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Item 6. Exhibits.

12K characters. Original on sec.gov ·

Item 6. Exhibits.

INDEX TO EXHIBITS
Incorporated by ReferenceFiled/ Furnished Herewith
Exhibit NumberExhibit DescriptionFormExhibitFiling Date
Articles of incorporation and by-laws
3.1Third Amended and Restated Articles of Incorporation of Carnival Corporation.8-K3.14/17/2003
3.2Third Amended and Restated By-Laws of Carnival Corporation.8-K3.14/20/2009
3.3Articles of Association of Carnival plc.8-K3.34/20/2009
Material Contracts
10.1Amendment of the 2020 Stock Plan.8-K10.14/26/2023
10.2Form of Performance-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan.X
10.3Form of Time-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan.X
10.4Amendment and Restatement Agreement dated May 25, 2023 in respect of the Multicurrency Revolving Facilities Agreement dated May 18, 2011, as most recently amended and restated on August 6, 2019 (and as otherwise amended from time to time), among Carnival Corporation, Carnival plc and Costa Crociere S.p.A., JPMorgan Chase Bank, N.A. as retiring arranger, Bank of America Europe Designated Activity Company as retiring facilities agent, and J.P. Morgan SE as new arranger and successor facilities agent.X
Rule 13a-14(a)/15d-14(a) certifications
31.1Certification of President, Chief Executive Officer and Chief Climate Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X
31.2Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X
31.3Certification of President, Chief Executive Officer and Chief Climate Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X
31.4Certification of Chief Financial Officer and Chief Accounting Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X
Section 1350 certifications
32.1*Certification of President, Chief Executive Officer and Chief Climate Officer of Carnival Corporation pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.X
32.2*Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.X
INDEX TO EXHIBITS
Incorporated by ReferenceFiled/ Furnished Herewith
Exhibit NumberExhibit DescriptionFormExhibitFiling Date
32.3*Certification of President, Chief Executive Officer and Chief Climate Officer of Carnival plc pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.X
32.4*Certification of Chief Financial Officer and Chief Accounting Officer of Carnival plc pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.X
Interactive Data File
101The consolidated financial statements from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended May 31, 2023, as filed with the Securities and Exchange Commission on June 28, 2023, formatted in Inline XBRL, are as follows:
(i) the Consolidated Statements of Income (Loss) for the three and six months ended May 31, 2023 and 2022;X
(ii) the Consolidated Statements of Comprehensive Income (Loss) for the three and six months ended May 31, 2023 and 2022;X
(iii) the Consolidated Balance Sheets at May 31, 2023 and November 30, 2022;X
(iv) the Consolidated Statements of Cash Flows for the six months ended May 31, 2023 and 2022;X
(v) the Consolidated Statements of Shareholders’ Equity for the three and six months ended May 31, 2023 and 2022;X
(vi) the notes to the consolidated financial statements, tagged in summary and detail.X
104The cover page from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended May 31, 2023, as filed with the Securities and Exchange Commission on June 28, 2023, formatted in Inline XBRL (included as Exhibit 101).
*These items are furnished and not filed.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

CARNIVAL CORPORATIONCARNIVAL PLC
By:/s/ Josh WeinsteinBy:/s/ Josh Weinstein
Josh WeinsteinJosh Weinstein
President, Chief Executive Officer and Chief Climate OfficerPresident, Chief Executive Officer and Chief Climate Officer
By:/s/ David BernsteinBy:/s/ David Bernstein
David BernsteinDavid Bernstein
Chief Financial Officer and Chief Accounting OfficerChief Financial Officer and Chief Accounting Officer
Date: June 28, 2023Date: June 28, 2023

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