Item 6. EXHIBITS


Exhibit Number						Description

2.1						Separation and Distribution Agreement by and among DuPont Inc., Dow Inc. and Corteva, Inc. (incorporated by reference to Exhibit No. 2.1 to Amendment 3 to Corteva’s Registration Statement on Form 10 (Commission file number 001-38710), filed on April 16, 2019).

3.1						Amended and Restated Certificate of Incorporation of Corteva, Inc. (incorporated by reference to Exhibit No. 3.1 to Corteva’s Current Report on Form 8-K (Commission file number 001-38710), filed on June 3, 2019).

3.2						Amended and Restated Bylaws of Corteva, Inc. (incorporated by reference to Exhibit No. 3.1 to Corteva’s Current Report on Form 8-K (Commission file number 001-38710), filed on October 10, 2019).

3.3						Amended and Restated Certificate of Incorporation of E.I. du Pont de Nemours and Company (incorporated by reference to Exhibit 3.1 to E.I. du Pont de Nemours and Company’s Current Report on Form 8-K (Commission file number 1-815) dated September 1, 2017).

3.4						Amended and Restated Bylaws of E.I. du Pont de Nemours and Company (incorporated by reference to Exhibit 3.2 to E.I. du Pont de Nemours and Company's Current Report on Form 8-K (Commission file number 1-815) dated September 1, 2017).

4						Corteva agrees to provide the Commission, on request, copies of instruments defining the rights of holders of long-term debt of Corteva and its subsidiaries.





31.1						Rule 13a-14(a)/15d-14(a) Certification of the company’s and EID’s Principal Executive Officer.

31.2						Rule 13a-14(a)/15d-14(a) Certification of the company’s and EID’s Principal Financial Officer.

32.1						Section 1350 Certification of the company’s and EID’s Principal Executive Officer. The information contained in this Exhibit shall not be deemed filed with the Securities and Exchange Commission nor incorporated by reference in any registration statement filed by the registrant under the Securities Act of 1933, as amended.

32.2						Section 1350 Certification of the company’s and EID’s Principal Financial Officer. The information contained in this Exhibit shall not be deemed filed with the Securities and Exchange Commission nor incorporated by reference in any registration statement filed by the registrant under the Securities Act of 1933, as amended.

101.INS						XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.

101.SCH						Inline XBRL Taxonomy Extension Schema Document

101.CAL						Inline XBRL Taxonomy Extension Calculation Linkbase Document

101.DEF						Inline XBRL Taxonomy Extension Definition Linkbase Document

101.LAB						Inline XBRL Taxonomy Extension Label Linkbase Document

101.PRE						Inline XBRL Taxonomy Extension Presentation Linkbase Document

104						Cover Page Interactive Data File – The Cover Page XBRL tags are embedded within the Inline XBRL document (included in Exhibit 101.INS)

SIGNATURE

Corteva, Inc.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


			CORTEVA, INC.
			(Registrant)

			Date:			November 4, 2021


			By:			/s/ Brian Titus

						Brian Titus
						Vice President, Controller
						(Principal Accounting Officer)

E. I. du Pont de Nemours and Company

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


			E. I. du Pont de Nemours and Company
			(Registrant)

			Date:			November 4, 2021


			By:			/s/ Brian Titus

						Brian Titus
						Vice President, Controller
						(Principal Accounting Officer)

CONSOLIDATED FINANCIAL STATEMENTS OF E. I. DU PONT DE NEMOURS AND COMPANY

E. I. du Pont de Nemours and Company

Consolidated Statements of Operations (Unaudited)


	Three Months Ended September 30,				Nine Months Ended September 30,
(In millions, except per share amounts)	2021		2020		2021		2020
Net sales	$	2,371	$	1,863	$	12,176	$	11,010
Cost of goods sold	1,558		1,297		6,988		6,395
Research and development expense	297		284		871		837
Selling, general and administrative expenses	672		597		2,403		2,319
Amortization of intangibles	180		162		543		501
Restructuring and asset related charges - net	26		49		261		298
Other income - net	378		30		1,013		120
Interest expense	19		30		61		117
(Loss) income from continuing operations before income taxes	(3)		(526)		2,062		663
(Benefit from) Provision for income taxes on continuing operations	(30)		(122)		425		68
Income (loss) from continuing operations after income taxes	27		(404)		1,637		595
(Loss) income from discontinued operations after income taxes	(4)		—		(59)		1
Net income (loss)	23		(404)		1,578		596
Net (loss) income attributable to noncontrolling interests	(1)		—		—		11
Net income (loss) attributable to E. I. du Pont de Nemours and Company	$	24	$	(404)	$	1,578	$	585

See Notes to the Interim Consolidated Financial Statements beginning on page 77.

