Item 15. Exhibits and Financial Statement Schedules
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Item 15. Exhibits and Financial Statement Schedules
(a)(1) Financial Statements.
| Report of Independent Registered Public Accounting Firm | 75 |
| Statements of Consolidated Income for the Three Years Ended December 31, 2015 | 76 |
| Statements of Consolidated Comprehensive Income for the Three Years Ended December 31, 2015 | 77 |
| Consolidated Balance Sheets as of December 31, 2015 and 2014 | 78 |
| Statements of Consolidated Cash Flows for the Three Years Ended December 31, 2015 | 79 |
| Statements of Consolidated Shareholders’ Equity for the Three Years Ended December 31, 2015 | 81 |
| Notes to Consolidated Financial Statements | 82 |
The financial statements of Enable Midstream Partners, LP required pursuant to Rule 3-09 of Regulation S-X are included in this filing as Exhibit 99.3.
(a)(2) Financial Statement Schedules for the Three Years Ended December 31, 2015
| Report of Independent Registered Public Accounting Firm | 126 |
| I — Condensed Financial Information of CenterPoint Energy, Inc. (Parent Company) | 127 |
| II — Valuation and Qualifying Accounts | 133 |
The following schedules are omitted because of the absence of the conditions under which they are required or because the required information is included in the financial statements:
III, IV and V.
(a)(3) Exhibits.
See Index of Exhibits beginning on page 135, which index also includes the management contracts or compensatory plans or arrangements required to be filed as exhibits to this Form 10-K by Item 601(b)(10)(iii) of Regulation S-K.
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Board of Directors and Shareholders of
CenterPoint Energy, Inc.
Houston, Texas
We have audited the consolidated financial statements of CenterPoint Energy, Inc. and subsidiaries (the “Company”) as of December 31, 2015 and 2014, and for each of the three years in the period ended December 31, 2015, and the Company’s internal control over financial reporting as of December 31, 2015, and have issued our reports thereon dated February 26, 2016; such reports are included elsewhere in this Form 10-K. Our audits also included the financial statement schedules of the Company listed in the index at Item 15 (a)(2). These financial statement schedules are the responsibility of the Company’s management. Our responsibility is to express an opinion based on our audits. In our opinion, such financial statement schedules, when considered in relation to the basic consolidated financial statements taken as a whole, present fairly, in all material respects, the information set forth therein.
/s/ DELOITTE & TOUCHE LLP
Houston, Texas
February 26, 2016
CENTERPOINT ENERGY, INC.
SCHEDULE I — CONDENSED FINANCIAL INFORMATION OF
CENTERPOINT ENERGY, INC. (PARENT COMPANY)
STATEMENTS OF INCOME
| For the Year Ended December 31, | |||||||||||
| 2015 | 2014 | 2013 | |||||||||
| (in millions) | |||||||||||
| Expenses: | |||||||||||
| Operation and Maintenance Expenses | $ | (12 | ) | $ | (22 | ) | $ | (13 | ) | ||
| Total | (12 | ) | (22 | ) | (13 | ) | |||||
| Other Income (Expense): | |||||||||||
| Interest Income from Subsidiaries | 2 | — | 8 | ||||||||
| Other Expense | (1 | ) | (1 | ) | (5 | ) | |||||
| Gain (Loss) on Indexed Debt Securities | 74 | (86 | ) | (193 | ) | ||||||
| Interest Expense to Subsidiaries | — | — | (24 | ) | |||||||
| Interest Expense | (99 | ) | (103 | ) | (104 | ) | |||||
| Total | (24 | ) | (190 | ) | (318 | ) | |||||
| Loss Before Income Taxes, Equity in Subsidiaries | (36 | ) | (212 | ) | (331 | ) | |||||
| Income Tax Benefit | 28 | 115 | 137 | ||||||||
| Loss Before Equity in Subsidiaries | (8 | ) | (97 | ) | (194 | ) | |||||
| Equity Income (Loss) of Subsidiaries | (684 | ) | 708 | 505 | |||||||
| Net Income (Loss) | $ | (692 | ) | $ | 611 | $ | 311 |
See Notes to Condensed Financial Information (Parent Company) and
CenterPoint Energy, Inc. and Subsidiaries Notes to Consolidated Financial Statements in Part II, Item 8
CENTERPOINT ENERGY, INC.
SCHEDULE I — CONDENSED FINANCIAL INFORMATION OF
CENTERPOINT ENERGY, INC. (PARENT COMPANY)
STATEMENTS OF COMPREHENSIVE INCOME
| Year Ended December 31, | |||||||||||
| 2015 | 2014 | 2013 | |||||||||
| (in millions) | |||||||||||
| Net income (loss) | $ | (692 | ) | $ | 611 | $ | 311 | ||||
| Other comprehensive income: | |||||||||||
| Adjustment to pension and other postretirement plans (net of tax of $12, $5 and $25) | 20 | 3 | 44 | ||||||||
| Reclassification of deferred loss from cash flow hedges realized in net income (net of tax) | — | 1 | 1 | ||||||||
| Other comprehensive income | 20 | 4 | 45 | ||||||||
| Comprehensive income (loss) | $ | (672 | ) | $ | 615 | $ | 356 |
See Notes to Condensed Financial Information (Parent Company) and
CenterPoint Energy, Inc. and Subsidiaries Notes to Consolidated Financial Statements in Part II, Item 8
CENTERPOINT ENERGY, INC.
SCHEDULE I — CONDENSED FINANCIAL INFORMATION OF
CENTERPOINT ENERGY, INC. (PARENT COMPANY)
BALANCE SHEETS
| December 31, | |||||||
| 2015 | 2014 | ||||||
| (in millions) | |||||||
| ASSETS | |||||||
| Current Assets: | |||||||
| Cash and cash equivalents | $ | — | $ | — | |||
| Notes receivable — subsidiaries | 352 | 227 | |||||
| Accounts receivable — subsidiaries | 85 | 230 | |||||
| Other assets | 135 | 87 | |||||
| Total current assets | 572 | 544 | |||||
| Other Assets: | |||||||
| Investment in subsidiaries | 5,565 | 6,529 | |||||
| Other assets | 831 | 811 | |||||
| Total other assets | 6,396 | 7,340 | |||||
| Total Assets | $ | 6,968 | $ | 7,884 | |||
| LIABILITIES AND SHAREHOLDERS’ EQUITY | |||||||
| Current Liabilities: | |||||||
| Notes payable — subsidiaries | $ | 59 | $ | 142 | |||
| Indexed debt | 154 | 152 | |||||
| Current portion of other long-term debt | — | 269 | |||||
| Indexed debt securities derivative | 442 | 541 | |||||
| Accounts payable: | |||||||
| Subsidiaries | 39 | 80 | |||||
| Other | 4 | 2 | |||||
| Interest accrued | 11 | 13 | |||||
| Other | — | 22 | |||||
| Total current liabilities | 709 | 1,221 | |||||
| Other Liabilities: | |||||||
| Deferred tax liabilities | 908 | 815 | |||||
| Benefit obligations | 505 | 441 | |||||
| Other | 1 | 1 | |||||
| Total non-current liabilities | 1,414 | 1,257 | |||||
| Long-Term Debt | 1,384 | 858 | |||||
| Shareholders’ Equity: | |||||||
| Common stock | 4 | 4 | |||||
| Additional paid-in capital | 4,180 | 4,169 | |||||
| Retained earnings (accumulated deficit) | (657 | ) | 461 | ||||
| Accumulated other comprehensive loss | (66 | ) | (86 | ) | |||
| Total shareholders’ equity | 3,461 | 4,548 | |||||
| Total Liabilities and Shareholders’ Equity | $ | 6,968 | $ | 7,884 |
See Notes to Condensed Financial Information (Parent Company) and
CenterPoint Energy, Inc. and Subsidiaries Notes to Consolidated Financial Statements in Part II, Item 8
CENTERPOINT ENERGY, INC.
