Item 15. Exhibits and Financial Statement Schedules
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Item 15. Exhibits and Financial Statement Schedules
(1)Financial Statements and Schedules
See Index to Financial Statements and Supplemental Data on page 63.
(2)Exhibits
The documents set forth below are filed herewith or incorporated herein by reference to the location indicated.
| Exhibit | Location | |||||||||||||
| 3.1 | Restated Certificate of Incorporation of The Walt Disney Company, effective as of March 19, 2019 | Exhibit 3.1 to the Current Report on Form 8-K of the Company filed March 20, 2019 | ||||||||||||
| 3.2 | Certificate of Amendment to the Restated Certificate of Incorporation of The Walt Disney Company, effective as of March 20, 2019 | Exhibit 3.2 to the Current Report on Form 8-K of the Company filed March 20, 2019 | ||||||||||||
| 3.3 | Amended and Restated Bylaws of The Walt Disney Company, effective as of March 20, 2019 | Exhibit 3.3 to the Current Report on Form 8-K of the Company filed March 20, 2019 | ||||||||||||
| 3.4 | Amended and Restated Certificate of Incorporation of TWDC Enterprises 18 Corp., effective as of March 20, 2019 | Exhibit 3.1 to the Current Report on Form 8-K of Legacy Disney filed March 20, 2019 | ||||||||||||
| 3.5 | Amended and Restated Bylaws of TWDC Enterprises 18 Corp., effective as of March 20, 2019 | Exhibit 3.2 to the Current Report on Form 8-K of Legacy Disney filed March 20, 2019 | ||||||||||||
| 3.6 | Certificate of Elimination of Series B Convertible Preferred Stock of The Walt Disney Company, as filed with the Secretary of State of the State of Delaware on November 28, 2018 | Exhibit 3.1 to the Current Report on Form 8-K of Legacy Disney filed November 30, 2018 | ||||||||||||
| 4.1 | Senior Debt Securities Indenture, dated as of September 24, 2001, between TWDC Enterprises 18 Corp. and Wells Fargo Bank, N.A., as Trustee | Exhibit 4.1 to the Current Report on Form 8-K of Legacy Disney filed September 24, 2001 | ||||||||||||
| 4.2 | First Supplemental Indenture, dated as of March 20, 2019, among The Walt Disney Company, TWDC Enterprises 18 Corp. and Wells Fargo Bank, N.A., as Trustee | Exhibit 4.1 to the Current Report on Form 8-K of Legacy Disney filed March 20, 2019 | ||||||||||||
| 4.3 | Indenture, dated as of March 20, 2019, by and among The Walt Disney Company, as issuer, and TWDC Enterprises 18 Corp., as guarantor, and Citibank, N.A., as trustee | Exhibit 4.1 to the Current Report on Form 8-K of the Company filed March 20, 2019 | ||||||||||||
| 4.4 | Other long-term borrowing instruments are omitted pursuant to Item 601(b)(4)(iii) of Regulation S-K. The Company undertakes to furnish copies of such instruments to the Commission upon request | |||||||||||||
| 4.5 | Description of Registrant’s Securities | Exhibit 4.6 to the Form 10-K of the Company for the fiscal year ended September 28, 2019 | ||||||||||||
| 10.1 | Employment Agreement dated as of February 24, 2020 between the Company and Robert Chapek † | Exhibit 10.2 to the Current Report on Form 8-K of the Company filed February 25, 2020 | ||||||||||||
| 10.2 | Amendment dated July 15, 2022 to the Employment Agreement dated February 24, 2020, between the Company and Robert Chapek † | Exhibit 10.1 to the Form 10-Q of the Company for the quarter ended July 2, 2022 | ||||||||||||
| 10.3 | Amended and Restated Employment Agreement, dated as of October 6, 2011, between the Company and Robert A. Iger † | Exhibit 10.1 to the Form 10-K of Legacy Disney for the fiscal year ended October 1, 2011 | ||||||||||||
| 10.4 | Amendment dated July 1, 2013 to Amended and Restated Employment Agreement, dated as of October 6, 2011, between the Company and Robert A. Iger † | Exhibit 10.1 to the Current Report on Form 8-K of Legacy Disney filed July 1, 2013 | ||||||||||||
