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Item 6. EXHIBITS

17K characters. Original on sec.gov ·

Item 6. EXHIBITS

Exhibits filed herewith are designated by a cross (†); all exhibits not so designated are incorporated by reference to a prior filing as indicated. Agreements included as exhibits are included only to provide information to investors regarding their terms. The agreements listed below may contain representations, warranties and other provisions that were made, among other things, to provide the parties thereto with specified rights and obligations and to allocate risk among them, and such agreements should not be relied upon as constituting or providing any factual disclosures about the Registrants, any other persons, any state of affairs or other matters.

Pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K, the Registrants have not filed as exhibits to this combined Form 10-Q certain long-term debt instruments, including indentures, under which the total amount of securities authorized does not exceed 10% of the total assets of the Registrants and its subsidiaries on a consolidated basis. The Registrants hereby agree to furnish a copy of any such instrument to the SEC upon request.

Exhibit NumberDescriptionReport or Registration StatementSEC File or Registration NumberExhibit ReferenceCenterPoint EnergyHouston ElectricCERC
2.1*Agreement and Plan of Merger, dated as of April 21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc.CenterPoint Energy’s Form 8-K dated April 21, 20181-314472.1x
2.2*Asset Purchase Agreement, dated February 19, 2024, among CenterPoint Energy Resources Corp. and Delta Utilities No. LA, LLC, Delta Utilities S. LA, LLC, Delta Utilities MS, LLC, and Delta Shared Services Co., LLCCenterPoint Energy’s Form 8-K dated February 19, 20241-314471.1xx

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Exhibit NumberDescriptionReport or Registration StatementSEC File or Registration NumberExhibit ReferenceCenterPoint EnergyHouston ElectricCERC
3.1Restated Articles of Incorporation of CenterPoint EnergyCenterPoint Energy’s Form 8-K dated July 24, 20081-314473.2x
3.2Restated Certificate of Formation of Houston ElectricHouston Electric’s Form 10-Q for the quarter ended June 30, 20111-31873.1x
3.3Certificate of Incorporation of RERC Corp.CERC Form 10-K for the year ended December 31, 19971-132653(a)(1)x
3.4Certificate of Merger merging former NorAm Energy Corp. with and into HI Merger, Inc. dated August 6, 1997CERC Form 10-K for the year ended December 31, 19971-132653(a)(2)x
3.5Certificate of Amendment changing the name to Reliant Energy Resources Corp.CERC Form 10-K for the year ended December 31, 19981-132653(a)(3)x
3.6Certificate of Amendment changing the name to CenterPoint Energy Resources Corp.CERC Form 10-Q for the quarter ended June 30, 20031-132653(a)(4)x
3.7Fourth Amended and Restated Bylaws of CenterPoint EnergyCenterPoint Energy’s Form 10-K for the year ended December 31, 20231-314473(h)x
3.8Amended and Restated Limited Liability Company Agreement of Houston ElectricHouston Electric’s Form 10-Q for the quarter ended June 30, 20111-31873.2x
3.9Bylaws of RERC Corp.CERC Form 10-K for the year ended December 31, 19971-132653(b)x
3.10Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint EnergyCenterPoint Energy’s Form 10-K for the year ended December 31, 20111-314473(c)x
4.1Form of CenterPoint Energy Stock CertificateCenterPoint Energy’s Registration Statement on Form S-43-695024.1x
4.2Indenture dated as of May 19, 2003, between CenterPoint Energy and The Bank of New York Mellon Trust Company, National Association (successor to JPMorgan Chase Bank, National Association (formerly JPMorgan Chase Bank)), as trusteeCenterPoint Energy’s Form 8-K dated May 19, 20031-314474.1x
†4.3Supplemental Indenture No. 15, dated as of May 10, 2024, to Exhibit 4.2x
4.4Indenture dated as of February 1, 1998, between CERC (formerly NorAm Energy Corp.) and The Bank of New York Mellon Trust Company, National Association (successor to JPMorgan Chase Bank, National Association (formerly Chase Bank of Texas)), as trusteeCERC’s Form 8-K dated February 5, 19981-132654.1x
†4.5Supplemental Indenture No. 25, dated as of June 20, 2024, to Exhibit 4.4x
10.1Term Loan Agreement dated as of June 24, 2024 among CenterPoint Energy Houston Electric, LLC as borrower, Mizuho Bank, Ltd., as administrative agent, and the banks party theretoCenterPoint Energy’s Form 8-K dated June 24, 20241-3144710.1xx
†31.1.1Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wellsx
†31.1.2Rule 13a-14(a)/15d-14(a) Certification of Darin M. Carrollx
†31.1.3Rule 13a-14(a)/15d-14(a) Certification of Richard C. Legerx
†31.2.1Rule 13a-14(a)/15d-14(a) Certification of Christopher A. Fosterx

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Exhibit NumberDescriptionReport or Registration StatementSEC File or Registration NumberExhibit ReferenceCenterPoint EnergyHouston ElectricCERC
†31.2.2Rule 13a-14(a)/15d-14(a) Certification of Christopher A. Fosterx
†31.2.3Rule 13a-14(a)/15d-14(a) Certification of Christopher A. Fosterx
†32.1.1Section 1350 Certification of Jason P. Wellsx
†32.1.2Section 1350 Certification of Darin M. Carrollx
†32.1.3Section 1350 Certification of Richard C. Legerx
†32.2.1Section 1350 Certification of Christopher A. Fosterx
†32.2.2Section 1350 Certification of Christopher A. Fosterx
†32.2.3Section 1350 Certification of Christopher A. Fosterx
†101.INSInline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL documentxxx
†101.SCHInline XBRL Taxonomy Extension Schema Documentxxx
†101.CALInline XBRL Taxonomy Extension Calculation Linkbase Documentxxx
†101.DEFInline XBRL Taxonomy Extension Definition Linkbase Documentxxx
†101.LABInline XBRL Taxonomy Extension Labels Linkbase Documentxxx
†101.PREInline XBRL Taxonomy Extension Presentation Linkbase Documentxxx
†104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)xxx
*Schedules to this agreement have been omitted pursuant to Items 601(a)(5) and 601(b)(2) of Regulation S-K. A copy of any omitted schedules will be furnished supplementally to the SEC upon request; provided, however, that the parties may request confidential treatment pursuant to Rule 24b-2 of the Exchange Act for any document so furnished.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

CENTERPOINT ENERGY, INC.
CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC
CENTERPOINT ENERGY RESOURCES CORP.
By:/s/ Kristie L. Colvin
Kristie L. Colvin
Senior Vice President and Chief Accounting Officer
(Duly Authorized Officer and Principal Accounting Officer)

Date: July 30, 2024

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