SCHEDULE I — CONDENSED FINANCIAL INFORMATION OF
CENTERPOINT ENERGY, INC. (PARENT COMPANY)
STATEMENTS OF CASH FLOWS
| For the Year Ended December 31, | |||||||||||
| 2015 | 2014 | 2013 | |||||||||
| (in millions) | |||||||||||
| Operating Activities: | |||||||||||
| Net income (loss) | $ | (692 | ) | $ | 611 | $ | 311 | ||||
| Non-cash items included in net income (loss): | |||||||||||
| Equity (income) loss of subsidiaries | 684 | (708 | ) | (505 | ) | ||||||
| Deferred income tax expense | 152 | 86 | 6 | ||||||||
| Amortization of debt issuance costs | 3 | 4 | 4 | ||||||||
| (Gain) loss on indexed debt securities | (74 | ) | 86 | 193 | |||||||
| Changes in working capital: | |||||||||||
| Accounts receivable/(payable) from subsidiaries, net | 164 | (7 | ) | 47 | |||||||
| Accounts payable | 2 | (3 | ) | 5 | |||||||
| Other current assets | (3 | ) | — | — | |||||||
| Other current liabilities | (45 | ) | (83 | ) | 42 | ||||||
| Common stock dividends received from subsidiaries | 295 | 315 | 766 | ||||||||
| Other | (76 | ) | (76 | ) | (70 | ) | |||||
| Net cash provided by operating activities | 410 | 225 | 799 | ||||||||
| Investing Activities: | |||||||||||
| Decrease (increase) in notes receivable from subsidiaries | (125 | ) | (139 | ) | 868 | ||||||
| Net cash provided by (used in) investing activities | (125 | ) | (139 | ) | 868 | ||||||
| Financing Activities: | |||||||||||
| Proceeds from commercial paper, net | 525 | 191 | — | ||||||||
| Payments on long-term debt | (269 | ) | — | (151 | ) | ||||||
| Debt issuance costs | — | (1 | ) | (2 | ) | ||||||
| Common stock dividends paid | (426 | ) | (408 | ) | (355 | ) | |||||
| Proceeds from issuance of common stock, net | — | 1 | 4 | ||||||||
| Increase (decrease) in notes payable to subsidiaries | (83 | ) | 131 | (1,173 | ) | ||||||
| Redemption of indexed debt securities | — | — | (8 | ) | |||||||
| Distribution to ZENS holders | (32 | ) | — | — | |||||||
| Other | — | — | 18 | ||||||||
| Net cash used in financing activities | (285 | ) | (86 | ) | (1,667 | ) | |||||
| Net Decrease in Cash and Cash Equivalents | — | — | — | ||||||||
| Cash and Cash Equivalents at Beginning of Year | — | — | — | ||||||||
| Cash and Cash Equivalents at End of Year | $ | — | $ | — | $ | — |
See Notes to Condensed Financial Information (Parent Company) and
CenterPoint Energy, Inc. and Subsidiaries Notes to Consolidated Financial Statements in Part II, Item 8
CENTERPOINT ENERGY, INC.
SCHEDULE I — NOTES TO CONDENSED FINANCIAL INFORMATION (PARENT COMPANY)
(1) Background. The condensed parent company financial statements and notes of CenterPoint Energy, Inc. (CenterPoint Energy) should be read in conjunction with the consolidated financial statements and notes of CenterPoint Energy, Inc. and subsidiaries appearing in the Annual Report on Form 10-K. Credit facilities at CenterPoint Energy Houston Electric, LLC (CenterPoint Houston) and CenterPoint Energy Resources Corp., indirect wholly-owned subsidiaries of CenterPoint Energy, limit debt, excluding transition and system restoration bonds, as a percentage of their consolidated capitalization to 65%. These covenants could restrict the ability of these subsidiaries to distribute dividends to CenterPoint Energy.
(2) New Accounting Pronouncements. In February 2015, the Financial Accounting Standards Board (FASB) issued Accounting Standards Update No. 2015-02, Consolidation (Topic 810): Amendments to the Consolidation Analysis (ASU 2015-02). ASU 2015-02 changes the analysis that reporting organizations must perform to evaluate whether they should consolidate certain legal entities, such as limited partnerships. The changes include, among others, modification of the evaluation of whether limited partnerships and similar legal entities are variable interest entities (VIEs) or voting interest entities and elimination of the presumption that a general partner should consolidate a limited partnership. ASU 2015-02 does not amend the related party guidance for situations in which power is shared between two or more entities that hold interests in a VIE. ASU 2015-02 is effective for fiscal years, and interim periods within those years, beginning after December 15, 2015. CenterPoint Energy does not believe that ASU 2015-02 will have a material impact on its financial position, results of operations, cash flows and disclosures.
In April 2015, the FASB issued Accounting Standards Update No. 2015-03, Interest-Imputation of Interest (Subtopic 835-30): Simplifying the Presentation of Debt Issuance Cost (ASU 2015-03). ASU 2015-03 requires that debt issuance costs related to a recognized debt liability be presented in the balance sheet as a direct deduction from the carrying amount of that debt liability, consistent with debt discounts. The recognition and measurement guidance for debt issuance costs are not affected by ASU 2015-03. CenterPoint Energy will adopt ASU 2015-03 retrospectively on January 1, 2016, which will result in a reduction of both other long-term assets and long-term debt on its Consolidated Balance Sheets. CenterPoint Energy had debt issuance costs of $15 million and $18 million included in other long-term assets on its Consolidated Balance Sheets as of December 31, 2015 and 2014, respectively.
In April 2015, the FASB issued Accounting Standards Update No. 2015-05, Intangibles-Goodwill and Other-Internal-Use Software (Subtopic 350-40) (ASU 2015-05). ASU 2015-05 provides guidance to customers about whether a cloud computing arrangement includes a software license. If a cloud computing arrangement includes a software license, the customer should account for the software license element of the arrangement consistent with the acquisition of other software licenses. If a cloud computing arrangement does not include a software license, the customer should account for the arrangement as a service contract. The guidance will not change a customer’s accounting for service contracts. ASU 2015-05 is effective for fiscal years, and interim periods within the fiscal years, beginning after December 15, 2015 and may be adopted either prospectively or retrospectively. CenterPoint Energy will adopt ASU 2015-05 prospectively on January 1, 2016. CenterPoint Energy does not believe that ASU 2015-05 will have a material impact on its financial position, results of operations, cash flows and disclosures.
In May 2014, the FASB issued Accounting Standards Update No. 2014-09, Revenue from Contracts with Customers (Topic 606) (ASU 2014-09), which supersedes most current revenue recognition guidance. ASU 2014-09 provides a comprehensive new revenue recognition model that requires revenue to be recognized in a manner that depicts the transfer of goods or services to a customer at an amount that reflects the consideration expected to be received in exchange for those goods or services. ASU 2014-09 was initially effective for fiscal years, and interim periods within those years, beginning after December 15, 2016. Early adoption is not permitted, and entities have the option of using either a full retrospective or a modified retrospective adoption approach. In August 2015, the FASB issued Accounting Standard Update No. 2015-14, Revenue from Contracts with Customers (Topic 606): Deferral of the Effective Date, which delays the effective date of ASU 2014-09 by one year. CenterPoint Energy is currently evaluating the impact that ASU 2014-09 will have on its financial position, results of operations, cash flows and disclosures, and will adopt ASU 2014-09 on January 1, 2018 as permitted by the new guidance.
In July 2015, the FASB issued Accounting Standards Update No. 2015-11, Inventory (Topic 330) Simplifying the Measurement of Inventory (ASU 2015-11). ASU 2015-11 changes the subsequent measurement guidance for inventory accounted for using methods other than the last in, first out (LIFO) and Retail Inventory methods. Companies will subsequently measure inventory at the lower of cost and net realizable value. Net realizable value is the estimated selling price in the ordinary course of business, less reasonably predictable costs of completion, disposal, and transportation. Subsequent measurement is unchanged for inventory measured using LIFO or the retail inventory method. ASU 2015-11 is effective for fiscal years, and interim periods within those years, beginning after December 15, 2016, with early adoption permitted. CenterPoint Energy does not believe that ASU 2015-11 will have a material impact on its financial position, results of operations, cash flows and disclosures.
In November 2015, the FASB issued Accounting Standards Update No. 2015-17, Income Taxes (Topic 740): Balance Sheet Classification of Deferred Taxes (ASU 2015-17). ASU 2015-17 requires deferred tax liabilities and assets be classified as noncurrent in a classified statement of financial position. CenterPoint Energy adopted ASU 2015-17 retrospectively starting with fiscal year 2015. As such, certain prior period amounts have been classified to conform to the current presentation. In the Consolidated Balance Sheet as of December 31, 2014, CenterPoint Energy reclassified $575 million from current deferred income tax liabilities to increase deferred income taxes within non-current liabilities.
Management believes that other recently issued standards, which are not yet effective, will not have a material impact on CenterPoint Energy’s consolidated financial position, results of operations or cash flows upon adoption.
(3) Long-term Debt. In June 2015, CenterPoint Energy repaid its $200 million 6.85% Senior Notes using proceeds from its commercial paper program. In October 2015, CenterPoint Energy repaid its $69 million 4.9% pollution control bonds using proceeds from its commercial paper program. CenterPoint Energy’s $1.2 billion revolving credit facility backstops its $1.0 billion commercial paper program.
Retirement of Bonds. In November 2015, CenterPoint Energy retired $740 million of tax-exempt municipal bonds that had been held for remarketing.
