Item 15. Exhibits, Financial Statement Schedules

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Item 15. Exhibits, Financial Statement Schedules

(a)Documents filed as part of this report are as follows:
1.Financial Statements:

See the listing of Financial Statements included as a part of this Form 10-K in Item 8 of Part II.

2.Financial Statement Schedules:

All schedules have been omitted because the required information is not present or is not present in amounts sufficient to require submission of the schedule, or because the information required is included in the consolidated financial statements, including the notes thereto.

(b)Exhibits: The required exhibits are filed as part of this Annual Report on Form 10-K or are incorporated herein by reference.
Incorporated by Reference
Exhibit NumberExhibit DescriptionFiled HerewithFormPeriod EndingFiling Date
3.1Articles of Incorporation as amended of Costco Wholesale Corporation10-Q2/15/20153/11/2015
3.2Bylaws as amended of Costco Wholesale Corporation8-K9/30/2016
4.1Form of 2.150% Senior Notes due May 18, 20218-K5/16/2017
4.2Form of 2.300% Senior Notes due May 18, 20228-K5/16/2017
4.3Form of 2.750% Senior Notes due May 18, 20248-K5/16/2017
4.4Form of 3.000% Senior Notes due May 18, 20278-K5/16/2017
Incorporated by Reference
Exhibit NumberExhibit DescriptionFiled HerewithFormPeriod EndingFiling Date
10.1*Costco Wholesale Executive Health Plan10-K9/2/201210/19/2012
10.1.2*Fifth Restated 2002 Stock Incentive Plan10-Q2/14/20103/17/2010
10.1.3*Sixth Restated 2002 Stock Incentive Plan8-K1/31/2012
10.1.4*Seventh Restated 2002 Stock Incentive PlanDEF 14A12/19/2014
10.1.5*Seventh Restated 2002 Stock Incentive Plan Restricted Stock Unit Award Agreement-U.S. Employee10-Q11/22/201512/17/2015
10.1.6*Seventh Restated 2002 Stock Incentive Plan Restricted Stock Unit Award Agreement-Non-U.S. Employee10-Q11/22/201512/17/2015
10.1.7*Seventh Restated 2002 Stock Incentive Plan Restricted Stock Unit Award Agreement-Non-Executive Director10-Q11/22/201512/17/2015
10.1.8*Seventh Restated 2002 Stock Incentive Plan Letter Agreement for 2016 Performance-Based Restricted Stock Units-Executive10-Q11/22/201512/17/2015
10.1.9*Amendment to Executive Employment Agreement, dated July 21, 2016, between W. Craig Jelinek and Costco Wholesale Corporation10-K8/28/201610/12/2016
10.1.10*Executive Employment Agreement, dated August 31, 2015, between Costco Wholesale Corporation and W. Craig Jelinek10-K8/30/201510/14/2015
10.1.11*Executive Employment Agreement, effective January 1, 2017, between W. Craig Jelinek and Costco Wholesale Corporation10-Q11/20/201612/16/2016
10.2*Form of Indemnification Agreement14A12/13/1999
10.4*Deferred Compensation Plan10-K9/1/201310/16/2013
10.5**Citibank, N.A. Co-Branded Credit Card Agreement10-Q/A5/10/20158/31/2015
10.5.1**First Amendment to Citi, N.A. Co-Branded Credit Card Agreement10-Q11/22/201512/17/2015
Incorporated by Reference
Exhibit NumberExhibit DescriptionFiled HerewithFormPeriod EndingFiling Date
10.5.2**Second Amendment to Citi, N.A. Co-Branded Credit Card Agreement10-Q2/14/20163/9/2016
10.5.3**Third Amendment to Citi, N.A. Co-Branded Credit Card Agreement10-K8/28/201610/12/2016
10.7*Fiscal 2017 Executive Bonus Plan8-K11/3/2016
21.1Subsidiaries of the Companyx
23.1Consent of Independent Registered Public Accounting Firmx
31.1Rule 13a – 14(a) Certificationsx
32.1Section 1350 Certificationsx
101.INSXBRL Instance Documentx
101.SCHXBRL Taxonomy Extension Schema Documentx
101.CALXBRL Taxonomy Extension Calculation Linkbase Documentx
101.DEFXBRL Taxonomy Extension Definition Linkbase Documentx
101.LABXBRL Taxonomy Extension Label Linkbase Documentx
101.PREXBRL Taxonomy Extension Presentation Linkbase Documentx
  • Management contract, compensatory plan or arrangement.

** Portions of this exhibit have been omitted under a confidential treatment order issued by the Securities and Exchange Commission.

(c)Financial Statement Schedules—None.

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