Item 6. Exhibits
8K characters. Original on sec.gov ·
Item 6. Exhibits
An index to exhibits has been filed as part of this Report and is incorporated herein by reference.
| 133 | Capital One Financial Corporation (COF) |
EXHIBIT INDEX
| Exhibit No. | Description | |||||||
| 3.1 | Restated Certificate of Incorporation of Capital One Financial Corporation (as restated July 26, 2023) (incorporated by reference to Exhibit 3.1 of the Quarterly Report on Form 10-Q, filed on July 27, 2023). | |||||||
| 3.2 | Amended and Restated Bylaws of Capital One Financial Corporation, dated September 23, 2021 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed on September 29, 2021). | |||||||
| 4.1 | Pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K, copies of instruments defining the rights of holders of long-term debt are not filed. The Company agrees to furnish a copy thereof to the SEC upon request. | |||||||
| 31.1* | Certification of Richard D. Fairbank. | |||||||
| 31.2* | Certification of Andrew M. Young. | |||||||
| 32.1** | Certification of Richard D. Fairbank. | |||||||
| 32.2** | Certification of Andrew M. Young. | |||||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL Document. | |||||||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document. | |||||||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | |||||||
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document. | |||||||
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document. | |||||||
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | |||||||
| 104 | The cover page of Capital One Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline XBRL (included within the Exhibit 101 attachments). |
| * | Indicates a document being filed with this Form 10-Q. | ||||||||||||||||
| ** | Indicates a document being furnished with this Form 10-Q. Information in this Form 10-Q furnished herewith shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. Such exhibit shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934. |
| 134 | Capital One Financial Corporation (COF) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||
| Date: November 2, 2023 | By: | /s/ ANDREW M. YOUNG | ||||||||||||
| Andrew M. Young | ||||||||||||||
| Chief Financial Officer |
| 135 | Capital One Financial Corporation (COF) |
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