E. I. du Pont de Nemours and Company

Consolidated Statements of Comprehensive (Loss) Income (Unaudited)


	Three Months Ended September 30,				Nine Months Ended September 30,
(In millions)	2021		2020		2021		2020
Net income (loss)	$	23	$	(404)	$	1,578	$	596
Other comprehensive (loss) income - net of tax:
Cumulative translation adjustments	(264)		68		(424)		(507)
Adjustments to pension benefit plans	10		—		26		(6)
Adjustments to other benefit plans	(157)		1		(474)		3
Unrealized gain on investments	—		—		10		—
Derivative instruments	11		(20)		107		(16)
Total other comprehensive (loss) income	(400)		49		(755)		(526)
Comprehensive (loss) income	(377)		(355)		823		70
Comprehensive (loss) income attributable to noncontrolling interests - net of tax	(1)		—		—		11
Comprehensive (loss) income attributable to E. I. du Pont de Nemours and Company	$	(376)	$	(355)	$	823	$	59

See Notes to the Interim Consolidated Financial Statements beginning on page 77.

E. I. du Pont de Nemours and Company

Consolidated Balance Sheets (Unaudited)


(In millions, except share amounts)	September 30, 2021		December 31, 2020		September 30, 2020
Assets
Current assets
Cash and cash equivalents	$	2,779	$	3,526	$	2,768
Marketable securities	103		269		152
Accounts and notes receivable - net	5,818		4,926		5,627
Inventories	4,417		4,882		4,374
Other current assets	1,029		1,165		1,167

Total current assets	14,146		14,768		14,088
Investment in nonconsolidated affiliates	67		66		62
Property, plant and equipment	8,270		8,253		7,985
Less: Accumulated depreciation	3,960		3,857		3,712
Net property, plant and equipment	4,310		4,396		4,273
Goodwill	10,130		10,269		10,110
Other intangible assets	10,225		10,747		10,914
Deferred income taxes	448		464		289
Other assets	1,796		1,939		1,954

Total Assets	$	41,122	$	42,649	$	41,690
Liabilities and Equity
Current liabilities
Short-term borrowings and finance lease obligations	$	1,372	$	3	$	2,142
Accounts payable	3,512		3,615		2,994
Income taxes payable	95		123		168
Deferred revenue	692		2,662		402
Accrued and other current liabilities	2,147		2,148		2,050

Total current liabilities	7,818		8,551		7,756
Long-term debt	1,101		1,102		1,102
Long-term debt - Related party	2,443		3,459		3,712
Other Noncurrent Liabilities
Deferred income tax liabilities	930		893		740
Pension and other post employment benefits - noncurrent	4,583		5,176		5,904
Other noncurrent obligations	1,724		1,867		1,864

Total noncurrent liabilities	10,781		12,497		13,322
Commitments and contingent liabilities
Stockholders’ equity
Preferred stock, without par value – cumulative; 23,000,000 shares authorized; issued at September 30, 2021, December 31, 2020, and September 30, 2020:
$4.50 Series – 1,673,000 shares (callable at $120)	169		169		169
$3.50 Series – 700,000 shares (callable at $102)	70		70		70
Common stock, $0.30 par value; 1,800,000,000 shares authorized; 200 issued at September 30, 2021, December 31, 2020, and September 30, 2020	—		—		—
Additional paid-in capital	24,158		24,049		23,995

Retained earnings	1,771		203		173
Accumulated other comprehensive loss	(3,645)		(2,890)		(3,796)
Total E. I. du Pont de Nemours and Company stockholders’ equity	22,523		21,601		20,611
Noncontrolling interests	—		—		1
Total equity	22,523		21,601		20,612
Total Liabilities and Equity	$	41,122	$	42,649	$	41,690

See Notes to the Interim Consolidated Financial Statements beginning on page 77.