Credit Facilities. As of December 31, 2015 and 2014, CenterPoint Energy had the following revolving credit facility and utilization of such facility:
| December 31, 2015 | December 31, 2014 | |||||||||||||||||||||||||||
| Size of Facility | Loans | Letters of Credit | Commercial Paper | Loans | Letters of Credit | Commercial Paper | ||||||||||||||||||||||
| (in millions) | ||||||||||||||||||||||||||||
| CenterPoint Energy | $ | 1,200 | $ | — | $ | 6 | $ | 716 | (1) | $ | — | $ | 6 | $ | 191 | (1) |
| (1) | Weighted average interest rate was 0.79% and 0.63% as of December 31, 2015 and 2014, respectively. |
CenterPoint Energy’s $1.2 billion revolving credit facility, which is scheduled to terminate on September 9, 2019, can be drawn at the London Interbank Offered Rate (LIBOR) plus 1.25% based on CenterPoint Energy’s current credit ratings. The revolving credit facility contains a financial covenant which limits CenterPoint Energy’s consolidated debt (excluding transition and system restoration bonds) to an amount not to exceed 65% of CenterPoint Energy’s consolidated capitalization. At December 31, 2015, CenterPoint Energy’s debt (excluding transition and system restoration bonds) to capital ratio, as defined in its credit facility agreement, was 55.1%. The financial covenant limit will temporarily increase from 65% to 70% if CenterPoint Houston experiences damage from a natural disaster in its service territory and CenterPoint Energy certifies to the administrative agent that CenterPoint Houston has incurred system restoration costs reasonably likely to exceed $100 million in a consecutive twelve-month period, all or part of which CenterPoint Houston intends to seek to recover through securitization financing. Such temporary increase in the financial covenant would be in effect from the date CenterPoint Energy delivers its certification until the earliest to occur of (i) the completion of the securitization financing, (ii) the first anniversary of CenterPoint Energy’s certification or (iii) the revocation of such certification.
CenterPoint Energy’s maturities of long-term debt, excluding the indexed debt securities obligation, are $250 million in 2017, $350 million in 2018 and $716 million in 2019. There are no maturities of long-term debt in either 2016 or 2020.
(4) Guarantees. CenterPoint Energy has provided guarantees (CenterPoint Midstream Guarantees) with respect to the performance of certain obligations of Enable under long-term gas gathering and treating agreements with an indirect, wholly-owned subsidiary of Encana Corporation (Encana) and an indirect, wholly-owned subsidiary of Royal Dutch Shell plc (Shell). Under the terms of the omnibus agreement entered into in connection with the closing of the formation of Enable, Enable and CenterPoint Energy have agreed to use commercially reasonable efforts and cooperate with each other to terminate the CenterPoint Midstream Guarantees and to release CenterPoint Energy from such guarantees by causing Enable or one of its subsidiaries to enter into substitute guarantees or to assume the CenterPoint Midstream Guarantees as applicable. The guarantee in favor of the indirect, wholly-owned subsidiary of Encana was released on August 24, 2015. As of December 31, 2015, CenterPoint Energy had guaranteed Enable’s obligations up to an aggregate amount of $50 million under the guarantee in favor of the indirect, wholly-owned subsidiary of Shell.
CENTERPOINT ENERGY, INC.
SCHEDULE II —VALUATION AND QUALIFYING ACCOUNTS
For the Three Years Ended December 31, 2015
| Column A | Column B | Column C | Column D | Column E | ||||||||||||||||
| Additions | ||||||||||||||||||||
| Balance at Beginning of Period | Charged to Income | Charged to Other Accounts | Deductions From Reserves (1) | Balance at End of Period | ||||||||||||||||
| Description | (in millions) | |||||||||||||||||||
| Year Ended December 31, 2015 | ||||||||||||||||||||
| Accumulated provisions: | ||||||||||||||||||||
| Uncollectible accounts receivable | $ | 26 | $ | 19 | $ | (2 | ) | $ | 23 | $ | 20 | |||||||||
| Deferred tax asset valuation allowance | 2 | — | — | — | 2 | |||||||||||||||
| Year Ended December 31, 2014 | ||||||||||||||||||||
| Accumulated provisions: | ||||||||||||||||||||
| Uncollectible accounts receivable | $ | 28 | $ | 22 | $ | 2 | $ | 26 | $ | 26 | ||||||||||
| Deferred tax asset valuation allowance | 2 | — | — | — | 2 | |||||||||||||||
| Year Ended December 31, 2013 | ||||||||||||||||||||
| Accumulated provisions: | ||||||||||||||||||||
| Uncollectible accounts receivable | $ | 25 | $ | 21 | $ | 1 | $ | 19 | $ | 28 | ||||||||||
| Deferred tax asset valuation allowance | 2 | — | — | — | 2 |
| (1) | Deductions from reserves represent losses or expenses for which the respective reserves were created. In the case of the uncollectible accounts reserve, such deductions are net of recoveries of amounts previously written off. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, the State of Texas, on the 26th day of February, 2016.
| CENTERPOINT ENERGY, INC. | |
| (Registrant) | |
| By: /s/ Scott M. Prochazka | |
| Scott M. Prochazka | |
| President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on February 26, 2016.
| Signature | Title | |
| /s/ SCOTT M. PROCHAZKA | President, Chief Executive Officer and | |
| Scott M. Prochazka | Director (Principal Executive Officer and Director) | |
| /s/ WILLIAM D. ROGERS | Executive Vice President and Chief | |
| William D. Rogers | Financial Officer (Principal Financial Officer) | |
| /s/ KRISTIE L. COLVIN | Senior Vice President and Chief | |
| Kristie L. Colvin | Accounting Officer (Principal Accounting Officer) | |
| /s/ MILTON CARROLL | Executive Chairman of the Board of Directors | |
| Milton Carroll | ||
| /s/ MICHAEL P. JOHNSON | Director | |
| Michael P. Johnson | ||
| /s/ JANIECE M. LONGORIA | Director | |
| Janiece M. Longoria | ||
| /s/ SCOTT J. MCLEAN | Director | |
| Scott J. McLean | ||
| /s/ THEODORE F. POUND | Director | |
| Theodore F. Pound | ||
| /s/ SUSAN O. RHENEY | Director | |
| Susan O. Rheney | ||
| /s/ PHILLIP R. SMITH | Director | |
| Phillip R. Smith | ||
| /s/ PETER S. WAREING | Director | |
| Peter S. Wareing | ||
CENTERPOINT ENERGY, INC.
EXHIBITS TO THE ANNUAL REPORT ON FORM 10-K
For Fiscal Year Ended December 31, 2015
INDEX OF EXHIBITS
Exhibits included with this report are designated by a cross (†); all exhibits not so designated are incorporated herein by reference to a prior filing as indicated. Exhibits designated by an asterisk (*) are management contracts or compensatory plans or arrangements required to be filed as exhibits to this Form 10-K by Item 601(b)(10)(iii) of Regulation S-K. CenterPoint Energy has not filed the exhibits and schedules to Exhibit 2. CenterPoint Energy hereby agrees to furnish supplementally a copy of any schedule omitted from Exhibit 2 to the SEC upon request.
The agreements included as exhibits are included only to provide information to investors regarding their terms. The agreements listed below may contain representations, warranties and other provisions that were made, among other things, to provide the parties thereto with specified rights and obligations and to allocate risk among them, and such agreements should not be relied upon as constituting or providing any factual disclosures about us, any other persons, any state of affairs or other matters.
