Item 15. Exhibits and Financial Statement Schedules
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Item 15. Exhibits and Financial Statement Schedules
(a)(1) Financial Statements.
| Report of Independent Registered Public Accounting Firm | 70 |
| Statements of Consolidated Income for the Three Years Ended December 31, 2016 | 71 |
| Statements of Consolidated Comprehensive Income for the Three Years Ended December 31, 2016 | 72 |
| Consolidated Balance Sheets as of December 31, 2016 and 2015 | 73 |
| Statements of Consolidated Cash Flows for the Three Years Ended December 31, 2016 | 75 |
| Statements of Consolidated Shareholders’ Equity for the Three Years Ended December 31, 2016 | 77 |
| Notes to Consolidated Financial Statements | 78 |
The financial statements of Enable Midstream Partners, LP required pursuant to Rule 3-09 of Regulation S-X are included in this filing as Exhibit 99.3.
(a)(2) Financial Statement Schedules for the Three Years Ended December 31, 2016.
The following schedules are omitted because of the absence of the conditions under which they are required or because the required information is included in the financial statements:
I, II, III, IV and V.
(a)(3) Exhibits.
See Index of Exhibits beginning on page 125, which index also includes the management contracts or compensatory plans or arrangements required to be filed as exhibits to this Form 10-K by Item 601(b)(10)(iii) of Regulation S-K.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, the State of Texas, on the 28th day of February, 2017.
| CENTERPOINT ENERGY, INC. | |
| (Registrant) | |
| By: /s/ Scott M. Prochazka | |
| Scott M. Prochazka | |
| President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on February 28, 2017.
| Signature | Title | |
| /s/ SCOTT M. PROCHAZKA | President, Chief Executive Officer and | |
| Scott M. Prochazka | Director (Principal Executive Officer and Director) | |
| /s/ WILLIAM D. ROGERS | Executive Vice President and Chief | |
| William D. Rogers | Financial Officer (Principal Financial Officer) | |
| /s/ KRISTIE L. COLVIN | Senior Vice President and Chief | |
| Kristie L. Colvin | Accounting Officer (Principal Accounting Officer) | |
| /s/ MILTON CARROLL | Executive Chairman of the Board of Directors | |
| Milton Carroll | ||
| /s/ MICHAEL P. JOHNSON | Director | |
| Michael P. Johnson | ||
| /s/ JANIECE M. LONGORIA | Director | |
| Janiece M. Longoria | ||
| /s/ SCOTT J. MCLEAN | Director | |
| Scott J. McLean | ||
| /s/ THEODORE F. POUND | Director | |
| Theodore F. Pound | ||
| /s/ SUSAN O. RHENEY | Director | |
| Susan O. Rheney | ||
| /s/ PHILLIP R. SMITH | Director | |
| Phillip R. Smith | ||
| /s/ JOHN W. SOMERHALDER II | Director | |
| John W. Somerhalder II | ||
| /s/ PETER S. WAREING | Director | |
| Peter S. Wareing | ||
CENTERPOINT ENERGY, INC.
EXHIBITS TO THE ANNUAL REPORT ON FORM 10-K
For Fiscal Year Ended December 31, 2016
INDEX OF EXHIBITS
Exhibits included with this report are designated by a cross (†); all exhibits not so designated are incorporated herein by reference to a prior filing as indicated. Exhibits designated by an asterisk (*) are management contracts or compensatory plans or arrangements required to be filed as exhibits to this Form 10-K by Item 601(b)(10)(iii) of Regulation S-K. CenterPoint Energy has not filed the exhibits and schedules to Exhibit 2. CenterPoint Energy hereby agrees to furnish supplementally a copy of any schedule omitted from Exhibit 2 to the SEC upon request.
The agreements included as exhibits are included only to provide information to investors regarding their terms. The agreements listed below may contain representations, warranties and other provisions that were made, among other things, to provide the parties thereto with specified rights and obligations and to allocate risk among them, and such agreements should not be relied upon as constituting or providing any factual disclosures about us, any other persons, any state of affairs or other matters.
| Exhibit Number | Description | Report or Registration Statement | SEC File or Registration Number | Exhibit Reference | ||||
| 2 | — | Transaction Agreement dated July 21, 2004 among CenterPoint Energy, Utility Holding, LLC, NN Houston Sub, Inc., Texas Genco Holdings, Inc. (Texas Genco), HPC Merger Sub, Inc. and GC Power Acquisition LLC | CenterPoint Energy’s Form 8-K dated July 21, 2004 | 1-31447 | 10.1 | |||
| 3(a) | — | Restated Articles of Incorporation of CenterPoint Energy | CenterPoint Energy’s Form 8-K dated July 24, 2008 | 1-31447 | 3.2 | |||
| 3(b) | — | Third Amended and Restated Bylaws of CenterPoint Energy | CenterPoint Energy’s Form 8-K dated February 21, 2017 | 1-31447 | 3.1 | |||
| 3(c) | — | Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy | CenterPoint Energy’s Form 10-K for the year ended December 31, 2011 | 1-31447 | 3(c) | |||
| 4(a) | — | Form of CenterPoint Energy Stock Certificate | CenterPoint Energy’s Registration Statement on Form S-4 | 333-69502 | 4.1 | |||
| 4(c) | — | Contribution and Registration Agreement dated December 18, 2001 among Reliant Energy, CenterPoint Energy and the Northern Trust Company, trustee under the Reliant Energy, Incorporated Master Retirement Trust | CenterPoint Energy’s Form 10-K for the year ended December 31, 2001 | 1-31447 | 4.3 | |||
| 4(d)(1) | — | Mortgage and Deed of Trust, dated November 1, 1944 between Houston Lighting and Power Company (HL&P) and Chase Bank of Texas, National Association (formerly, South Texas Commercial National Bank of Houston), as Trustee, as amended and supplemented by 20 Supplemental Indentures thereto | HL&P’s Form S-7 filed on August 25, 1977 | 2-59748 | 2(b) | |||
| 4(d)(2) | — | Twenty-First through Fiftieth Supplemental Indentures to Exhibit 4(d)(1) | HL&P’s Form 10-K for the year ended December 31, 1989 | 1-3187 | 4(a)(2) | |||