E. I. du Pont de Nemours and Company

Consolidated Statements of Cash Flows (Unaudited)


	Nine Months Ended September 30,
(In millions)	2021		2020
Operating activities
Net income	$	1,578	$	596
Adjustments to reconcile net income to cash used for operating activities:
Depreciation and amortization	926		868
Provision for (benefit from) deferred income tax	151		(153)
Net periodic pension and OPEB benefit, net	(959)		(255)
Pension and OPEB contributions	(202)		(222)
Net (gain) loss on sales of property, businesses, consolidated companies, and investments	(1)		29
Restructuring and asset related charges - net	261		298
Other net loss	117		240
Changes in assets and liabilities, net
Accounts and notes receivable	(1,116)		(619)
Inventories	375		481
Accounts payable	(41)		(629)
Deferred revenue	(1,945)		(2,169)
Other assets and liabilities	18		252
Cash used for operating activities	(838)		(1,283)
Investing activities
Capital expenditures	(413)		(301)
Proceeds from sales of property, businesses, and consolidated companies - net of cash divested	53		22
Investments in and loans to nonconsolidated affiliates	(3)		(1)
Purchases of investments	(147)		(656)
Proceeds from sales and maturities of investments	310		498
Other investing activities - net	(1)		(7)
Cash used for investing activities	(201)		(445)
Financing activities
Net change in borrowings (less than 90 days)	949		1,582
Proceeds from related party debt	31		67
Payments on related party debt	(1,047)		(376)
Proceeds from debt	419		2,434
Payments on debt	(1)		(879)
Proceeds from exercise of stock options	71		19
Payment for acquisition of subsidiary's interest from the non-controlling interest	—		(60)

Other financing activities	(38)		(46)
Cash provided by financing activities	384		2,741
Effect of exchange rate changes on cash, cash equivalents and restricted cash equivalents	(78)		(64)
(Decrease) / increase in cash, cash equivalents and restricted cash equivalents	(733)		949
Cash, cash equivalents and restricted cash equivalents at beginning of period	3,873		2,173
Cash, cash equivalents and restricted cash equivalents at end of period	$	3,140	$	3,122

See Notes to the Interim Consolidated Financial Statements beginning on page 77.

E. I. du Pont de Nemours and Company

Consolidated Statements of Equity (Unaudited)


(In millions)	Preferred Stock		Common Stock		Additional Paid-in Capital "APIC"		(Accumulated Deficit) Retained Earnings		Accum. Other Comp (Loss) Income		Non-controlling Interests		Total Equity
2020
Balance at January 1, 2020	$	239	$	—	$	23,958	$	(406)	$	(3,270)	$	7	$	20,528
Net income							250				8		258
Other comprehensive loss									(663)				(663)
Preferred dividends ($4.50 Series - $1.125 per share, $3.50 Series - $0.875 per share)					(2)								(2)
Issuance of Corteva stock					14								14
Share-based compensation					2								2
Other - net					32		(2)						30
Balance at March 31, 2020	$	239	$	—	$	24,004	$	(158)	$	(3,933)	$	15	$	20,167
Net income							739				3		742
Other comprehensive loss									88				88
Preferred dividends ($4.50 Series - $1.125 per share, $3.50 Series - $0.875 per share)							(3)						(3)

Issuance of Corteva stock					3								3
Share-based compensation					19								19
Acquisition of a noncontrolling interest in consolidated subsidiaries					(37)						(15)		(52)

Other - net					(8)		2				(2)		(8)
Balance at June 30, 2020	$	239	$	—	$	23,981	$	580	$	(3,845)	$	1	$	20,956
Net loss							(404)						(404)
Other comprehensive income									49				49
Preferred dividends ($4.50 Series - $1.125 per share, $3.50 Series - $0.875 per share)							(2)						(2)
Issuance of Corteva Stock					2								2
Share-based compensation					16		(1)						15
Other - net					(4)								(4)
Balance at September 30, 2020	$	239	$	—	$	23,995	$	173	$	(3,796)	$	1	$	20,612


(In millions)	Preferred Stock		Common Stock		Additional Paid-in Capital "APIC"		Retained Earnings (Accumulated Deficit)		Accum. Other Comp (Loss) Income		Non-controlling Interests		Total Equity
2021
Balance at January 1, 2021	$	239	$	—	$	24,049	$	203	$	(2,890)	$	—	$	21,601
Net income							591				1		592
Other comprehensive loss									(477)				(477)
Preferred dividends ($4.50 Series - $1.125 per share, $3.50 Series - $0.875 per share)							(2)						(2)


