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Item 6. Exhibits.

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Item 6. Exhibits.

INDEX TO EXHIBITS
Incorporated by ReferenceFiled/ Furnished Herewith
Exhibit NumberExhibit DescriptionFormExhibitFiling Date
Articles of incorporation and by-laws
3.1Third Amended and Restated Articles of Incorporation of Carnival Corporation.8-K3.14/17/2003
3.2Third Amended and Restated By-Laws of Carnival Corporation.8-K3.14/20/2009
3.3Articles of Association of Carnival plc.8-K3.34/20/2009
Material Contracts
10.1Employment Agreement dates as of June 28, 2019 between Carnival Corporation and Peter C. Anderson.X
10.2**Amendment Agreement dated February 11, 2022 to the Multicurrency Revolving Facilities Agreement originally dated May 18, 2011, as amended and restated on August 6, 2019 and as further amended on December 31, 2020, May 11, 2021 and September 30, 2021, among Carnival Corporation, Carnival plc and certain of Carnival Corporation and Carnival plc subsidiaries, Bank of America Europe Designated Activity Company as facilities agent and a syndicate of financial institutions.X
10.3Form of Earnings Recovery Award Agreement for the Carnival Corporation 2020 Stock Plan for the CEO.X
10.4Form of Earnings Recovery Award Agreement for the Carnival Corporation 2020 Stock Plan for Certain Named Executive Officers.X
10.5Form of Time-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan for the Chief Ethics and Compliance Officer.X
INDEX TO EXHIBITS
Incorporated by ReferenceFiled/ Furnished Herewith
Exhibit NumberExhibit DescriptionFormExhibitFiling Date
Rule 13a-14(a)/15d-14(a) certifications
31.1Certification of President, Chief Executive Officer and Chief Climate Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X
31.2Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X
31.3Certification of President, Chief Executive Officer and Chief Climate Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X
31.4Certification of Chief Financial Officer and Chief Accounting Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X
Section 1350 certifications
32.1*Certification of President, Chief Executive Officer and Chief Climate Officer of Carnival Corporation pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.X
32.2*Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.X
32.3*Certification of President, Chief Executive Officer and Chief Climate Officer of Carnival plc pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.X
32.4*Certification of Chief Financial Officer and Chief Accounting Officer of Carnival plc pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.X
Interactive Data File
101The consolidated financial statements from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended February 28, 2022, as filed with the Securities and Exchange Commission on March 28, 2022, formatted in Inline XBRL, are as follows:
(i) the Consolidated Statements of Income (Loss) for the three months ended February 28, 2022 and 2021;X
(ii) the Consolidated Statements of Comprehensive Income (Loss) for the three months ended February 28, 2022 and 2021;X
(iii) the Consolidated Balance Sheets at February 28, 2022 and November 30, 2021;X
(iv) the Consolidated Statements of Cash Flows for the three months ended February 28, 2022 and 2021;X
(v) the Consolidated Statements of Shareholders’ Equity for the three months ended February 28, 2022 and 2021;X
(vi) the notes to the consolidated financial statements, tagged in summary and detail.X
INDEX TO EXHIBITS
Incorporated by ReferenceFiled/ Furnished Herewith
Exhibit NumberExhibit DescriptionFormExhibitFiling Date
104The cover page from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended February 28, 2022, as filed with the Securities and Exchange Commission on March 28, 2022, formatted in Inline XBRL (included as Exhibit 101).
*These items are furnished and not filed.
**Certain portions of this exhibit have been omitted pursuant to Item 601(b)(10) of Regulation S-K.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

CARNIVAL CORPORATIONCARNIVAL PLC
By:/s/ Arnold W. DonaldBy:/s/ Arnold W. Donald
Arnold W. DonaldArnold W. Donald
President, Chief Executive Officer and Chief Climate OfficerPresident, Chief Executive Officer and Chief Climate Officer
By:/s/ David BernsteinBy:/s/ David Bernstein
David BernsteinDavid Bernstein
Chief Financial Officer and Chief Accounting OfficerChief Financial Officer and Chief Accounting Officer
Date: March 28, 2022Date: March 28, 2022

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