Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
(a)
The information regarding security ownership of certain beneficial owners and management set forth in the 2020 Proxy Statement is incorporated herein by reference.
(b)
The Registrant does not know of any arrangements that may at a subsequent date result in a change in control of the Registrant.
(c)
Equity compensation plan information as of December 31, 2019:
(a)
(b)
(c)
Plan Category
Number of securities to be issued upon exercise of outstanding options, warrants and rights (in thousands)
Weighted-average exercise price of outstanding options, warrants and rights
Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) (in thousands)
Equity compensation plans approved by security holders
38,388
(1)
$
65.04
(2)
50,958
(3)
Equity compensation plans not approved by security holders
Not applicable
Not applicable
Not applicable
Total
38,388
$
65.04
50,958
(1)
Consists of 36,185 options outstanding and 2,203 restricted stock units awarded but not yet vested under the Company’s 2013 Incentive Compensation Plan and the Company’s 2019 Incentive Compensation Plan, respectively, as more fully described in Note 8, Capital Stock and Stock-Based Compensation Plans to the Consolidated Financial Statements.
(2)
Includes the weighted-average exercise price of stock options outstanding of $69.00 and restricted stock units of $0.00.
(3)
Amount includes 37,758 options available for issuance and 13,200 restricted stock units available for issuance under the Company’s 2019 Incentive Compensation Plan.
filings.tools