| 4(d)(3) | — | Fifty-First Supplemental Indenture to Exhibit 4(d)(1) dated as of March 25, 1991 | HL&P’s Form 10-Q for the quarter ended June 30, 1991 | 1-3187 | 4(a) | |||
| 4(d)(4) | — | Fifty-Second through Fifty-Fifth Supplemental Indentures to Exhibit 4(d)(1) each dated as of March 1, 1992 | HL&P’s Form 10-Q for the quarter ended March 31, 1992 | 1-3187 | 4 | |||
| 4(d)(5) | — | Fifty-Sixth and Fifty-Seventh Supplemental Indentures to Exhibit 4(d)(1) each dated as of October 1, 1992 | HL&P’s Form 10-Q for the quarter ended September 30, 1992 | 1-3187 | 4 |
| 4(d)(6) | — | Fifty-Eighth and Fifty-Ninth Supplemental Indentures to Exhibit 4(d)(1) each dated as of March 1, 1993 | HL&P’s Form 10-Q for the quarter ended March 31, 1993 | 1-3187 | 4 | |||
| 4(d)(7) | — | Sixtieth Supplemental Indenture to Exhibit 4(d)(1) dated as of July 1, 1993 | HL&P’s Form 10-Q for the quarter ended June 30, 1993 | 1-3187 | 4 | |||
| 4(d)(8) | — | Sixty-First through Sixty-Third Supplemental Indentures to Exhibit 4(d)(1) each dated as of December 1, 1993 | HL&P’s Form 10-K for the year ended December 31, 1993 | 1-3187 | 4(a)(8) | |||
| 4(d)(9) | — | Sixty-Fourth and Sixty-Fifth Supplemental Indentures to Exhibit 4(d)(1) each dated as of July 1, 1995 | HL&P’s Form 10-K for the year ended December 31, 1995 | 1-3187 | 4(a)(9) | |||
| 4(e)(1) | — | General Mortgage Indenture, dated as of October 10, 2002, between CenterPoint Energy Houston Electric, LLC and JPMorgan Chase Bank, as Trustee | Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(1) | |||
| 4(e)(2) | — | Second Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | Houston Electric’s Form 10- Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(3) | |||
| 4(e)(3) | — | Third Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(4) | |||
| 4(e)(4) | — | Fourth Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | Houston Electric’s Form 10- Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(5) | |||
| 4(e)(5) | — | Fifth Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(6) | |||
| 4(e)(6) | — | Sixth Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(7) | |||
| 4(e)(7) | — | Seventh Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(8) | |||
| 4(e)(8) | — | Eighth Supplemental Indenture to Exhibit 4(e)(1), dated as of October 10, 2002 | Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 | 1-3187 | 4(j)(9) | |||
| 4(e)(9) | — | Officer’s Certificates dated October 10, 2002 setting forth the form, terms and provisions of the First through Eighth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | 1-31447 | 4(e)(10) | |||
| 4(e)(10) | — | Ninth Supplemental Indenture to Exhibit 4(e)(1), dated as of November 12, 2002 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 4(e)(10) | |||
| 4(e)(11) | — | Officer’s Certificate dated November 12, 2003 setting forth the form, terms and provisions of the Ninth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | 1-31447 | 4(e)(12) | |||
| 4(e)(12) | — | Tenth Supplemental Indenture to Exhibit 4(e)(1), dated as of March 18, 2003 | CenterPoint Energy’s Form 8-K dated March 13, 2003 | 1-31447 | 4.1 | |||
| 4(e)(13) | — | Officer’s Certificate dated March 18, 2003 setting forth the form, terms and provisions of the Tenth Series and Eleventh Series of General Mortgage Bonds | CenterPoint Energy’s Form 8-K dated March 13, 2003 | 1-31447 | 4.2 | |||
| 4(e)(14) | — | Eleventh Supplemental Indenture to Exhibit 4(e)(1), dated as of May 23, 2003 | CenterPoint Energy’s Form 8-K dated May 16, 2003 | 1-31447 | 4.2 | |||
| 4(e)(15) | — | Officer’s Certificate dated May 23, 2003 setting forth the form, terms and provisions of the Twelfth Series of General Mortgage Bonds | CenterPoint Energy’s Form 8-K dated May 16, 2003 | 1-31447 | 4.1 |
| 4(e)(16) | — | Twelfth Supplemental Indenture to Exhibit 4(e)(1), dated as of September 9, 2003 | CenterPoint Energy’s Form 8-K dated September 9, 2003 | 1-31447 | 4.2 | |||
| 4(e)(17) | — | Officer’s Certificate dated September 9, 2003 setting forth the form, terms and provisions of the Thirteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 8-K dated September 9, 2003 | 1-31447 | 4.3 | |||
| 4(e)(18) | — | Thirteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of February 6, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(16) | |||
| 4(e)(19) | — | Officer’s Certificate dated February 6, 2004 setting forth the form, terms and provisions of the Fourteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(17) | |||
| 4(e)(20) | — | Fourteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of February 11, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(18) | |||
| 4(e)(21) | — | Officer’s Certificate dated February 11, 2004 setting forth the form, terms and provisions of the Fifteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(19) | |||
| 4(e)(22) | — | Fifteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of March 31, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(20) | |||
| 4(e)(23) | — | Officer’s Certificate dated March 31, 2004 setting forth the form, terms and provisions of the Sixteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(21) | |||
| 4(e)(24) | — | Sixteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of March 31, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(22) | |||
| 4(e)(25) | — | Officer’s Certificate dated March 31, 2004 setting forth the form, terms and provisions of the Seventeenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(23) | |||
| 4(e)(26) | — | Seventeenth Supplemental Indenture to Exhibit 4(e)(1), dated as of March 31, 2004 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(24) | |||