| Exhibit Number | Description | Report or Registration Statement | SEC File or Registration Number | Exhibit Reference | ||||
| 2 | — | Transaction Agreement dated July 21, 2004 among CenterPoint Energy, Utility Holding, LLC, NN Houston Sub, Inc., Texas Genco Holdings, Inc. (Texas Genco), HPC Merger Sub, Inc. and GC Power Acquisition LLC | CenterPoint Energy’s Form 8-K dated July 21, 2004 | 1-31447 | 10.1 | |||
| 3(a) | — | Restated Articles of Incorporation of CenterPoint Energy | CenterPoint Energy’s Form 8-K dated July 24, 2008 | 1-31447 | 3.2 | |||
| †3(b) | — | Second Amended and Restated Bylaws of CenterPoint Energy | ||||||
| 3(c) | — | Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy | CenterPoint Energy’s Form 10-K for the year ended December 31, 2011 | 1-31447 | 3(c) | |||
| 4(a) | — | Form of CenterPoint Energy Stock Certificate | CenterPoint Energy’s Registration Statement on Form S-4 | 333-69502 | 4.1 | |||
| 4(c) | — | Contribution and Registration Agreement dated December 18, 2001 among Reliant Energy, CenterPoint Energy and the Northern Trust Company, trustee under the Reliant Energy, Incorporated Master Retirement Trust | CenterPoint Energy’s Form 10-K for the year ended December 31, 2001 | 1-31447 | 4.3 | |||
| 4(d)(1) | — | Mortgage and Deed of Trust, dated November 1, 1944 between Houston Lighting and Power Company (HL&P) and Chase Bank of Texas, National Association (formerly, South Texas Commercial National Bank of Houston), as Trustee, as amended and supplemented by 20 Supplemental Indentures thereto | HL&P’s Form S-7 filed on August 25, 1977 | 2-59748 | 2(b) | |||
| 4(d)(2) | — | Twenty-First through Fiftieth Supplemental Indentures to Exhibit 4(d)(1) | HL&P’s Form 10-K for the year ended December 31, 1989 | 1-3187 | 4(a)(2) | |||
| 4(d)(3) | — | Fifty-First Supplemental Indenture to Exhibit 4(d)(1) dated as of March 25, 1991 | HL&P’s Form 10-Q for the quarter ended June 30, 1991 | 1-3187 | 4(a) | |||
| 4(d)(4) | — | Fifty-Second through Fifty-Fifth Supplemental Indentures to Exhibit 4(d)(1) each dated as of March 1, 1992 | HL&P’s Form 10-Q for the quarter ended March 31, 1992 | 1-3187 | 4 | |||
| 4(d)(5) | — | Fifty-Sixth and Fifty-Seventh Supplemental Indentures to Exhibit 4(d)(1) each dated as of October 1, 1992 | HL&P’s Form 10-Q for the quarter ended September 30, 1992 | 1-3187 | 4 |
| 4(d)(6) | — | Fifty-Eighth and Fifty-Ninth Supplemental Indentures to Exhibit 4(d)(1) each dated as of March 1, 1993 | HL&P’s Form 10-Q for the quarter ended March 31, 1993 | 1-3187 | 4 | |||
| 4(d)(7) | — | Sixtieth Supplemental Indenture to Exhibit 4(d)(1) dated as of July 1, 1993 | HL&P’s Form 10-Q for the quarter ended June 30, 1993 | 1-3187 | 4 | |||
| 4(d)(8) | — | Sixty-First through Sixty-Third Supplemental Indentures to Exhibit 4(d)(1) each dated as of December 1, 1993 | HL&P’s Form 10-K for the year ended December 31, 1993 | 1-3187 | 4(a)(8) | |||
| 4(d)(9) | — | Sixty-Fourth and Sixty-Fifth Supplemental Indentures to Exhibit 4(d)(1) each dated as of July 1, 1995 | HL&P’s Form 10-K for the year ended December 31, 1995 | 1-3187 | 4(a)(9) | |||
| 4(e)(1) | — | General Mortgage Indenture, dated as of October 10, 2002, between CenterPoint Energy Houston Electric, LLC and JPMorgan Chase Bank, as Trustee | CenterPoint Houston’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(1) | |||
| 4(e)(2) | — | Second Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | CenterPoint Houston’s Form 10- Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(3) | |||
| 4(e)(3) | — | Third Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | CenterPoint Houston’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(4) | |||
| 4(e)(4) | — | Fourth Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | CenterPoint Houston’s Form 10- Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(5) | |||
| 4(e)(5) | — | Fifth Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | CenterPoint Houston’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(6) | |||
| 4(e)(6) | — | Sixth Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | CenterPoint Houston’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(7) | |||
| 4(e)(7) | — | Seventh Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | CenterPoint Houston’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(8) | |||
| 4(e)(8) | — | Eighth Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | CenterPoint Houston’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(9) | |||
| 4(e)(9) | — | Officer’s Certificates dated October 10, 2002 setting forth the form, terms and provisions of the First through Eighth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | 1-31447 | 4(e)(10) | |||
| 4(e)(10) | — | Ninth Supplemental Indenture to Exhibit 4(e)(1), dated as of November 12, 2002 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 4(e)(10) | |||
| 4(e)(11) | — | Officer’s Certificate dated November 12, 2003 setting forth the form, terms and provisions of the Ninth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | 1-31447 | 4(e)(12) | |||
| 4(e)(12) | — | Tenth Supplemental Indenture to Exhibit 4(e)(1), dated as of March 18, 2003 | CenterPoint Energy’s Form 8-K dated March 13, 2003 | 1-31447 | 4.1 | |||
| 4(e)(13) | — | Officer’s Certificate dated March 18, 2003 setting forth the form, terms and provisions of the Tenth Series and Eleventh Series of General Mortgage Bonds | CenterPoint Energy’s Form 8-K dated March 13, 2003 | 1-31447 | 4.2 | |||
| 4(e)(14) | — | Eleventh Supplemental Indenture to Exhibit 4(e)(1), dated as of May 23, 2003 | CenterPoint Energy’s Form 8-K dated May 16, 2003 | 1-31447 | 4.2 | |||
| 4(e)(15) | — | Officer’s Certificate dated May 23, 2003 setting forth the form, terms and provisions of the Twelfth Series of General Mortgage Bonds | CenterPoint Energy’s Form 8-K dated May 16, 2003 | 1-31447 | 4.1 |
| 4(e)(16) | — | Twelfth Supplemental Indenture to Exhibit 4(e)(1), dated as of September 9, 2003 | CenterPoint Energy’s Form 8-K dated September 9, 2003 | 1-31447 | 4.2 | |||
| 4(e)(17) | — | Officer’s Certificate dated September 9, 2003 setting forth the form, terms and provisions of the Thirteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 8-K dated September 9, 2003 | 1-31447 | 4.3 | |||
| 4(e)(18) | — | Thirteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of February 6, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(16) | |||
| 4(e)(19) | — | Officer’s Certificate dated February 6, 2004 setting forth the form, terms and provisions of the Fourteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(17) | |||
| 4(e)(20) | — | Fourteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of February 11, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(18) | |||
| 4(e)(21) | — | Officer’s Certificate dated February 11, 2004 setting forth the form, terms and provisions of the Fifteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(19) | |||
| 4(e)(22) | — | Fifteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of March 31, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(20) | |||
| 4(e)(23) | — | Officer’s Certificate dated March 31, 2004 setting forth the form, terms and provisions of the Sixteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(21) | |||
| 4(e)(24) | — | Sixteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of March 31, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(22) | |||
| 4(e)(25) | — | Officer’s Certificate dated March 31, 2004 setting forth the form, terms and provisions of the Seventeenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(23) | |||
| 4(e)(26) | — | Seventeenth Supplemental Indenture to Exhibit 4(e)(1), dated as of March 31, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(24) | |||
| 4(e)(27) | — | Officer’s Certificate dated March 31, 2004 setting forth the form, terms and provisions of the Eighteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(25) | |||
| 4(e)(28) | — | Nineteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of November 26, 2008 | CenterPoint Energy’s Form 8-K dated November 25, 2008 | 1-31447 | 4.2 | |||
| 4(e)(29) | — | Officer’s Certificate dated November 26, 2008 setting forth the form, terms and provisions of the Twentieth Series of General Mortgage Bonds | CenterPoint Energy’s Form 8-K dated November 25, 2008 | 1-31447 | 4.3 | |||
| 4(e)(30) | — | Twentieth Supplemental Indenture to Exhibit 4(e)(1), dated as of December 9, 2008 | CenterPoint Houston’s Form 8-K dated January 6, 2009 | 1-3187 | 4.2 | |||
| 4(e)(31) | — | Twenty-First Supplemental Indenture to Exhibit 4(e)(1), dated as of January 9, 2009 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 4(e)(31) | |||
| 4(e)(32) | — | Officer’s Certificate dated January 20, 2009 setting forth the form, terms and provisions of the Twenty-First Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 4(e)(32) | |||
| 4(e)(33) | — | Twenty-Second Supplemental Indenture to Exhibit 4(e)(1) dated as of August 10, 2012 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2012 | 1-31447 | 4(e)(33) |
| 4(e)(34) | — | Officer’s Certificate, dated August 10, 2012 setting forth the form, terms and provisions of the Twenty-Second Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2012 | 1-31447 | 4(e)(34) | |||
| 4(e)(35) | — | Twenty-Third Supplemental Indenture, dated as of March 17, 2014, to the General Mortgage Indenture, dated as of October 10, 2002, between CenterPoint Houston and the Trustee | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2014 | 1-31447 | 4.10 | |||
| 4(e)(36) | — | Officer’s Certificate, dated as of March 17, 2014, setting forth the form, terms and provisions of the Twenty-Third Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2014 | 1-31447 | 4.11 | |||