Issuance of Corteva stock					38								38



Other - net					(4)								(4)
Balance at March 31, 2021	$	239	$	—	$	24,083	$	792	$	(3,367)	$	1	$	21,748
Net income							963						963
Other comprehensive income									122				122
Preferred dividends ($4.50 Series - $1.125 per share, $3.50 Series - $0.875 per share)							(3)						(3)


Issuance of Corteva stock					28								28
Share-based compensation					23		(1)						22



Other - net					(3)		1						(2)
Balance at June 30, 2021	$	239	$	—	$	24,131	$	1,752	$	(3,245)	$	1	$	22,878
Net income (loss)							24				(1)		23
Other comprehensive loss									(400)				(400)
Preferred dividends ($4.50 Series - $1.125 per share, $3.50 Series - $0.875 per share)							(2)						(2)
Issuance of Corteva stock					5								5
Share-based compensation					26		(1)						25
Other - net					(4)		(2)						(6)
Balance at September 30, 2021	$	239	$	—	$	24,158	$	1,771	$	(3,645)	$	—	$	22,523

See Notes to the Interim Consolidated Financial Statements beginning on page 77.

NOTES TO THE INTERIM CONSOLIDATED FINANCIAL STATEMENTS (UNAUDITED)


			E. I. du Pont de Nemours and Company
			Notes to the Consolidated Financial Statements (Unaudited)

Table of Contents


Note		Page
1	Basis of Presentation	78
2	Related Party Transactions	79
3	Segment Information	79

NOTES TO THE INTERIM CONSOLIDATED FINANCIAL STATEMENTS (UNAUDITED)

NOTE 1 - BASIS OF PRESENTATION

As a result of the Business Realignment and the Internal Reorganization, Corteva, Inc. owns 100% of the outstanding common stock of EID. EID is a subsidiary of Corteva, Inc. and continues to be a reporting company, subject to the requirements of the Exchange Act. The primary differences between Corteva, Inc. and EID are outlined below:

Preferred Stock - EID has preferred stock outstanding to third parties which is accounted for as a non-controlling interest at the Corteva, Inc. level. Each share of EID Preferred Stock - $4.50 Series and EID Preferred Stock - $3.50 Series issued and outstanding at the effective date of the Corteva Distribution remains issued and outstanding as to EID and was unaffected by the Corteva Distribution.
Related Party Loan - EID engaged in a series of debt redemptions during the second quarter of 2019 that were partially funded through an intercompany loan from Corteva, Inc. This was eliminated in consolidation at the Corteva, Inc. level but remains on EID's consolidated financial statements at the standalone level (including the associated interest).
Capital Structure** - At September 30, 2021, Corteva, Inc.'s capital structure consists of 730,267,000 issued shares of common stock, par value $0.01 per share.

The accompanying footnotes relate to EID only, and not to Corteva, Inc., and are presented to show differences between EID and Corteva, Inc.

For the footnotes listed below, refer to the following Corteva, Inc. footnotes:

Note 1 - Summary of Significant Accounting Policies - refer to page 10 of the Corteva, Inc. interim Consolidated Financial Statements
Note 2 - Recent Accounting Guidance - refer to page 10 of the Corteva, Inc. interim Consolidated Financial Statements
Note 3 - Divestitures and Other Transactions - refer to page 10 of the Corteva, Inc. interim Consolidated Financial Statements
Note 4 - Revenue - refer to page 11 of the Corteva, Inc. interim Consolidated Financial Statements
Note 5 - Restructuring and Asset Related Charges - Net - refer to page 14 of the Corteva, Inc. interim Consolidated Financial Statements
Note 6 - Supplementary Information - refer to page 16 of the Corteva, Inc. interim Consolidated Financial Statements
Note 7 - Income Taxes - refer to page 18 of the Corteva, Inc. interim Consolidated Financial Statements
Note 8 - Earnings Per Share of Common Stock - Not applicable for EID
Note 9 - Accounts and Notes Receivable - Net - refer to page 20 of the Corteva, Inc. interim Consolidated Financial Statements
Note 10 - Inventories - refer to page 21 of the Corteva, Inc. interim Consolidated Financial Statements
Note 11 - Other Intangible Assets - refer to page 21 of the Corteva, Inc. interim Consolidated Financial Statements
Note 12 - Short-Term Borrowings, Long-Term Debt and Available Credit Facilities - refer to page 22 of the Corteva, Inc. interim Consolidated Financial Statements. In addition, EID has a related party loan payable to Corteva, Inc.; refer to EID Note 2 - Related Party Transactions, below
Note 13 - Commitments and Contingent Liabilities - refer to page 23 of the Corteva, Inc. interim Consolidated Financial Statements
Note 14 - Stockholders' Equity - refer to page 29 of the Corteva, Inc. interim Consolidated Financial Statements
Note 15 - Pension Plans and Other Post Employment Benefits - refer to page 32 of the Corteva, Inc. interim Consolidated Financial Statements
Note 16 - Financial Instruments - refer to page 32 of the Corteva, Inc. interim Consolidated Financial Statements
Note 17 - Fair Value Measurements - refer to page 38 of the Corteva, Inc. interim Consolidated Financial Statements
Note 18 - Segment Information - Differences exist between Corteva, Inc. and EID; refer to EID Note 3 - Segment Information, below