| 4(e)(27) | — | Officer’s Certificate dated March 31, 2004 setting forth the form, terms and provisions of the Eighteenth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(e)(25) | |||
| 4(e)(28) | — | Nineteenth Supplemental Indenture to Exhibit 4(e)(1), dated as of November 26, 2008 | CenterPoint Energy’s Form 8-K dated November 25, 2008 | 1-31447 | 4.2 | |||
| 4(e)(29) | — | Officer’s Certificate dated November 26, 2008 setting forth the form, terms and provisions of the Twentieth Series of General Mortgage Bonds | CenterPoint Energy’s Form 8-K dated November 25, 2008 | 1-31447 | 4.3 | |||
| 4(e)(30) | — | Twentieth Supplemental Indenture to Exhibit 4(e)(1), dated as of December 9, 2008 | Houston Electric’s Form 8-K dated January 6, 2009 | 1-3187 | 4.2 | |||
| 4(e)(31) | — | Twenty-First Supplemental Indenture to Exhibit 4(e)(1), dated as of January 9, 2009 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 4(e)(31) | |||
| 4(e)(32) | — | Officer’s Certificate dated January 20, 2009 setting forth the form, terms and provisions of the Twenty-First Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 4(e)(32) | |||
| 4(e)(33) | — | Twenty-Second Supplemental Indenture to Exhibit 4(e)(1) dated as of August 10, 2012 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2012 | 1-31447 | 4(e)(33) |
| 4(e)(34) | — | Officer’s Certificate, dated August 10, 2012 setting forth the form, terms and provisions of the Twenty-Second Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-K for the year ended December 31, 2012 | 1-31447 | 4(e)(34) | |||
| 4(e)(35) | — | Twenty-Third Supplemental Indenture, dated as of March 17, 2014, to the General Mortgage Indenture, dated as of October 10, 2002, between Houston Electric and the Trustee | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2014 | 1-31447 | 4.10 | |||
| 4(e)(36) | — | Officer’s Certificate, dated as of March 17, 2014, setting forth the form, terms and provisions of the Twenty-Third Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2014 | 1-31447 | 4.11 | |||
| 4(e)(37) | — | Twenty-Fourth Supplemental Indenture, dated as of May 18, 2016, to the General Mortgage Indenture, dated as of October 10, 2002, between Houston Electric and the Trustee | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2016 | 1-31447 | 4.5 | |||
| 4(e)(38) | — | Officer’s Certificate, dated as of May 18, 2016, setting forth the form, terms and provisions of the Twenty-Fifth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2016 | 1-31447 | 4.6 | |||
| 4(e)(39) | — | Twenty-Fifth Supplemental Indenture, dated as of August 11, 2016, to the General Mortgage Indenture, dated as of October 10, 2002, between Houston Electric and the Trustee | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2016 | 1-31447 | 4.5 | |||
| 4(e)(40) | — | Officer’s Certificate, dated as of August 11, 2016, setting forth the form, terms and provisions of the Twenty-Sixth Series of General Mortgage Bonds | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2016 | 1-31447 | 4.6 | |||
| †4(e)(41) | — | Twenty-Sixth Supplemental Indenture, dated as of January 12, 2017, to the General Mortgage Indenture, dated as of October 10, 2002, between Houston Electric and the Trustee | ||||||
| †4(e)(42) | — | Officer’s Certificate, dated as of January 12, 2017, setting forth the form, terms and provisions of the Twenty-Seventh Series of General Mortgage Bonds | ||||||
| 4(f)(1) | — | Indenture, dated as of February 1, 1998, between Reliant Energy Resources Corp. (RERC Corp.) and Chase Bank of Texas, National Association, as Trustee | CERC Corp.’s Form 8-K dated February 5, 1998 | 1-13265 | 4.1 | |||
| 4(f)(2) | — | Supplemental Indenture No. 1 to Exhibit 4(f)(1), dated as of February 1, 1998, providing for the issuance of RERC Corp.’s 6 1/2% Debentures due February 1, 2008 | CERC Corp.’s Form 8-K dated November 9, 1998 | 1-13265 | 4.2 | |||
| 4(f)(3) | — | Supplemental Indenture No. 2 to Exhibit 4(f)(1), dated as of November 1, 1998, providing for the issuance of RERC Corp.’s 6 3/8% Term Enhanced ReMarketable Securities | CERC Corp.’s Form 8-K dated November 9, 1998 | 1-13265 | 4.1 | |||
| 4(f)(4) | — | Supplemental Indenture No. 3 to Exhibit 4(f)(1), dated as of July 1, 2000, providing for the issuance of RERC Corp.’s 8.125% Notes due 2005 | CERC Corp.’s Registration Statement on Form S-4 | 333-49162 | 4.2 | |||
| 4(f)(5) | — | Supplemental Indenture No. 4 to Exhibit 4(f)(1), dated as of February 15, 2001, providing for the issuance of RERC Corp.’s 7.75% Notes due 2011 | CERC Corp.’s Form 8-K dated February 21, 2001 | 1-13265 | 4.1 | |||
| 4(f)(6) | — | Supplemental Indenture No. 5 to Exhibit 4(f)(1), dated as of March 25, 2003, providing for the issuance of CenterPoint Energy Resources Corp.’s (CERC Corp.’s) 7.875% Senior Notes due 2013 | CenterPoint Energy’s Form 8-K dated March 18, 2003 | 1-31447 | 4.1 |
| 4(f)(7) | — | Supplemental Indenture No. 6 to Exhibit 4(f)(1), dated as of April 14, 2003, providing for the issuance of CERC Corp.’s 7.875% Senior Notes due 2013 | CenterPoint Energy’s Form 8-K dated April 7, 2003 | 1-31447 | 4.2 | |||
| 4(f)(8) | — | Supplemental Indenture No. 7 to Exhibit 4(f)(1), dated as of November 3, 2003, providing for the issuance of CERC Corp.’s 5.95% Senior Notes due 2014 | CenterPoint Energy’s Form 8-K dated October 29, 2003 | 1-31447 | 4.2 | |||
| 4(f)(9) | — | Supplemental Indenture No. 8 to Exhibit 4(f)(1), dated as of December 28, 2005, providing for a modification of CERC Corp.’s 6 1/2% Debentures due 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(f)(9) | |||
| 4(f)(10) | — | Supplemental Indenture No. 9 to Exhibit 4(f)(1), dated as of May 18, 2006, providing for the issuance of CERC Corp.’s 6.15% Senior Notes due 2016 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2006 | 1-31447 | 4.7 | |||
