1 to the CBRE Deferred Compensation Plan +10-K001-3220510.2203/01/2017
10.32CBRE Group, Inc. Change in Control and Severance Plan for Senior Management, including form of Designation Letter +8-K001-3220510.103/27/2015
10.33Form of Restricted Covenants Agreement +X
10.34Amended and Restated Employment Agreement dated as of January 1, 2016 by and between CBRE Global Investors, LLC and T. Ritson Ferguson +10-Q001-3220510.205/10/2016
11Statement concerning Computation of Per Share Earnings (filed as Note 16 of the Consolidated Financial Statements)X
Incorporated by Reference
Exhibit No.Exhibit DescriptionFormSEC File No.ExhibitFiling DateFiled Herewith
12Computation of Ratio of Earnings to Fixed ChargesX
21Subsidiaries of CBRE Group, Inc.X
23.1Consent of Independent Registered Public Accounting FirmX
31.1Certification of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to §302 of the Sarbanes-Oxley Act of 2002X
31.2Certification of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to §302 of the Sarbanes-Oxley Act of 2002X
32Certifications of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002X
101.INSXBRL Instance DocumentX
101.SCHXBRL Taxonomy Extension Schema DocumentX
101.CALXBRL Taxonomy Extension Calculation Linkbase DocumentX
101.DEFXBRL Taxonomy Extension Definition Linkbase DocumentX
101.LABXBRL Taxonomy Extension Label Linkbase DocumentX
101.PREXBRL Taxonomy Extension Presentation Linkbase DocumentX

In the foregoing Exhibit Index, (1) references to CB Richard Ellis Group, Inc. are now to CBRE Group, Inc., (2) references to CB Richard Ellis Services, Inc. are now to CBRE Services, Inc., and (3) references to CB Richard Ellis, Inc. are now to CBRE, Inc.

+Denotes a management contract or compensatory arrangement

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

CBRE GROUP, INC.
By:/s/ROBERT E. SULENTIC
Robert E. Sulentic President and Chief Executive Officer
Date: March 1, 2018

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

SignatureTitleDate
/s/ BRANDON B. BOZEDirectorMarch 1, 2018
Brandon B. Boze
/s/ BETH F. COBERTDirectorMarch 1, 2018
Beth F. Cobert
/s/ CURTIS F. FEENYDirectorMarch 1, 2018
Curtis F. Feeny
/s/ BRADFORD M. FREEMANDirectorMarch 1, 2018
Bradford M. Freeman
/s/ ARLIN E. GAFFNERSenior Vice President and Chief AccountingMarch 1, 2018
Arlin E. GaffnerOfficer (Principal Accounting Officer)
/s/ JAMES R. GROCHChief Financial Officer (Principal FinancialMarch 1, 2018
James R. GrochOfficer)
/s/ CHRISTOPHER T. JENNYDirectorMarch 1, 2018
Christopher T. Jenny
/s/ GERARDO I. LOPEZDirectorMarch 1, 2018
Gerardo I. Lopez
/s/ FREDERIC V. MALEKDirectorMarch 1, 2018
Frederic V. Malek
/s/ PAULA R. REYNOLDSDirectorMarch 1, 2018
Paula R. Reynolds
/s/ ROBERT E. SULENTICDirector and President and Chief ExecutiveMarch 1, 2018
Robert E. SulenticOfficer (Principal Executive Officer)
/s/ LAURA D. TYSONDirectorMarch 1, 2018
Laura D. Tyson
/s/ RAY WIRTAChairman of the BoardMarch 1, 2018
Ray Wirta
/s/ SANJIV YAJNIKDirectorMarch 1, 2018
Sanjiv Yajnik

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