NOTES TO THE INTERIM CONSOLIDATED FINANCIAL STATEMENTS (UNAUDITED)

NOTE 2 - RELATED PARTY TRANSACTIONS

Transactions with Corteva

In the second quarter of 2019, EID entered into a related party revolving loan from Corteva, Inc., with a maturity date in 2024. As of September 30, 2021, December 31, 2020, and September 30, 2020, the outstanding related party loan balance was $2,443 million, $3,459 million, and $3,712 million respectively (which approximates fair value), with interest rates of 1.52%, 1.62%, and 1.80%, respectively, and is reflected as long-term debt - related party in EID's interim Consolidated Balance Sheets. Additionally, EID has incurred tax deductible interest expense of $11 million and $39 million for the three and nine months ended September 30, 2021, respectively, and $19 million and $82 million for the three and nine months ended September 30, 2020, respectively, associated with the related party loan from Corteva, Inc.

As of September 30, 2021, EID had payables to Corteva, Inc., of $61 million and $90 million included in accrued and other current liabilities and other noncurrent obligations, respectively, $92 million at December 31, 2020 included in both accrued and other current liabilities and other noncurrent obligations, respectively, and $110 million and $84 million at September 30, 2020, included in accrued and other current liabilities and other noncurrent obligations, respectively, in the interim Consolidated Balance Sheets related to Corteva's indemnification liabilities to Dow and DuPont per the Separation Agreements (refer to page 10 of the Corteva, Inc. interim Consolidated Financial Statements for further details of the Separation Agreements).

NOTE 3 - SEGMENT INFORMATION

There are no differences in reporting structure or segments between Corteva, Inc. and EID. In addition, there are no differences between Corteva, Inc. and EID segment net sales, segment operating EBITDA, segment assets, or significant items by segment; refer to page 39 of the Corteva, Inc. interim Consolidated Financial Statements for background information on the segments as well as further details regarding segment metrics. The tables below reconcile income from continuing operations after income taxes to segment operating EBITDA, as differences exist between Corteva, Inc. and EID.

Reconciliation to interim Consolidated Financial Statements


Income (loss) from continuing operations after income taxes to segment operating EBITDA (In millions)	Three Months Ended September 30,				Nine Months Ended September 30,
2021	2020		2021		2020
Income (loss) from continuing operations after income taxes	$	27	$	(404)	$	1,637	$	595
(Benefit from) provision for income taxes on continuing operations	(30)		(122)		425		68
Income (loss) from continuing operations before income taxes	(3)		(526)		2,062		663
Depreciation and amortization	309		285		926		868
Interest income	(19)		(11)		(58)		(38)
Interest expense	19		30		61		117
Exchange (gains) losses - net	(2)		67		47		127
Non-operating benefits - net	(315)		(73)		(941)		(237)

Mark-to-market (gains) losses on certain foreign currency contracts not designated as hedges1	(19)				3
Significant items	(21)		49		214		351

Corporate expenses	40		27		106		81
Segment operating EBITDA	$	(11)	$	(152)	$	2,420	$	1,932

1.Effective January 1, 2021, on a prospective basis, the company excludes net unrealized gain or loss from mark-to-market activity for certain foreign currency derivative instruments that do not qualify for hedge accounting. For the three and six months ended September 30, 2020, the unrealized mark-to-market (loss) gain was $(8) million and $19 million, respectively.

Previous: Item 5. OTHER INFORMATION