| 4(f)(11) | — | Supplemental Indenture No. 10 to Exhibit 4(f)(1), dated as of February 6, 2007, providing for the issuance of CERC Corp.’s 6.25% Senior Notes due 2037 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2006 | 1-31447 | 4(f)(11) | |||
| 4(f)(12) | — | Supplemental Indenture No. 11 to Exhibit 4(f)(1) dated as of October 23, 2007, providing for the issuance of CERC Corp.’s 6.125% Senior Notes due 2017 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2007 | 1-31447 | 4.8 | |||
| 4(f)(13) | — | Supplemental Indenture No. 12 to Exhibit 4(f)(1) dated as of October 23, 2007, providing for the issuance of CERC Corp.’s 6.625% Senior Notes due 2037 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2008 | 1-31447 | 4.9 | |||
| 4(f)(14) | — | Supplemental Indenture No. 13 to Exhibit 4(f)(1) dated as of May 15, 2008, providing for the issuance of CERC Corp.’s 6.00% Senior Notes due 2018 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2008 | 1-31447 | 4.9 | |||
| 4(f)(15) | — | Supplemental Indenture No. 14 to Exhibit 4(f)(1) dated as of January 11, 2011, providing for the issuance of CERC Corp.’s 4.50% Senior Notes due 2021 and 5.85% Senior Notes due 2041 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2010 | 1-31447 | 4(f)(15) | |||
| 4(f)(16) | — | Supplemental Indenture No. 15 to Exhibit 4(f)(1) dated as of January 20, 2011, providing for the issuance of CERC Corp.’s 4.50% Senior Notes due 2021 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2010 | 1-31447 | 4(f)(16) | |||
| 4(g)(1) | — | Indenture, dated as of May 19, 2003, between CenterPoint Energy and JPMorgan Chase Bank, as Trustee | CenterPoint Energy’s Form 8-K dated May 19, 2003 | 1-31447 | 4.1 | |||
| 4(g)(2) | — | Supplemental Indenture No. 1 to Exhibit 4(g)(1), dated as of May 19, 2003, providing for the issuance of CenterPoint Energy’s 3.75% Convertible Senior Notes due 2023 | CenterPoint Energy’s Form 8-K dated May 19, 2003 | 1-31447 | 4.2 | |||
| 4(g)(3) | — | Supplemental Indenture No. 2 to Exhibit 4(g)(1), dated as of May 27, 2003, providing for the issuance of CenterPoint Energy’s 5.875% Senior Notes due 2008 and 6.85% Senior Notes due 2015 | CenterPoint Energy’s Form 8-K dated May 19, 2003 | 1-31447 | 4.3 | |||
| 4(g)(4) | — | Supplemental Indenture No. 3 to Exhibit 4(g)(1), dated as of September 9, 2003, providing for the issuance of CenterPoint Energy’s 7.25% Senior Notes due 2010 | CenterPoint Energy’s Form 8-K dated September 9, 2003 | 1-31447 | 4.2 | |||
| 4(g)(5) | — | Supplemental Indenture No. 4 to Exhibit 4(g)(1), dated as of December 17, 2003, providing for the issuance of CenterPoint Energy’s 2.875% Convertible Senior Notes due 2024 | CenterPoint Energy’s Form 8-K dated December 10, 2003 | 1-31447 | 4.2 |
| 4(g)(6) | — | Supplemental Indenture No. 5 to Exhibit 4(g)(1), dated as of December 13, 2004, as supplemented by Exhibit 4(g)(5), relating to the issuance of CenterPoint Energy’s 2.875% Convertible Senior Notes due 2024 | CenterPoint Energy’s Form 8-K dated December 9, 2004 | 1-31447 | 4.1 | |||
| 4(g)(7) | — | Supplemental Indenture No. 6 to Exhibit 4(g)(1), dated as of August 23, 2005, providing for the issuance of CenterPoint Energy’s 3.75% Convertible Senior Notes, Series B due 2023 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(g)(7) | |||
| 4(g)(8) | — | Supplemental Indenture No. 7 to Exhibit 4(g)(1), dated as of February 6, 2007, providing for the issuance of CenterPoint Energy’s 5.95% Senior Notes due 2017 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2006 | 1-31447 | 4(g)(8) | |||
| 4(g)(9) | — | Supplemental Indenture No. 8 to Exhibit 4(g)(1), dated as of May 5, 2008, providing for the issuance of CenterPoint Energy’s 6.50% Senior Notes due 2018 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2008 | 1-31447 | 4.7 | |||
| 4(h)(1) | — | Subordinated Indenture dated as of September 1, 1999 | Reliant Energy’s Form 8-K dated September 1, 1999 | 1-3187 | 4.1 | |||
| 4(h)(2) | — | Supplemental Indenture No. 1 dated as of September 1, 1999, between Reliant Energy and Chase Bank of Texas (supplementing Exhibit 4(h)(1) and providing for the issuance Reliant Energy’s 2% Zero-Premium Exchangeable Subordinated Notes Due 2029) | Reliant Energy’s Form 8-K dated September 15, 1999 | 1-3187 | 4.2 | |||
| 4(h)(3) | — | Supplemental Indenture No. 2 dated as of August 31, 2002, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4(h)(1)) | CenterPoint Energy’s Form 8-K12B dated August 31, 2002 | 1-31447 | 4(e) | |||
| 4(h)(4) | — | Supplemental Indenture No. 3 dated as of December 28, 2005, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4(h)(1)) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | 1-31447 | 4(h)(4) | |||
| 4(i)(1) | — | $1,600,000,000 Credit Agreement dated as of March 3, 2016, among CenterPoint Energy, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated March 3, 2016 | 1-31447 | 4.1 | |||
| 4(j)(1) | — | $300,000,000 Credit Agreement dated as of March 3, 2016, among Houston Electric, as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated March 3, 2016 | 1-31447 | 4.2 | |||
| 4(k) | — | $600,000,000 Credit Agreement dated as of March 3, 2016, among CERC Corp., as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated March 3, 2016 | 1-31447 | 4.3 |
Pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K, CenterPoint Energy has not filed as exhibits to this Form 10-K certain long-term debt instruments, including indentures, under which the total amount of securities authorized does not exceed 10% of the total assets of CenterPoint Energy and its subsidiaries on a consolidated basis. CenterPoint Energy hereby agrees to furnish a copy of any such instrument to the SEC upon request.