| 4(f)(1) | — | Indenture, dated as of February 1, 1998, between Reliant Energy Resources Corp. (RERC Corp.) and Chase Bank of Texas, National Association, as Trustee | CERC Corp.’s Form 8-K dated February 5, 1998 | 1-13265 | 4.1 | |||
| 4(f)(2) | — | Supplemental Indenture No. 1 to Exhibit 4(f)(1), dated as of February 1, 1998, providing for the issuance of RERC Corp.’s 6 1/2% Debentures due February 1, 2008 | CERC Corp.’s Form 8-K dated November 9, 1998 | 1-13265 | 4.2 | |||
| 4(f)(3) | — | Supplemental Indenture No. 2 to Exhibit 4(f)(1), dated as of November 1, 1998, providing for the issuance of RERC Corp.’s 6 3/8% Term Enhanced ReMarketable Securities | CERC Corp.’s Form 8-K dated November 9, 1998 | 1-13265 | 4.1 | |||
| 4(f)(4) | — | Supplemental Indenture No. 3 to Exhibit 4(f)(1), dated as of July 1, 2000, providing for the issuance of RERC Corp.’s 8.125% Notes due 2005 | CERC Corp.’s Registration Statement on Form S-4 | 333-49162 | 4.2 | |||
| 4(f)(5) | — | Supplemental Indenture No. 4 to Exhibit 4(f)(1), dated as of February 15, 2001, providing for the issuance of RERC Corp.’s 7.75% Notes due 2011 | CERC Corp.’s Form 8-K dated February 21, 2001 | 1-13265 | 4.1 | |||
| 4(f)(6) | — | Supplemental Indenture No. 5 to Exhibit 4(f)(1), dated as of March 25, 2003, providing for the issuance of CenterPoint Energy Resources Corp.’s (CERC Corp.’s) 7.875% Senior Notes due 2013 | CenterPoint Energy’s Form 8-K dated March 18, 2003 | 1-31447 | 4.1 | |||
| 4(f)(7) | — | Supplemental Indenture No. 6 to Exhibit 4(f)(1), dated as of April 14, 2003, providing for the issuance of CERC Corp.’s 7.875% Senior Notes due 2013 | CenterPoint Energy’s Form 8-K dated April 7, 2003 | 1-31447 | 4.2 | |||
| 4(f)(8) | — | Supplemental Indenture No. 7 to Exhibit 4(f)(1), dated as of November 3, 2003, providing for the issuance of CERC Corp.’s 5.95% Senior Notes due 2014 | CenterPoint Energy’s Form 8-K dated October 29, 2003 | 1-31447 | 4.2 | |||
| 4(f)(9) | — | Supplemental Indenture No. 8 to Exhibit 4(f)(1), dated as of December 28, 2005, providing for a modification of CERC Corp.’s 6 1/2% Debentures due 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(f)(9) | |||
| 4(f)(10) | — | Supplemental Indenture No. 9 to Exhibit 4(f)(1), dated as of May 18, 2006, providing for the issuance of CERC Corp.’s 6.15% Senior Notes due 2016 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2006 | 1-31447 | 4.7 | |||
| 4(f)(11) | — | Supplemental Indenture No. 10 to Exhibit 4(f)(1), dated as of February 6, 2007, providing for the issuance of CERC Corp.’s 6.25% Senior Notes due 2037 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2006 | 1-31447 | 4(f)(11) | |||
| 4(f)(12) | — | Supplemental Indenture No. 11 to Exhibit 4(f)(1) dated as of October 23, 2007, providing for the issuance of CERC Corp.’s 6.125% Senior Notes due 2017 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2007 | 1-31447 | 4.8 |
| 4(f)(13) | — | Supplemental Indenture No. 12 to Exhibit 4(f)(1) dated as of October 23, 2007, providing for the issuance of CERC Corp.’s 6.625% Senior Notes due 2037 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2008 | 1-31447 | 4.9 | |||
| 4(f)(14) | — | Supplemental Indenture No. 13 to Exhibit 4(f)(1) dated as of May 15, 2008, providing for the issuance of CERC Corp.’s 6.00% Senior Notes due 2018 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2008 | 1-31447 | 4.9 | |||
| 4(f)(15) | — | Supplemental Indenture No. 14 to Exhibit 4(f)(1) dated as of January 11, 2011, providing for the issuance of CERC Corp.’s 4.50% Senior Notes due 2021 and 5.85% Senior Notes due 2041 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2010 | 1-31447 | 4(f)(15) | |||
| 4(f)(16) | — | Supplemental Indenture No. 15 to Exhibit 4(f)(1) dated as of January 20, 2011, providing for the issuance of CERC Corp.’s 4.50% Senior Notes due 2021 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2010 | 1-31447 | 4(f)(16) | |||
| 4(g)(1) | — | Indenture, dated as of May 19, 2003, between CenterPoint Energy and JPMorgan Chase Bank, as Trustee | CenterPoint Energy’s Form 8-K dated May 19, 2003 | 1-31447 | 4.1 | |||
| 4(g)(2) | — | Supplemental Indenture No. 1 to Exhibit 4(g)(1), dated as of May 19, 2003, providing for the issuance of CenterPoint Energy’s 3.75% Convertible Senior Notes due 2023 | CenterPoint Energy’s Form 8-K dated May 19, 2003 | 1-31447 | 4.2 | |||
| 4(g)(3) | — | Supplemental Indenture No. 2 to Exhibit 4(g)(1), dated as of May 27, 2003, providing for the issuance of CenterPoint Energy’s 5.875% Senior Notes due 2008 and 6.85% Senior Notes due 2015 | CenterPoint Energy’s Form 8-K dated May 19, 2003 | 1-31447 | 4.3 | |||
| 4(g)(4) | — | Supplemental Indenture No. 3 to Exhibit 4(g)(1), dated as of September 9, 2003, providing for the issuance of CenterPoint Energy’s 7.25% Senior Notes due 2010 | CenterPoint Energy’s Form 8-K dated September 9, 2003 | 1-31447 | 4.2 | |||
| 4(g)(5) | — | Supplemental Indenture No. 4 to Exhibit 4(g)(1), dated as of December 17, 2003, providing for the issuance of CenterPoint Energy’s 2.875% Convertible Senior Notes due 2024 | CenterPoint Energy’s Form 8-K dated December 10, 2003 | 1-31447 | 4.2 | |||
| 4(g)(6) | — | Supplemental Indenture No. 5 to Exhibit 4(g)(1), dated as of December 13, 2004, as supplemented by Exhibit 4(g)(5), relating to the issuance of CenterPoint Energy’s 2.875% Convertible Senior Notes due 2024 | CenterPoint Energy’s Form 8-K dated December 9, 2004 | 1-31447 | 4.1 | |||
| 4(g)(7) | — | Supplemental Indenture No. 6 to Exhibit 4(g)(1), dated as of August 23, 2005, providing for the issuance of CenterPoint Energy’s 3.75% Convertible Senior Notes, Series B due 2023 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(g)(7) | |||
| 4(g)(8) | — | Supplemental Indenture No. 7 to Exhibit 4(g)(1), dated as of February 6, 2007, providing for the issuance of CenterPoint Energy’s 5.95% Senior Notes due 2017 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2006 | 1-31447 | 4(g)(8) | |||
| 4(g)(9) | — | Supplemental Indenture No. 8 to Exhibit 4(g)(1), dated as of May 5, 2008, providing for the issuance of CenterPoint Energy’s 6.50% Senior Notes due 2018 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2008 | 1-31447 | 4.7 | |||
| 4(h)(1) | — | Subordinated Indenture dated as of September 1, 1999 | Reliant Energy’s Form 8-K dated September 1, 1999 | 1-3187 | 4.1 |
| 4(h)(2) | — | Supplemental Indenture No. 1 dated as of September 1, 1999, between Reliant Energy and Chase Bank of Texas (supplementing Exhibit 4(h)(1) and providing for the issuance Reliant Energy’s 2% Zero-Premium Exchangeable Subordinated Notes Due 2029) | Reliant Energy’s Form 8-K dated September 15, 1999 | 1-3187 | 4.2 | |||
| 4(h)(3) | — | Supplemental Indenture No. 2 dated as of August 31, 2002, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4(h)(1)) | CenterPoint Energy’s Form 8-K12B dated August 31, 2002 | 1-31447 | 4(e) | |||
| 4(h)(4) | — | Supplemental Indenture No. 3 dated as of December 28, 2005, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4(h)(1)) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(h)(4) | |||
| 4(i)(1) | — | $1,200,000,000 Credit Agreement dated as of September 9, 2011, among CenterPoint Energy, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 9, 2011 | 1-31447 | 4.1 | |||
| 4(i)(2) | — | First Amendment to Credit Agreement, dated as of April 11, 2013, among CenterPoint Energy, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated April 11, 2013 | 1-31447 | 4.1 | |||
| 4(i)(3) | — | Second Amendment to Credit Agreement, dated as of September 9, 2013, among CenterPoint Energy, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 9, 2013 | 1-31447 | 4.1 | |||
| 4(i)(4) | — | Third Amendment to Credit Agreement, dated as of September 9, 2014, among CenterPoint Energy, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 10, 2014 | 1-31447 | 4.1 | |||
| 4(j)(1) | — | $300,000,000 Credit Agreement dated as of September 9, 2011, among CenterPoint Houston, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 9, 2011 | 1-31447 | 4.2 | |||
| 4(j)(2) | — | First Amendment to Credit Agreement, dated as of September 9, 2013, among CenterPoint Houston, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 9, 2013 | 1-31447 | 4.2 | |||
| 4(j)(3) | — | Second Amendment to Credit Agreement, dated as of September 9, 2014, among CenterPoint Houston, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 10, 2014 | 1-31447 | 4.2 | |||
| 4(k) | — | $950,000,000 Credit Agreement dated as of September 9, 2011, among CERC Corp., as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 9, 2011 | 1-31447 | 4.3 | |||
| 4(k)(2) | — | First Amendment to Credit Agreement, dated as of April 11, 2013, among CERC Corp., as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated April 11, 2013 | 1-31447 | 4.2 | |||
| 4(k)(3) | — | Second Amendment to Credit Agreement, dated as of September 9, 2013, among CERC Corp., as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 9, 2013 | 1-31447 | 4.3 | |||
| 4(k)(4) | — | Third Amendment to Credit Agreement, dated as of September 9, 2014, among CERC Corp., as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated September 10, 2014 | 1-31447 | 4.3 |
Pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K, CenterPoint Energy has not filed as exhibits to this Form 10-K certain long-term debt instruments, including indentures, under which the total amount of securities authorized does not exceed 10% of the total assets of CenterPoint Energy and its subsidiaries on a consolidated basis. CenterPoint Energy hereby agrees to furnish a copy of any such instrument to the SEC upon request.
