(a) Financial Statements
The following financial statements are filed as a part of this report:
Report of KPMG LLP, Independent Registered Public Accounting Firm
Consolidated Financial Statements:
Statements of Income for the years ended October 31, 2025, 2024 and 2023
Statements of Comprehensive Income for the years ended October 31, 2025, 2024 and 2023
Balance Sheets as of October 31, 2025, and 2024
Statements of Stockholders' Equity for the years ended October 31, 2025, 2024 and 2023
Statements of Cash Flows for the years ended October 31, 2025, 2024 and 2023
Notes to Consolidated Financial Statements.
(b) Exhibits.
The exhibits listed on the accompanying Exhibit Index are filed as part of this report.
All other schedules which are included in the applicable accounting regulations of the Securities and Exchange Commission are not required here because they are not applicable.
THE COOPER COMPANIES, INC. AND SUBSIDIARIES
EXHIBIT INDEX
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| | | | | | Incorporated by Reference | | | | | | | | |
| Exhibit Number | | | Description of Document | | | Form | | | Exhibit | | | Filing Date/ Period End Date | | |
| 3.1 | | | Second Restated Certificate of Incorporation | | | 8-K | | | 3.1 | | | 1/13/2006 | | |
| 3.2 | | | Amendment to Second Restated Certificate of Incorporation | | | 10-Q | | | 3.1 | | | 3/1/2024 | | |
| 3.3 | | | Amended and Restated By-Laws, The Cooper Companies, Inc, dated October 22, 2024 | | | 8-K | | | 3.1 | | | 10/25/2024 | | |
| 3.4 | | | Amendment to Second Restated Certificate of Incorporation | | | 10-Q | | | 3.1 | | | 5/30/2025 | | |
| 4.1 | | | Description of Securities of The Cooper Companies, Inc. Registered under Section 12 of the Exchange Act | | | 8-A | | | | | | 9/25/2023 | | |
| 10.1# | | | The Cooper Companies, Inc. Change in Control Severance Plan, dated May 21, 2007 | | | 10-Q | | | 10.1 | | | 7/31/2007 | | |
| 10.2# | | | Executive Employment Agreement by and between The Cooper Companies, Inc. and Albert G. White III, effective as of March 19, 2024 | | | 10-Q | | | 10.2 | | | 4/30/2024 | | |
| 10.3# | | | Executive Employment Agreement by and between The Cooper Companies, Inc. and Daniel G. McBride, effective as of March 19, 2024 | | | 10-Q | | | 10.3 | | | 4/30/2024 | | |
| 10.4# | | | Executive Employment Agreement by and between The Cooper Companies, Inc. and Brian G. Andrews, effective as of November 1, 2018 | | | 10-Q | | | 10.2 | | | 4/30/2019 | | |
| 10.5# | | | Executive Employment Agreement by and between The Cooper Companies, Inc. and Holly R. Sheffield, effective as of November 1, 2018 | | | 10-Q | | | 10.4 | | | 4/30/2019 | | |
| 10.6# | | | The Third Amended and Restated 2007 Long-Term Incentive Plan of The Cooper Companies, Inc. | | | 14A | | | A | | | 1/29/2016 | | |
| 10.7# | | | Form of Non-Qualified Stock Option Agreement Pursuant to the 2007 Long-Term Incentive Plan of The Cooper Companies, Inc. | | | 10-K | | | 10.32 | | | 10/31/2007 | | |
| 10.8# | | | Form of Deferred Stock Agreement Pursuant to the 2007 Long-Term Incentive Plan of The Cooper Companies, Inc. | | | 10-K | | | 10.34 | | | 10/31/2007 | | |
| 10.9# | | | Form of Long Term Performance Share Award Agreement Pursuant to the 2007 Long-Term Incentive Plan of The Cooper Companies, Inc. | | | 8-K | | | 10.1 | | | 2/13/2009 | | |
| 10.10# | | | The Cooper Companies, Inc.’s 2019 Employee Stock Purchase Plan | | | 14A | | | A | | | 2/1/2019 | | |
| 10.11# | | | The 2020 Long Term Incentive Plan for Non-Employee Directors of The Cooper Companies, Inc. | | | 14A | | | A | | | 2/4/2020 | | |
| 10.12# | | | Form of Restricted Stock Unit Agreement pursuant to the 2020 Long Term Incentive Plan for Non-Employee Directors of The Cooper Companies, Inc. | | | 10-K | | | 10.12 | | | 10/31/2024 | | |