| Exhibit Number | Description | Report or Registration Statement | SEC File or Registration Number | Exhibit Reference | ||||
| *10(a) | — | CenterPoint Energy Executive Benefits Plan, as amended and restated effective June 18, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.4 | |||
| *10(b)(1) | — | Executive Incentive Compensation Plan of Houston Industries Incorporated (HI) effective as of January 1, 1982 | HI’s Form 10-K for the year ended December 31, 1991 | 1-7629 | 10(b) |
| *10(b)(2) | — | First Amendment to Exhibit 10(b)(1) effective as of March 30, 1992 | HI’s Form 10-Q for the quarter ended March 31, 1992 | 1-7629 | 10(a) | |||
| *10(b)(3) | — | Second Amendment to Exhibit 10(b)(1) effective as of November 4, 1992 | HI’s Form 10-K for the year ended December 31, 1992 | 1-7629 | 10(b) | |||
| *10(b)(4) | — | Third Amendment to Exhibit 10(b)(1) effective as of September 7, 1994 | HI’s Form 10-K for the year ended December 31, 1994 | 1-7629 | 10(b)(4) | |||
| *10(b)(5) | — | Fourth Amendment to Exhibit 10(b)(1) effective as of August 6, 1997 | HI’s Form 10-K for the year ended December 31, 1997 | 1-3187 | 10(b)(5) | |||
| *10(c)(1) | — | Executive Incentive Compensation Plan of HI as amended and restated on January 1, 1991 | HI’s Form 10-K for the year ended December 31, 1990 | 1-7629 | 10(b) | |||
| *10(c)(2) | — | First Amendment to Exhibit 10(c)(1) effective as of January 1, 1991 | HI’s Form 10-K for the year ended December 31, 1991 | 1-7629 | 10(f)(2) | |||
| *10(c)(3) | — | Second Amendment to Exhibit 10(c)(1) effective as of March 30, 1992 | HI’s Form 10-Q for the quarter ended March 31, 1992 | 1-7629 | 10(d) | |||
| *10(c)(4) | — | Third Amendment to Exhibit 10(c)(1) effective as of November 4, 1992 | HI’s Form 10-K for the year ended December 31, 1992 | 1-7629 | 10(f)(4) | |||
| *10(c)(5) | — | Fourth Amendment to Exhibit 10(c)(1) effective as of January 1, 1993 | HI’s Form 10-K for the year ended December 31, 1992 | 1-7629 | 10(f)(5) | |||
| *10(c)(6) | — | Fifth Amendment to Exhibit 10(c)(1) effective in part, January 1, 1995, and in part, September 7, 1994 | HI’s Form 10-K for the year ended December 31, 1994 | 1-7629 | 10(f)(6) | |||
| *10(c)(7) | — | Sixth Amendment to Exhibit 10(c)(1) effective as of August 1, 1995 | HI’s Form 10-Q for the quarter ended June 30, 1995 | 1-7629 | 10(a) | |||
| *10(c)(8) | — | Seventh Amendment to Exhibit 10(c)(1) effective as of January 1, 1996 | HI’s Form 10-Q for the quarter ended June 30, 1996 | 1-7629 | 10(a) | |||
| *10(c)(9) | — | Eighth Amendment to Exhibit 10(c)(1) effective as of January 1, 1997 | HI’s Form 10-Q for the quarter ended June 30, 1997 | 1-7629 | 10(a) | |||
| *10(c)(10) | — | Ninth Amendment to Exhibit 10(c)(1) effective in part, January 1, 1997, and in part, January 1, 1998 | HI’s Form 10-K for the year ended December 31, 1997 | 1-3187 | 10(f)(10) | |||
| *10(d) | — | Benefit Restoration Plan of HI effective as of June 1, 1985 | HI’s Form 10-Q for the quarter ended March 31, 1987 | 1-7629 | 10(c) | |||
| *10(e) | — | Benefit Restoration Plan of HI as amended and restated effective as of January 1, 1988 | HI’s Form 10-K for the year ended December 31, 1991 | 1-7629 | 10(g)(2) | |||
| *10(f) | — | CenterPoint Energy, Inc. 1991 Benefit Restoration Plan, as amended and restated effective as of February 25, 2011 | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2011 | 1-31447 | 10.3 | |||
| *10(g)(1) | — | CenterPoint Energy Benefit Restoration Plan, effective as of January 1, 2008 | CenterPoint Energy’s Form 8-K dated December 22, 2008 | 1-31447 | 10.1 | |||
| *10(g)(2) | — | First Amendment to Exhibit 10(g)(1), effective as of February 25, 2011 | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | 1-31447 | 10.4 | |||
| *10(h)(1) | — | HI 1995 Section 415 Benefit Restoration Plan effective August 1, 1995 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(h)(1) | |||
| *10(h)(2) | — | First Amendment to Exhibit 10(h)(1) effective as of August 1, 1995 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(h)(2) | |||
| *10(i) | — | CenterPoint Energy 1985 Deferred Compensation Plan, as amended and restated effective January 1, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.1 | |||
| *10(j)(1) | — | Reliant Energy 1994 Long- Term Incentive Compensation Plan, as amended and restated effective January 1, 2001 | Reliant Energy’s Form 10-Q for the quarter ended June 30, 2002 | 1-3187 | 10.6 | |||
| *10(j)(2) | — | First Amendment to Exhibit 10(j)(1), effective December 1, 2003 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | 1-31447 | 10(p)(7) |
| *10(j)(3) | — | Form of Non-Qualified Stock Option Award Notice under Exhibit 10(i)(1) | CenterPoint Energy’s Form 8-K dated January 25, 2005 | 1-31447 | 10.6 | |||
| *10(k)(1) | — | Savings Restoration Plan of HI effective as of January 1, 1991 | HI’s Form 10-K for the year ended December 31, 1990 | 1-7629 | 10(f) | |||
| *10(k)(2) | — | First Amendment to Exhibit 10(k)(1) effective as of January 1, 1992 | HI’s Form 10-K for the year ended December 31, 1991 | 1-7629 | 10(l)(2) | |||
| *10(k)(3) | — | Second Amendment to Exhibit 10(k)(1) effective in part, August 6, 1997, and in part, October 1, 1997 | HI’s Form 10-K for the year ended December 31, 1997 | 1-3187 | 10(q)(3) | |||
| *10(l)(1) | — | Amended and Restated CenterPoint Energy, Inc. 1991 Savings Restoration Plan, effective as of January 1, 2008 | CenterPoint Energy’s Form 8-K dated December 22, 2008 | 1-31447 | 10.4 | |||
| *10(l)(2) | — | First Amendment to Exhibit 10(l)(1), effective as of February 25, 2011 | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | 1-31447 | 10.5 | |||
| *10(m)(1) | — | CenterPoint Energy Savings Restoration Plan, effective as of January 1, 2008 | CenterPoint Energy’s Form 8-K dated December 22, 2008 | 1-31447 | 10.3 | |||