| Exhibit Number | Description | Report or Registration Statement | SEC File or Registration Number | Exhibit Reference | ||||
| *10(a) | — | CenterPoint Energy Executive Benefits Plan, as amended and restated effective June 18, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.4 | |||
| *10(b)(1) | — | Executive Incentive Compensation Plan of Houston Industries Incorporated (HI) effective as of January 1, 1982 | HI’s Form 10-K for the year ended December 31, 1991 | 1-7629 | 10(b) | |||
| *10(b)(2) | — | First Amendment to Exhibit 10(b)(1) effective as of March 30, 1992 | HI’s Form 10-Q for the quarter ended March 31, 1992 | 1-7629 | 10(a) | |||
| *10(b)(3) | — | Second Amendment to Exhibit 10(b)(1) effective as of November 4, 1992 | HI’s Form 10-K for the year ended December 31, 1992 | 1-7629 | 10(b) | |||
| *10(b)(4) | — | Third Amendment to Exhibit 10(b)(1) effective as of September 7, 1994 | HI’s Form 10-K for the year ended December 31, 1994 | 1-7629 | 10(b)(4) | |||
| *10(b)(5) | — | Fourth Amendment to Exhibit 10(b)(1) effective as of August 6, 1997 | HI’s Form 10-K for the year ended December 31, 1997 | 1-3187 | 10(b)(5) | |||
| *10(c)(1) | — | Executive Incentive Compensation Plan of HI as amended and restated on January 1, 1991 | HI’s Form 10-K for the year ended December 31, 1990 | 1-7629 | 10(b) | |||
| *10(c)(2) | — | First Amendment to Exhibit 10(c)(1) effective as of January 1, 1991 | HI’s Form 10-K for the year ended December 31, 1991 | 1-7629 | 10(f)(2) | |||
| *10(c)(3) | — | Second Amendment to Exhibit 10(c)(1) effective as of March 30, 1992 | HI’s Form 10-Q for the quarter ended March 31, 1992 | 1-7629 | 10(d) | |||
| *10(c)(4) | — | Third Amendment to Exhibit 10(c)(1) effective as of November 4, 1992 | HI’s Form 10-K for the year ended December 31, 1992 | 1-7629 | 10(f)(4) | |||
| *10(c)(5) | — | Fourth Amendment to Exhibit 10(c)(1) effective as of January 1, 1993 | HI’s Form 10-K for the year ended December 31, 1992 | 1-7629 | 10(f)(5) | |||
| *10(c)(6) | — | Fifth Amendment to Exhibit 10(c)(1) effective in part, January 1, 1995, and in part, September 7, 1994 | HI’s Form 10-K for the year ended December 31, 1994 | 1-7629 | 10(f)(6) | |||
| *10(c)(7) | — | Sixth Amendment to Exhibit 10(c)(1) effective as of August 1, 1995 | HI’s Form 10-Q for the quarter ended June 30, 1995 | 1-7629 | 10(a) | |||
| *10(c)(8) | — | Seventh Amendment to Exhibit 10(c)(1) effective as of January 1, 1996 | HI’s Form 10-Q for the quarter ended June 30, 1996 | 1-7629 | 10(a) | |||
| *10(c)(9) | — | Eighth Amendment to Exhibit 10(c)(1) effective as of January 1, 1997 | HI’s Form 10-Q for the quarter ended June 30, 1997 | 1-7629 | 10(a) | |||
| *10(c)(10) | — | Ninth Amendment to Exhibit 10(c)(1) effective in part, January 1, 1997, and in part, January 1, 1998 | HI’s Form 10-K for the year ended December 31, 1997 | 1-3187 | 10(f)(10) | |||
| *10(d) | — | Benefit Restoration Plan of HI effective as of June 1, 1985 | HI’s Form 10-Q for the quarter ended March 31, 1987 | 1-7629 | 10(c) | |||
| *10(e) | — | Benefit Restoration Plan of HI as amended and restated effective as of January 1, 1988 | HI’s Form 10-K for the year ended December 31, 1991 | 1-7629 | 10(g)(2) | |||
| *10(f) | — | CenterPoint Energy, Inc. 1991 Benefit Restoration Plan, as amended and restated effective as of February 25, 2011 | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2011 | 1-31447 | 10.3 | |||
| *10(g)(1) | — | CenterPoint Energy Benefit Restoration Plan, effective as of January 1, 2008 | CenterPoint Energy’s Form 8-K dated December 22, 2008 | 1-31447 | 10.1 | |||
| *10(g)(2) | — | First Amendment to Exhibit 10(g)(1), effective as of February 25, 2011 | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | 1-31447 | 10.4 | |||
| *10(h)(1) | — | HI 1995 Section 415 Benefit Restoration Plan effective August 1, 1995 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(h)(1) | |||
| *10(h)(2) | — | First Amendment to Exhibit 10(h)(1) effective as of August 1, 1995 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(h)(2) |
| *10(i) | — | CenterPoint Energy 1985 Deferred Compensation Plan, as amended and restated effective January 1, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.1 | |||
| *10(j)(1) | — | Reliant Energy 1994 Long- Term Incentive Compensation Plan, as amended and restated effective January 1, 2001 | Reliant Energy’s Form 10-Q for the quarter ended June 30, 2002 | 1-3187 | 10.6 | |||
| *10(j)(2) | — | First Amendment to Exhibit 10(j)(1), effective December 1, 2003 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | 1-31447 | 10(p)(7) | |||
| *10(j)(3) | — | Form of Non-Qualified Stock Option Award Notice under Exhibit 10(i)(1) | CenterPoint Energy’s Form 8-K dated January 25, 2005 | 1-31447 | 10.6 | |||
| *10(k)(1) | — | Savings Restoration Plan of HI effective as of January 1, 1991 | HI’s Form 10-K for the year ended December 31, 1990 | 1-7629 | 10(f) | |||
| *10(k)(2) | — | First Amendment to Exhibit 10(k)(1) effective as of January 1, 1992 | HI’s Form 10-K for the year ended December 31, 1991 | 1-7629 | 10(l)(2) | |||
| *10(k)(3) | — | Second Amendment to Exhibit 10(k)(1) effective in part, August 6, 1997, and in part, October 1, 1997 | HI’s Form 10-K for the year ended December 31, 1997 | 1-3187 | 10(q)(3) | |||
| *10(l)(1) | — | Amended and Restated CenterPoint Energy, Inc. 1991 Savings Restoration Plan, effective as of January 1, 2008 | CenterPoint Energy’s Form 8-K dated December 22, 2008 | 1-31447 | 10.4 | |||
| *10(l)(2) | — | First Amendment to Exhibit 10(l)(1), effective as of February 25, 2011 | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | 1-31447 | 10.5 | |||
| *10(m)(1) | — | CenterPoint Energy Savings Restoration Plan, effective as of January 1, 2008 | CenterPoint Energy’s Form 8-K dated December 22, 2008 | 1-31447 | 10.3 | |||
| *10(m)(2) | — | First Amendment to Exhibit 10(m)(1), effective as of February 25, 2011 | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | 1-31447 | 10.6 | |||
| *10(n)(1) | — | CenterPoint Energy Outside Director Benefits Plan, as amended and restated effective June 18, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.6 | |||
| *10(n)(2) | — | First Amendment to Exhibit 10(n)(1) effective as of January 1, 2004 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2004 | 1-31447 | 10.6 | |||
| *10(n)(3) | — | CenterPoint Energy Outside Director Benefits Plan, as amended and restated effective December 31, 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(n)(3) | |||
| *10(o) | — | CenterPoint Energy Executive Life Insurance Plan, as amended and restated effective June 18, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.5 | |||
| *10(p) | — | Employment and Supplemental Benefits Agreement between HL&P and Hugh Rice Kelly | HI’s Form 10-Q for the quarter ended March 31, 1987 | 1-7629 | 10(f) | |||
| 10(q)(1) | — | Stockholder’s Agreement dated as of July 6, 1995 between Houston Industries Incorporated and Time Warner Inc. | Schedule 13-D dated July 6, 1995 | 5-19351 | 2 | |||
| 10(q)(2) | — | Amendment to Exhibit 10(q)(1) dated November 18, 1996 | HI’s Form 10-K for the year ended December 31, 1996 | 1-7629 | 10(x)(4) | |||
| *10(r)(1) | — | Houston Industries Incorporated Executive Deferred Compensation Trust effective as of December 19, 1995 | HI’s Form 10-K for the year ended December 31, 1995 | 1-7629 | 10(7) | |||
| *10(r)(2) | — | First Amendment to Exhibit 10(r)(1) effective as of August 6, 1997 | HI’s Form 10-Q for the quarter ended June 30, 1998 | 1-3187 | 10 | |||
| †10(s) | — | Summary of Certain Compensation Arrangements of the Executive Chairman of the Board |