| 10.13(a) | | | License Agreement dated as of November 19, 2007, by and among CIBA Vision AG, CIBA Vision Corporate and CooperVision, Inc. | | | 10-K | | | 10.41 | | | 10/31/2008 | | |
| 10.14(a) | | | Amendment No. 1 to the License Agreement dated as of November 19, 2007, by and among CIBA Vision AG, CIBA Vision Corporate and CooperVision, Inc. | | | 8-K | | | 99.1 | | | 12/21/2012 | | |
| 10.15 | | | Lease Contract dated as of November 6, 2003, by and between The Puerto Rico Industrial Development Company and Ocular Sciences Puerto Rico, Inc. | | | 8-K | | | 10.1 | | | 1/12/2005 | | |
| 10.16 | | | First Supplement and Amendment to Lease Contract dated as of December 30, 2003, by and between The Puerto Rico Industrial Development Company and Ocular Sciences Puerto Rico, Inc. | | | 8-K | | | 10.2 | | | 1/12/2005 | | |
| 10.17 | | | Assignment of Lease Agreement dated as of June 29, 2004, by and among Ocular Sciences Puerto Rico, Inc., Ocular Sciences Cayman Islands Corporation and The Puerto Rico Industrial Development Company | | | 8-K | | | 10.3 | | | 1/12/2005 | | |
| 10.18 | | | Revolving Credit and Term Loan Agreement, dated as of April 1, 2020, among the Company, CooperVision International Holding Company, LP, CooperSurgical Netherlands B.V., CooperVision Holding Kft., the lenders from time to time party thereto and KeyBank National Association, as administrative agent | | | 8-K | | | 10.1 | | | 4/2/2020 | | |
| 10.19 | | | Amendment No. 1 and Joinder, dated as of October 30, 2020, to Revolving Credit and Term Loan Agreement, dated as of April 1, 2020, among the Company, CooperVision International Holding Company, LP, CooperSurgical Netherlands B.V., CooperVision Holding Kft., the lenders from time to time party thereto and KeyBank National Association, as administrative agent | | | 10-K | | | 10.20 | | | 10/31/2020 | | |
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THE COOPER COMPANIES, INC. AND SUBSIDIARIES
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| | | | | | Incorporated by Reference | | | | | | | | |
| Exhibit Number | | | Description of Document | | | Form | | | Exhibit | | | Filing Date/ Period End Date | | |
| 10.20 | | | Term Loan Agreement, dated as of December 17, 2021, by and among The Cooper Companies, Inc., the lenders from time to time party thereto, and PNC Bank, National Association, as administrative agent. | | | 8-K | | | 10.1 | | | 12/17/2021 | | |
| 10.21 | | | Amendment No.2 and Joinder, dated as of December 17, 2021, to Revolving Credit and Term Loan Agreement, dated as of April 1, 2020, among the Company, CooperVision International Limited, CooperVision Holding Kft., CooperSurgical Holdings Limited, the lenders party thereto, and KeyBank, National Association, as administrative agent | | | 10-Q | | | 10.3 | | | 1/31/2022 | | |
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| 10.22 | | | Amendment No.1, dated as of February 1, 2023, to the Term Loan Agreement, dated as of December 17, 2021, by and among The Cooper Companies, Inc. and PNC Bank, National Association, as the administrative agent. | | | 10-Q | | | 10.1 | | | 1/31/2023 | | |
| 10.23 | | | Amendment No. 3, dated as of February 1, 2023, to the Revolving Credit and Term Loan Agreement, dated as of April 1, 2020, by and among the Company, CooperVision International Limited, and CooperSurgical Holdings Limited, the borrowers party thereto, and KeyBank National Association, as administrative agent. | | | 10-Q | | | 10.2 | | | 1/31/2023 | | |
| 10.24# | | | The Cooper Companies, Inc. 2023 Long-Term Incentive Plan | | | 14A | | | A | | | 1/30/2023 | | |