| *10(m)(2) | — | First Amendment to Exhibit 10(m)(1), effective as of February 25, 2011 | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | 1-31447 | 10.6 | |||
| *10(n)(1) | — | CenterPoint Energy Outside Director Benefits Plan, as amended and restated effective June 18, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.6 | |||
| *10(n)(2) | — | First Amendment to Exhibit 10(n)(1) effective as of January 1, 2004 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2004 | 1-31447 | 10.6 | |||
| *10(n)(3) | — | CenterPoint Energy Outside Director Benefits Plan, as amended and restated effective December 31, 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(n)(3) | |||
| *10(o) | — | CenterPoint Energy Executive Life Insurance Plan, as amended and restated effective June 18, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.5 | |||
| *10(p) | — | Employment and Supplemental Benefits Agreement between HL&P and Hugh Rice Kelly | HI’s Form 10-Q for the quarter ended March 31, 1987 | 1-7629 | 10(f) | |||
| 10(q)(1) | — | Stockholder’s Agreement dated as of July 6, 1995 between Houston Industries Incorporated and Time Warner Inc. | Schedule 13-D dated July 6, 1995 | 5-19351 | 2 | |||
| 10(q)(2) | — | Amendment to Exhibit 10(q)(1) dated November 18, 1996 | HI’s Form 10-K for the year ended December 31, 1996 | 1-7629 | 10(x)(4) | |||
| *10(r)(1) | — | Houston Industries Incorporated Executive Deferred Compensation Trust effective as of December 19, 1995 | HI’s Form 10-K for the year ended December 31, 1995 | 1-7629 | 10(7) | |||
| *10(r)(2) | — | First Amendment to Exhibit 10(r)(1) effective as of August 6, 1997 | HI’s Form 10-Q for the quarter ended June 30, 1998 | 1-3187 | 10 | |||
| †10(s) | — | Summary of Certain Compensation Arrangements of the Executive Chairman of the Board | ||||||
| *10(t) | — | Reliant Energy, Incorporated and Subsidiaries Common Stock Participation Plan for Designated New Employees and Non-Officer Employees, as amended and restated effective January 1, 2001 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(y)(2) | |||
| *10(u)(1) | — | Long-Term Incentive Plan of CenterPoint Energy, Inc. (amended and restated effective as of May 1, 2004) | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2004 | 1-31447 | 10.5 | |||
| *10(u)(2) | — | First Amendment to Exhibit (u)(1), effective January 1, 2007 | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2007 | 1-31447 | 10.5 |
| *10(u)(3) | — | Form of Non-Qualified Stock Option Award Agreement under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated January 25, 2005 | 1-31447 | 10.1 | |||
| *10(u)(4) | — | Form of Restricted Stock Award Agreement under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated January 25, 2005 | 1-31447 | 10.2 | |||
| *10(u)(5) | — | Form of Performance Share Award under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated January 25, 2005 | 1-31447 | 10.3 | |||
| *10(u)(6) | — | Form of Performance Share Award Agreement for 20XX-20XX Performance Cycle under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 22, 2006 | 1-31447 | 10.2 | |||
| *10(u)(7) | — | Form of Restricted Stock Award Agreement (With Performance Vesting Requirement) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 21, 2005 | 1-31447 | 10.2 | |||
| *10(u)(8) | — | Form of Stock Award Agreement (With Performance Goal) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 22, 2006 | 1-31447 | 10.3 | |||
| *10(u)(9) | — | Form of Performance Share Award Agreement for 20XX — 20XX Performance Cycle under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 21, 2007 | 1-31447 | 10.1 | |||
| *10(u)(10) | — | Form of Stock Award Agreement (With Performance Goal) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 21, 2007 | 1-31447 | 10.2 | |||
| *10(u)(11) | — | Form of Stock Award Agreement (Without Performance Goal) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 21, 2007 | 1-31447 | 10.3 | |||
| *10(u)(12) | — | Form of Performance Share Award Agreement for 20XX — 20XX Performance Cycle under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 20, 2008 | 1-31447 | 10.1 | |||
| *10(u)(13) | — | Form of Stock Award Agreement (With Performance Goal) under Exhibit 10(u)(1) | CenterPoint Energy’s Form 8-K dated February 20, 2008 | 1-31447 | 10.2 | |||
| 10(v)(1) | — | Master Separation Agreement entered into as of December 31, 2000 between Reliant Energy, Incorporated and Reliant Resources, Inc. | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | 1-3187 | 10.1 | |||
| 10(v)(2) | — | First Amendment to Exhibit 10(v)(1) effective as of February 1, 2003 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(bb)(5) | |||
| 10(v)(3) | — | Employee Matters Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | 1-3187 | 10.5 | |||
| 10(v)(4) | — | Retail Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | 1-3187 | 10.6 | |||
| 10(v)(5) | — | Tax Allocation Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | 1-3187 | 10.8 | |||
| 10(w)(1) | — | Separation Agreement entered into as of August 31, 2002 between CenterPoint Energy and Texas Genco | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(cc)(1) | |||
| 10(w)(2) | — | Transition Services Agreement, dated as of August 31, 2002, between CenterPoint Energy and Texas Genco | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(cc)(2) | |||
| 10(w)(3) | — | Tax Allocation Agreement, dated as of August 31, 2002, between CenterPoint Energy and Texas Genco | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(cc)(3) | |||
| *10(x) | — | Retention Agreement effective October 15, 2001 between Reliant Energy and David G. Tees | Reliant Energy’s Form 10-K for the year ended December 31, 2001 | 1-3187 | 10(jj) | |||
| *10(y) | — | Retention Agreement effective October 15, 2001 between Reliant Energy and Michael A. Reed | Reliant Energy’s Form 10-K for the year ended December 31, 2001 | 1-3187 | 10(kk) | |||