| *10(t) | — | Reliant Energy, Incorporated and Subsidiaries Common Stock Participation Plan for Designated New Employees and Non-Officer Employees, as amended and restated effective January 1, 2001 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(y)(2) | |||
| *10(u)(1) | — | Long-Term Incentive Plan of CenterPoint Energy, Inc. (amended and restated effective as of May 1, 2004) | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2004 | 1-31447 | 10.5 | |||
| *10(u)(2) | — | First Amendment to Exhibit (u)(1), effective January 1, 2007 | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2007 | 1-31447 | 10.5 | |||
| *10(u)(3) | — | Form of Non-Qualified Stock Option Award Agreement under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated January 25, 2005 | 1-31447 | 10.1 | |||
| *10(u)(4) | — | Form of Restricted Stock Award Agreement under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated January 25, 2005 | 1-31447 | 10.2 | |||
| *10(u)(5) | — | Form of Performance Share Award under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated January 25, 2005 | 1-31447 | 10.3 | |||
| *10(u)(6) | — | Form of Performance Share Award Agreement for 20XX-20XX Performance Cycle under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 22, 2006 | 1-31447 | 10.2 | |||
| *10(u)(7) | — | Form of Restricted Stock Award Agreement (With Performance Vesting Requirement) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 21, 2005 | 1-31447 | 10.2 | |||
| *10(u)(8) | — | Form of Stock Award Agreement (With Performance Goal) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 22, 2006 | 1-31447 | 10.3 | |||
| *10(u)(9) | — | Form of Performance Share Award Agreement for 20XX — 20XX Performance Cycle under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 21, 2007 | 1-31447 | 10.1 | |||
| *10(u)(10) | — | Form of Stock Award Agreement (With Performance Goal) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 21, 2007 | 1-31447 | 10.2 | |||
| *10(u)(11) | — | Form of Stock Award Agreement (Without Performance Goal) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 21, 2007 | 1-31447 | 10.3 | |||
| *10(u)(12) | — | Form of Performance Share Award Agreement for 20XX — 20XX Performance Cycle under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 20, 2008 | 1-31447 | 10.1 | |||
| *10(u)(13) | — | Form of Stock Award Agreement (With Performance Goal) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 20, 2008 | 1-31447 | 10.2 | |||
| 10(v)(1) | — | Master Separation Agreement entered into as of December 31, 2000 between Reliant Energy, Incorporated and Reliant Resources, Inc. | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | 1-3187 | 10.1 | |||
| 10(v)(2) | — | First Amendment to Exhibit 10(v)(1) effective as of February 1, 2003 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(bb)(5) | |||
| 10(v)(3) | — | Employee Matters Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | 1-3187 | 10.5 | |||
| 10(v)(4) | — | Retail Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | 1-3187 | 10.6 | |||
| 10(v)(5) | — | Tax Allocation Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | 1-3187 | 10.8 | |||
| 10(w)(1) | — | Separation Agreement entered into as of August 31, 2002 between CenterPoint Energy and Texas Genco | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(cc)(1) | |||
| 10(w)(2) | — | Transition Services Agreement, dated as of August 31, 2002, between CenterPoint Energy and Texas Genco | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(cc)(2) | |||
| 10(w)(3) | — | Tax Allocation Agreement, dated as of August 31, 2002, between CenterPoint Energy and Texas Genco | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(cc)(3) |
| *10(x) | — | Retention Agreement effective October 15, 2001 between Reliant Energy and David G. Tees | Reliant Energy’s Form 10-K for the year ended December 31, 2001 | 1-3187 | 10(jj) | |||
| *10(y) | — | Retention Agreement effective October 15, 2001 between Reliant Energy and Michael A. Reed | Reliant Energy’s Form 10-K for the year ended December 31, 2001 | 1-3187 | 10(kk) | |||
| *10(z) | — | Non-Qualified Unfunded Executive Supplemental Income Retirement Plan of Arkla, Inc. effective as of August 1, 1983 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(gg) | |||
| *10(aa)(1) | — | Deferred Compensation Plan for Directors of Arkla, Inc. effective as of November 10, 1988 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(hh)(1) | |||
| *10(aa)(2) | — | First Amendment to Exhibit 10(aa)(1) effective as of August 6, 1997 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(hh)(2) | |||
| *10(bb)(1) | — | CenterPoint Energy, Inc. Deferred Compensation Plan, as amended and restated effective January 1, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2003 | 1-31447 | 10.2 | |||
| *10(bb)(2) | — | First Amendment to Exhibit 10(bb)(1) effective as of January 1, 2008 | CenterPoint Energy’s Form 8-K dated February 20, 2008 | 1-31447 | 10.4 | |||
| *10(bb)(3) | — | CenterPoint Energy 2005 Deferred Compensation Plan, effective January 1, 2008 | CenterPoint Energy’s Form 8-K dated February 20, 2008 | 1-31447 | 10.3 | |||
| *10(bb)(4) | — | Amended and Restated CenterPoint Energy 2005 Deferred Compensation Plan, effective January 1, 2009 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | 1-31447 | 10.1 | |||
| *10(cc)(1) | — | CenterPoint Energy Short Term Incentive Plan, as amended and restated effective January 1, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.3 | |||
| *10(cc)(2) | — | Second Amendment to Exhibit 10(cc)(1) | CenterPoint Energy’s Form 8-K dated December 10, 2009 | 1-31447 | 10.1 | |||
| *10(dd)(1) | — | CenterPoint Energy Stock Plan for Outside Directors, as amended and restated effective May 7, 2003 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | 1-31447 | 10(ll) | |||
| *10(dd)(2) | — | First Amendment to Exhibit 10(dd)(1) | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2010 | 1-31447 | 10.2 | |||
| *10(dd)(3) | — | Second Amendment to Exhibit 10(dd)(1) | CenterPoint Energy’s Registration Statement on Form S-8 | 333-173660 | 4.6 | |||
| *10(dd)(4) | — | Third Amendment to Exhibit 10(dd)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2014 | 1-31447 | 10(dd)(4) | |||
| 10(ee) | — | City of Houston Franchise Ordinance | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2005 | 1-31447 | 10.1 | |||
| 10(ff) | — | Letter Agreement dated March 16, 2006 between CenterPoint Energy and John T. Cater | CenterPoint Energy’s Form 10-Q for the quarter ended March 30, 2006 | 1-31447 | 10 | |||
| 10(gg)(1) | — | Amended and Restated HL&P Executive Incentive Compensation Plan effective as of January 1, 1985 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | 1-31447 | 10.2 | |||
| 10(gg)(2) | — | First Amendment to Exhibit 10(gg)(1) effective as of January 1, 2008 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | 1-31447 | 10.3 | |||
| *10(hh)(1) | — | Executive Benefits Agreement by and between HL&P and Thomas R. Standish effective August 20, 1993 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(hh)(1) | |||
| *10(hh)(2) | — | First Amendment to Exhibit 10(hh)(1) effective as of December 31, 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(hh)(2) | |||
| *10(ii)(1) | — | Executive Benefits Agreement by and between HL&P and David M. McClanahan effective August 24, 1993 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(ii)(1) | |||
| *10(ii)(2) | — | First Amendment to Exhibit 10(ii)(1) effective as of December 31, 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(ii)(2) | |||