| 10.25# | | | Form of Stock Option Agreement for the 2023 Long-Term Incentive Plan | | | 10-Q | | | 10.2 | | | 4/30/2023 | | |
| 10.26# | | | Form of Restricted Stock Unit Agreement for the 2023 Long-Term Incentive Plan | | | 10-Q | | | 10.3 | | | 4/30/2023 | | |
| 10.27# | | | Form of Performance Stock Unit Agreement for the 2023 Long-Term Incentive Plan | | | 10-Q | | | 10.4 | | | 4/30/2023 | | |
| 10.28# | | | The Cooper Companies, Inc. 2017 Executive Incentive Plan | | | 14A | | | A | | | 1/27/2017 | | |
| 10.29# | | | The Cooper Companies, Inc. Compensation Recovery Policy | | | 10-K | | | 10.32 | | | 10/31/2023 | | |
| 10.30# | | | Executive Employment Agreement by and between The Cooper Companies, Inc. and Gerard Warner, effective as of March 19, 2024 | | | 10-Q | | | 10.1 | | | 4/30/2024 | | |
| 10.31 | | | Revolving Credit Agreement, dated as of May 1, 2024, among the Company, CooperVision International Limited, the lenders from time to time party thereto and PNC Bank National Association, as administrative agent | | | 8-K | | | 10.1 | | | 5/1/2024 | | |
| 10.32 | | | Amendment No. 2, dated as of May 1, 2024, to the Term Loan Agreement, dated as of December 17, 2021, by and among The Cooper Companies, Inc., the lenders party thereto, and PNC Bank, National Association, as the administrative agent. | | | 8-K | | | 10.2 | | | 5/1/2024 | | |
| 19.1 | | | Insider Trading Compliance Policy | | | | | | | | | | | |
| 21 | | | Subsidiaries | | | | | | | | | | | |
| 23 | | | Consent of Independent Registered Public Accounting Firm | | | | | | | | | | | |
| 31.1 | | | Certification of the Chief Executive Officer, pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 | | | | | | | | | | | |
| 31.2 | | | Certification of the Chief Financial Officer, pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 | | | | | | | | | | | |
| 32.1* | | | Certification of the Chief Executive Officer, pursuant to 18 U.S.C. Section 1350 | | | | | | | | | | | |
| 32.2* | | | Certification of the Chief Financial Officer, pursuant to 18 U.S.C. Section 1350 | | | | | | | | | | | |
| 101 | | | The following materials from the Company's Annual Report on Form 10-K for the year ended October 31, 2024, formatted in Inline XBRL (Extensible Business Reporting Language):(i) Consolidated Statements of Income for the years ended October 31, 2024, 2023 and 2022 (ii) Consolidated Statements of Comprehensive Income for the years ended October 31, 2024, 2023 and 2022 (iii) Consolidated Balance Sheets at October 31, 2024 and 2023, (iv) Consolidated Statements of Stockholders' Equity for the years ended October 31, 2024, 2023 and 2022 (v) Consolidated Statements of Cash Flows for the years ended October 31, 2024, 2023 and 2022, (vi) related notes to consolidated financial statements | | | | | | | | | | | |
| 104 | | | Cover Page Interactive Data File (embedded within the Inline XBRL document) | | | | | | | | | | | |
(a) The agreement received confidential treatment from the Securities and Exchange Commission with respect to certain portions of this exhibit. Omitted portions have been filed separately with the Commission.
Indicates management contract or compensatory plan.
THE COOPER COMPANIES, INC. AND SUBSIDIARIES
- The certifications attached as Exhibits 32.1 and 32.2 that accompany this Annual Report on Form 10-K are not deemed filed with the SEC and are not to be incorporated by reference into any filing of The Cooper Companies, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Form 10-K, irrespective of any general incorporation language contained in such filing.
THE COOPER COMPANIES, INC. AND SUBSIDIARIES
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