A Dark Vector Cognition product

Item 5. Other Information

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Item 5. Other Information

Director and Officer Trading Plans and Arrangements

Our directors and officers may enter into trading plans or other arrangements with financial institutions to purchase or sell shares of our common stock, which plans or arrangements are intended to comply with the affirmative defense provisions of Rule 10b5-1 of the Exchange Act or which may represent a non-Rule 10b5-1 trading arrangement as defined under Item 408(a) of Regulation S-K. During the three months ended September 30, 2023, no non-Rule 10b5-1 trading arrangements were adopted, modified, or terminated by our directors and officers. Set forth below is a summary of the adoption, modification, and termination activity of our directors and officers in respect of their Rule 10b5-1 trading plans during the three months ended September 30, 2023:

Name & TitleAdoption DateTermination DateContract End DateAggregate Shares Covered (in ones)
Dave Powers, Chief Executive Officer, President, and DirectorSeptember 8, 2023*April 22, 202435,957
Stefano Caroti, Chief Commercial OfficerSeptember 6, 2023*August 25, 202414,725

*Not applicable.

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