| *10(z) | — | Non-Qualified Unfunded Executive Supplemental Income Retirement Plan of Arkla, Inc. effective as of August 1, 1983 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(gg) |
| *10(aa)(1) | — | Deferred Compensation Plan for Directors of Arkla, Inc. effective as of November 10, 1988 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(hh)(1) | |||
| *10(aa)(2) | — | First Amendment to Exhibit 10(aa)(1) effective as of August 6, 1997 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | 1-31447 | 10(hh)(2) | |||
| *10(bb)(1) | — | CenterPoint Energy, Inc. Deferred Compensation Plan, as amended and restated effective January 1, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2003 | 1-31447 | 10.2 | |||
| *10(bb)(2) | — | First Amendment to Exhibit 10(bb)(1) effective as of January 1, 2008 | CenterPoint Energy’s Form 8-K dated February 20, 2008 | 1-31447 | 10.4 | |||
| *10(bb)(3) | — | CenterPoint Energy 2005 Deferred Compensation Plan, effective January 1, 2008 | CenterPoint Energy’s Form 8-K dated February 20, 2008 | 1-31447 | 10.3 | |||
| *10(bb)(4) | — | Amended and Restated CenterPoint Energy 2005 Deferred Compensation Plan, effective January 1, 2009 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | 1-31447 | 10.1 | |||
| *10(cc)(1) | — | CenterPoint Energy Short Term Incentive Plan, as amended and restated effective January 1, 2003 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | 1-31447 | 10.3 | |||
| *10(cc)(2) | — | Second Amendment to Exhibit 10(cc)(1) | CenterPoint Energy’s Form 8-K dated December 10, 2009 | 1-31447 | 10.1 | |||
| *10(dd)(1) | — | CenterPoint Energy Stock Plan for Outside Directors, as amended and restated effective May 7, 2003 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | 1-31447 | 10(ll) | |||
| *10(dd)(2) | — | First Amendment to Exhibit 10(dd)(1) | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2010 | 1-31447 | 10.2 | |||
| *10(dd)(3) | — | Second Amendment to Exhibit 10(dd)(1) | CenterPoint Energy’s Registration Statement on Form S-8 | 333-173660 | 4.6 | |||
| *10(dd)(4) | — | Third Amendment to Exhibit 10(dd)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2014 | 1-31447 | 10(dd)(4) | |||
| 10(ee) | — | City of Houston Franchise Ordinance | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2005 | 1-31447 | 10.1 | |||
| 10(ff) | — | Letter Agreement dated March 16, 2006 between CenterPoint Energy and John T. Cater | CenterPoint Energy’s Form 10-Q for the quarter ended March 30, 2006 | 1-31447 | 10 | |||
| 10(gg)(1) | — | Amended and Restated HL&P Executive Incentive Compensation Plan effective as of January 1, 1985 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | 1-31447 | 10.2 | |||
| 10(gg)(2) | — | First Amendment to Exhibit 10(gg)(1) effective as of January 1, 2008 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | 1-31447 | 10.3 | |||
| *10(hh)(1) | — | Executive Benefits Agreement by and between HL&P and Thomas R. Standish effective August 20, 1993 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(hh)(1) | |||
| *10(hh)(2) | — | First Amendment to Exhibit 10(hh)(1) effective as of December 31, 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(hh)(2) | |||
| *10(ii)(1) | — | Executive Benefits Agreement by and between HL&P and David M. McClanahan effective August 24, 1993 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(ii)(1) | |||
| *10(ii)(2) | — | First Amendment to Exhibit 10(ii)(1) effective as of December 31, 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(ii)(2) | |||
| *10(jj)(1) | — | Executive Benefits Agreement by and between HL&P and Joseph B. McGoldrick effective August 30, 1993 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(jj)(1) | |||
| *10(jj)(2) | — | First Amendment to Exhibit 10(jj)(1) effective as of December 31, 2008 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(jj)(2) | |||
| *10(kk)(1) | — | Letter Agreement dated January 23, 2015 between CenterPoint Energy and William D. Rogers | CenterPoint Energy’s Form 10-K for the year ended December 31, 2014 | 1-31447 | 10(kk)(1) | |||
| *10(ll)(1) | — | CenterPoint Energy, Inc. 2009 Long Term Incentive Plan | CenterPoint Energy’s Schedule 14A dated March 13, 2009 | 1-31447 | A |
| *10(ll)(2) | — | Form of Qualified Performance Award Agreement for 20XX — 20XX Performance Cycle under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2015 | 1-31447 | 10(ll)(2) | |||
| *10(ll)(3) | — | Form of Qualified Performance Award Agreement for Executive Chairman 20XX — 20XX Performance Cycle under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2015 | 1-31447 | 10(ll)(3) | |||
| *10(ll)(4) | — | Form of Restricted Stock Unit Award Agreement (With Performance Goal) under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 8-K dated February 28, 2012 | 1-31447 | 10.2 | |||
| *†10(ll)(5) | — | Form of Restricted Stock Unit Award Agreement (Service-Based Vesting) under Exhibit 10(ll)(1) | ||||||
| *10(ll)(6) | — | Form of Restricted Stock Unit Award Agreement (Retention, Service-Based Vesting) under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2014 | 1-31447 | 10(ll)(6) | |||
| *10(ll)(7) | — | Form of Executive Chairman Restricted Stock Unit Award Agreement (Service-Based Vesting) under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2015 | 1-31447 | 10(ll)(7) | |||
| *10(ll)(8) | — | Form of Executive Chairman Restricted Stock Unit Award Agreement (Retention, Service-Based Vesting) under Exhibit 10(ll)(1) | CenterPoint Energy’s Form 10-K for the year ended December 31, 2014 | 1-31447 | 10(ll)(8) | |||
| †10(mm) | — | Summary of Non-Employee Director Compensation | ||||||
| †10(nn) | — | Summary of Senior Executive Officer Compensation | ||||||
| 10(oo) | — | Form of Executive Officer Change in Control Agreement | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(nn) | |||
| 10(pp) | — | Form of Corporate Officer Change in Control Agreement | CenterPoint Energy’s Form 10-K for the year ended December 31, 2008 | 1-31447 | 10(oo) | |||