| 10.5 | Amendment dated October 2, 2014 to Amended and Restated Employment Agreement, dated as of October 6, 2011, between the Company and Robert A. Iger † | Exhibit 10.1 to the Current Report on Form 8-K of Legacy Disney filed October 3, 2014 | ||||||||||||
| 10.6 | Amendment dated March 22, 2017 to Amended and Restated Employment Agreement, dated as of October 6, 2011, between the Company and Robert A. Iger † | Exhibit 10.1 to the Current Report on Form 8-K of Legacy Disney filed March 23, 2017 |
| Exhibit | Location | |||||||||||||
| 10.7 | Amendment dated December 13, 2017 to Amended and Restated Employment Agreement, dated as of October 6, 2011, between the Company and Robert A. Iger † | Exhibit 10.2 to the Current Report on Form 8-K of Legacy Disney filed December 14, 2017 | ||||||||||||
| 10.8 | Amendment to Amended and Restated Employment Agreement, Dated as of October 6, 2011, as amended, between the Company and Robert A. Iger, dated November 30, 2018 † | Exhibit 10.1 to the Current Report on Form 8-K of Legacy Disney filed December 3, 2018 | ||||||||||||
| 10.9 | Amendment to Amended and Restated Employment Agreement, Dated as of October 6, 2011, as amended, between the Company and Robert A. Iger, dated March 4, 2019 † | Exhibit 10.1 to the Current Report on Form 8-K of Legacy Disney filed March 4, 2019 | ||||||||||||
| 10.10 | Amendment to Amended and Restated Employment Agreement, Dated as of October 6, 2011 and as previously amended, between the Company and Robert A. Iger, dated February 24, 2020 † | Exhibit 10.1 to the Current Report on Form 8-K of the Company filed February 25, 2020 | ||||||||||||
| 10.11 | Employment Agreement dated as of July 1, 2015 between the Company and Christine M. McCarthy † | Exhibit 10.1 to the Current Report on Form 8-K of Legacy Disney filed June 30, 2015 | ||||||||||||
| 10.12 | Amendment dated August 15, 2017 to the Employment Agreement dated as of July 1, 2015 between the Company and Christine M. McCarthy † | Exhibit 10.4 to the Current Report on Form 8-K of Legacy Disney filed August 17, 2017 | ||||||||||||
| 10.13 | Amendment dated December 2, 2020 to Amended Employment Agreement dated as of July 1, 2015 between the Company and Christine M. McCarthy † | Exhibit 10.1 to the Current Report on Form 8-K of the Company filed December 7, 2020 | ||||||||||||
| 10.14 | Amendment dated December 21, 2021 to Amended Employment Agreement dated as of July 1, 2015 between the Company and Christine M. McCarthy † | Exhibit 10.1 to the Current Report on Form 8-K of the Company filed December 21, 2021 | ||||||||||||
| 10.15 | Assignment of Employment Agreement dated January 19, 2022 between the Company and Christine M. McCarthy † | Exhibit 10.3 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.16 | Employment Agreement, dated as of July 1, 2021 between the Company and Paul J. Richardson † | Exhibit 10.1 to the Form 10-Q of the Company for the quarter ended July 3, 2021 | ||||||||||||
| 10.17 | Employment Agreement, dated as of December 21, 2021 between the Company and Horacio E. Gutierrez † | Exhibit 10.4 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.18 | Assignment of Employment Agreement dated January 31, 2022 between the Company and Horacio E. Gutierrez † | Exhibit 10.5 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.19 | Amendment dated July 21, 2022 to the Employment Agreement dated December 21, 2021, between Disney Corporate Services Co., LLC and Horacio E. Gutierrez and to the Indemnification Agreement dated December 21, 2021, between the Company and Horacio E. Gutierrez † | Exhibit 10.2 to the Form 10-Q of the Company for the quarter ended July 2, 2022 | ||||||||||||