| *10(jj)(1) | — | Executive Benefits Agreement by and between HL&P and Joseph B. McGoldrick effective August 30, 1993 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(jj)(1) |
| *10(jj)(2) | — | First Amendment to Exhibit 10(jj)(1) effective as of December 31, 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(jj)(2) | |||
| *10(kk)(1) | — | Letter Agreement dated January 23, 2015 between CenterPoint Energy and William D. Rogers | CenterPoint Energy’s Form 10-K for the year ended December 31, 2014 | 1-31447 | 10(kk)(1) | |||
| *10(ll)(1) | — | CenterPoint Energy, Inc. 2009 Long Term Incentive Plan | CenterPoint Energy’s Schedule 14A dated March 13, 2009 | 1-31447 | A | |||
| *†10(ll)(2) | — | Form of Qualified Performance Award Agreement for 20XX — 20XX Performance Cycle under Exhibit 10(ll)(1) | ||||||
| *†10(ll)(3) | — | Form of Qualified Performance Award Agreement for Executive Chairman 20XX — 20XX Performance Cycle under Exhibit 10(ll)(1) | ||||||
| *10(ll)(4) | — | Form of Restricted Stock Unit Award Agreement (With Performance Goal) under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 8-K dated February 28, 2012 | 1-31447 | 10.2 | |||
| *†10(ll)(5) | — | Form of Restricted Stock Unit Award Agreement (Service-Based Vesting) under Exhibit 10(ll)(1) | ||||||
| *10(ll)(6) | — | Form of Restricted Stock Unit Award Agreement (Retention, Service-Based Vesting) under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2014 | 1-31447 | 10(ll)(6) | |||
| *†10(ll)(7) | — | Form of Executive Chairman Restricted Stock Unit Award Agreement (Service-Based Vesting) under Exhibit 10(ll)(1) | ||||||
| *10(ll)(8) | — | Form of Executive Chairman Restricted Stock Unit Award Agreement (Retention, Service-Based Vesting) under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2014 | 1-31447 | 10(ll)(8) | |||
| †10(mm) | — | Summary of Non-Employee Director Compensation | ||||||
| †10(nn) | — | Summary of Senior Executive Officer Compensation | ||||||
| 10(oo) | — | Form of Executive Officer Change in Control Agreement | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(nn) | |||
| 10(pp) | — | Form of Corporate Officer Change in Control Agreement | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(oo) | |||
| 10(qq) | — | Change in Control Plan | CenterPoint Energy’s Form 8-K/A dated December 11, 2014 | 1-31447 | 10.1 | |||
| 10(rr) | — | Master Formation Agreement, dated as of March 14, 2013, among CenterPoint Energy, OGE, Bronco Midstream Holdings, LLC and Bronco Midstream Holdings II, LLC | CenterPoint Energy’s Form 8-K dated March 14, 2013 | 1-31447 | 2.1 | |||
| 10(ss) | — | Commitment Letter dated March 14, 2013 by and among CenterPoint Energy, Enogex LLC, Citigroup Global Markets Inc., UBS Loan Finance LLC and UBS Securities LLC relating to a $1,050,000,000 3-year unsecured term loan facility | CenterPoint Energy’s Form 8-K dated March 14, 2013 | 1-31447 | 10.1 | |||
| 10(tt) | — | Commitment Letter dated March 14, 2013 by and among CenterPoint Energy, Inc., Enogex LLC, Citigroup Global Markets Inc., UBS Loan Finance LLC and UBS Securities LLC relating to a $1,400,000,000 5-year unsecured revolving credit facility | CenterPoint Energy’s Form 8-K dated March 14, 2013 | 1-31447 | 10.2 | |||
| 10(uu) | — | First Amended and Restated Agreement of Limited Partnership of CEFS dated as of May 1, 2013 | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 10.1 | |||
| 10(vv) | — | First Amendment to the First Amended and Restated Agreement of Limited Partnership of CEFS dated as of July 30, 2013 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2013 | 1-31447 | 10.1 | |||
| 10(ww) | — | Second Amended and Restated Agreement of Limited Partnership of Enable Midstream Partners, LP dated April 16, 2014 | CenterPoint Energy’s Form 8-K dated April 16, 2014 | 1-31447 | 10.1 |
| 10(xx) | — | Amended and Restated Limited Liability Company Agreement of CNP OGE GP LLC dated as of May 1, 2013 | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 10.2 | |||
| 10(yy)(1) | — | Second Amended and Restated Limited Liability Company Agreement of Enable GP, LLC dated as of July 30, 2013 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2013 | 1-31447 | 10.2 | |||
| 10(yy)(2) | — | First Amendment to the Second Amended and Restated Limited Liability Company Agreement of Enable GP, LLC dated as of April 16, 2014 | CenterPoint Energy’s Form 8-K dated April 16, 2014 | 1-31447 | 10.2 | |||
| 10(zz) | — | Registration Rights Agreement dated as of May 1, 2013 by and among CEFS, CERC Corp., OGE Enogex Holdings LLC, and Enogex Holdings LLC | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 10.3 | |||
| 10(aaa) | — | Omnibus Agreement dated as of May 1, 2013 among CenterPoint Energy, OGE, Enogex Holdings LLC and CEFS | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 10.4 | |||
| 10(bbb) | — | Agreement, dated June 26, 2013, by and between CERC Corp. and C. Gregory Harper | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2013 | 1-31447 | 10.6 | |||
| 10(ccc) | — | Omnibus Amendment to CenterPoint Energy, Inc. Benefit Plans, dated May 23, 2013 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2013 | 1-31447 | 10(zz) | |||
| 10(ddd) | — | Purchase Agreement dated January 28, 2016, by and between Enable Midstream Partners, LP and CenterPoint Energy, Inc. | CenterPoint Energy’s Form 8-K dated January 28, 2016 | 1-31447 | 10.1 | |||
| 10(eee) | — | Third Amended and Restated Agreement of Limited Partnership of Enable Midstream Partners, LP dated February 18, 2016 | CenterPoint Energy’s Form 8-K dated February 18, 2016 | 1-31447 | 10.1 | |||
| 10(fff) | — | Registration Rights Agreement dated as of February 18, 2016 by and between Enable Midstream Partners, LP and CenterPoint Energy, Inc. | CenterPoint Energy’s Form 8-K dated February 18, 2016 | 1-31447 | 10.2 | |||
| †12 | — | Computation of Ratio of Earnings to Fixed Charges | ||||||
| †21 | — | Subsidiaries of CenterPoint Energy | ||||||
| †23.1 | — | Consent of Deloitte & Touche LLP | ||||||
| †23.2 | — | Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm of Enable Midstream Partners, LP | ||||||
| †31.1 | — | Rule 13a-14(a)/15d-14(a) Certification of Scott M. Prochazka | ||||||
| †31.2 | — | Rule 13a-14(a)/15d-14(a) Certification of William D. Rogers | ||||||
| †32.1 | — | Section 1350 Certification of Scott M. Prochazka | ||||||
| †32.2 | — | Section 1350 Certification of William D. Rogers | ||||||
| 99.1 | — | $1,400,000,000 Credit Agreement, dated as of May 1, 2013, among CEFS as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 99.2 | |||
| 99.2 | — | First Amendment and Waiver to Revolving Credit Agreement dated as of January 23, 2014 by and among Enable Midstream Partners, LP, the lenders party thereto and Citibank, N.A., as agent | CenterPoint Energy’s Form 10-K for the year ended December 31, 2013 | 1-31447 | 99.3 | |||
| 99.3 | — | Financial Statements of Enable Midstream Partners, LP as of December 31, 2015 and 2014 and for the years ended December 31, 2015, 2014 and 2013 | Part II, Item 8 of Enable Midstream Partners, LP’s Form 10-K for the year ended December 31, 2015 | 001-36413 | Item 8 | |||
| †101.INS | — | XBRL Instance Document | ||||||
| †101.SCH | — | XBRL Taxonomy Extension Schema Document | ||||||
| †101.CAL | — | XBRL Taxonomy Extension Calculation Linkbase Document | ||||||
| †101.DEF | — | XBRL Taxonomy Extension Definition Linkbase Document | ||||||
| †101.LAB | — | XBRL Taxonomy Extension Labels Linkbase Document |
| †101.PRE | — | XBRL Taxonomy Extension Presentation Linkbase Document |
Previous: Item 14. Principal Accounting Fees and Services