| 10(qq) | — | Change in Control Plan | CenterPoint Energy’s Form 8-K/A dated December 11, 2014 | 1-31447 | 10.1 | |||
| 10(rr) | — | Master Formation Agreement, dated as of March 14, 2013, among CenterPoint Energy, OGE, Bronco Midstream Holdings, LLC and Bronco Midstream Holdings II, LLC | CenterPoint Energy’s Form 8-K dated March 14, 2013 | 1-31447 | 2.1 | |||
| 10(ss) | — | Commitment Letter dated March 14, 2013 by and among CenterPoint Energy, Enogex LLC, Citigroup Global Markets Inc., UBS Loan Finance LLC and UBS Securities LLC relating to a $1,050,000,000 3-year unsecured term loan facility | CenterPoint Energy’s Form 8-K dated March 14, 2013 | 1-31447 | 10.1 | |||
| 10(tt) | — | Commitment Letter dated March 14, 2013 by and among CenterPoint Energy, Inc., Enogex LLC, Citigroup Global Markets Inc., UBS Loan Finance LLC and UBS Securities LLC relating to a $1,400,000,000 5-year unsecured revolving credit facility | CenterPoint Energy’s Form 8-K dated March 14, 2013 | 1-31447 | 10.2 | |||
| 10(uu) | — | First Amended and Restated Agreement of Limited Partnership of CEFS dated as of May 1, 2013 | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 10.1 | |||
| 10(vv) | — | First Amendment to the First Amended and Restated Agreement of Limited Partnership of CEFS dated as of July 30, 2013 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2013 | 1-31447 | 10.1 | |||
| 10(ww) | — | Second Amended and Restated Agreement of Limited Partnership of Enable Midstream Partners, LP dated April 16, 2014 | CenterPoint Energy’s Form 8-K dated April 16, 2014 | 1-31447 | 10.1 | |||
| 10(xx) | — | Amended and Restated Limited Liability Company Agreement of CNP OGE GP LLC dated as of May 1, 2013 | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 10.2 | |||
| 10(yy)(1) | — | Second Amended and Restated Limited Liability Company Agreement of Enable GP, LLC dated as of July 30, 2013 | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2013 | 1-31447 | 10.2 | |||
| 10(yy)(2) | — | First Amendment to the Second Amended and Restated Limited Liability Company Agreement of Enable GP, LLC dated as of April 16, 2014 | CenterPoint Energy’s Form 8-K dated April 16, 2014 | 1-31447 | 10.2 |
| 10(zz) | — | Registration Rights Agreement dated as of May 1, 2013 by and among CEFS, CERC Corp., OGE Enogex Holdings LLC, and Enogex Holdings LLC | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 10.3 | |||
| 10(aaa) | — | Omnibus Agreement dated as of May 1, 2013 among CenterPoint Energy, OGE, Enogex Holdings LLC and CEFS | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 10.4 | |||
| 10(bbb) | — | Agreement, dated June 26, 2013, by and between CERC Corp. and C. Gregory Harper | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2013 | 1-31447 | 10.6 | |||
| 10(ccc) | — | Omnibus Amendment to CenterPoint Energy, Inc. Benefit Plans, dated May 23, 2013 | CenterPoint Energy’s Form 10-K for the year ended December 31, 2013 | 1-31447 | 10(zz) | |||
| 10(ddd) | — | Purchase Agreement dated January 28, 2016, by and between Enable Midstream Partners, LP and CenterPoint Energy, Inc. | CenterPoint Energy’s Form 8-K dated January 28, 2016 | 1-31447 | 10.1 | |||
| 10(eee) | — | Third Amended and Restated Agreement of Limited Partnership of Enable Midstream Partners, LP dated February 18, 2016 | CenterPoint Energy’s Form 8-K dated February 18, 2016 | 1-31447 | 10.1 | |||
| 10(fff) | — | Registration Rights Agreement dated as of February 18, 2016 by and between Enable Midstream Partners, LP and CenterPoint Energy, Inc. | CenterPoint Energy’s Form 8-K dated February 18, 2016 | 1-31447 | 10.2 | |||
| 10(ggg) | — | Fourth Amended and Restated Agreement of Limited Partnership of Enable Midstream Partners, LP dated June 22, 2016 | CenterPoint Energy’s Form 8-K dated June 22, 2016 | 1-31447 | 10.1 | |||
| 10(hhh) | — | Third Amended and Restated Limited Liability Company Agreement of Enable GP, LLC dated June 22, 2016 | CenterPoint Energy’s Form 8-K dated June 22, 2016 | 1-31447 | 10.2 | |||
| †12 | — | Computation of Ratio of Earnings to Fixed Charges | ||||||
| †21 | — | Subsidiaries of CenterPoint Energy | ||||||
| †23.1 | — | Consent of Deloitte & Touche LLP | ||||||
| †23.2 | — | Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm of Enable Midstream Partners, LP | ||||||
| †31.1 | — | Rule 13a-14(a)/15d-14(a) Certification of Scott M. Prochazka | ||||||
| †31.2 | — | Rule 13a-14(a)/15d-14(a) Certification of William D. Rogers | ||||||
| †32.1 | — | Section 1350 Certification of Scott M. Prochazka | ||||||
| †32.2 | — | Section 1350 Certification of William D. Rogers | ||||||
| 99.1 | — | $1,400,000,000 Credit Agreement, dated as of May 1, 2013, among CEFS as Borrower, and the banks named therein | CenterPoint Energy’s Form 8-K dated May 1, 2013 | 1-31447 | 99.2 | |||
| 99.2 | — | First Amendment and Waiver to Revolving Credit Agreement dated as of January 23, 2014 by and among Enable Midstream Partners, LP, the lenders party thereto and Citibank, N.A., as agent | CenterPoint Energy’s Form 10-K for the year ended December 31, 2013 | 1-31447 | 99.3 | |||
| 99.3 | — | Financial Statements of Enable Midstream Partners, LP as of December 31, 2016 and 2015 and for the years ended December 31, 2016, 2015 and 2014 | Part II, Item 8 of Enable Midstream Partners, LP’s Form 10-K for the year ended December 31, 2016 | 001-36413 | Item 8 | |||
| †101.INS | — | XBRL Instance Document | ||||||
| †101.SCH | — | XBRL Taxonomy Extension Schema Document | ||||||
| †101.CAL | — | XBRL Taxonomy Extension Calculation Linkbase Document | ||||||
| †101.DEF | — | XBRL Taxonomy Extension Definition Linkbase Document | ||||||
| †101.LAB | — | XBRL Taxonomy Extension Labels Linkbase Document | ||||||
| †101.PRE | — | XBRL Taxonomy Extension Presentation Linkbase Document |
Previous: Item 14. Principal Accounting Fees and Services