| 10.20 | Employment Agreement, dated as of January 24, 2022 between the Company and Geoffrey S. Morrell † | Exhibit 10.6 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.21 | Amended and Restated General Release, dated June 23, 2022, between the Company and Geoff Morrell † | Exhibit 10.5 to the Form 10-Q of the Company for the quarter ended July 2, 2022 | ||||||||||||
| 10.22 | Employment Agreement, dated June 29, 2022, between the Company and Kristina K. Schake † | Exhibit 10.3 to the Form 10-Q of the Company for the quarter ended July 2, 2022 | ||||||||||||
| 10.23 | Consulting Agreement between the Company and M. Jayne Parker † | Filed herewith | ||||||||||||
| 10.24 | Voluntary Non-Qualified Deferred Compensation Plan † | Exhibit 10.1 to the Current Report on Form 8-K of Legacy Disney filed December 23, 2014 | ||||||||||||
| 10.25 | Description of Directors Compensation | Exhibit 10.1 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.26 | Form of Indemnification Agreement for certain officers and directors † | Filed herewith | ||||||||||||
| Exhibit | Location | |||||||||||||
| 10.27 | Form of Assignment and Assumption of Indemnification Agreement for certain officers and directors † | Exhibit 10.1 to the Form 10-Q of the Company for the quarter ended June 29, 2019 | ||||||||||||
| 10.28 | 1995 Stock Option Plan for Non-Employee Directors | Exhibit 20 to the Form S-8 Registration Statement (No. 33-57811) of DEI, dated Feb. 23, 1995 | ||||||||||||
| 10.29 | Amended and Restated 2002 Executive Performance Plan † | Annex A to the Proxy Statement for the 2013 Annual Meeting of Legacy Disney | ||||||||||||
| 10.30 | Management Incentive Bonus Program † | The portions of the tables labeled “Performance-based Bonus” in the sections of the Proxy Statement for the 2022 annual meeting titled “Executive Compensation Program Structure - Objectives and Methods - Objectives and Key Features” and “Compensation Process” and the section of the Proxy Statement titled “Performance Goals” | ||||||||||||
| 10.31 | Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan | Annex II to the Proxy Statement for the 2003 annual meeting of Legacy Disney | ||||||||||||
| 10.32 | Amended and Restated The Walt Disney Company/Pixar 2004 Equity Incentive Plan † | Exhibit 10.1 to the Current Report on Form 8-K of Legacy Disney filed December 1, 2006 | ||||||||||||
| 10.33 | Amended and Restated 2011 Stock Incentive Plan † | Annex B to Proxy Statement of registrant filed January 17, 2020 | ||||||||||||
| 10.34 | Disney Key Employees Retirement Savings Plan † | Exhibit 10.1 to the Form 10-Q of Legacy Disney for the quarter ended July 2, 2011 | ||||||||||||
| 10.35 | Amendments dated April 30, 2015 to the Amended and Restated The Walt Disney Productions and Associated Companies Key Employees Deferred Compensation and Retirement Plan, Amended and Restated Benefit Equalization Plan of ABC, Inc. and Disney Key Employees Retirement Savings Plan † | Exhibit 10.3 to the Form 10-Q of Legacy Disney for the quarter ended March 28, 2015 | ||||||||||||
| 10.36 | Second Amendment to the Disney Key Employees Retirement Savings Plan † | Exhibit 10.33 to the Form 10-K of the Company for the fiscal year ended October 2, 2021 | ||||||||||||
| 10.37 | Third Amendment to the Disney Key Employees Retirement Savings Plan † | Exhibit 10.9 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.38 | Group Personal Excess Liability Insurance Plan † | Exhibit 10.8 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.39 | Form of Non-Qualified Stock Option Award Agreement † | Exhibit 10.2 to the Form 10-Q of the Company for the quarter ended January 2, 2021 | ||||||||||||
| 10.40 | Form of Non-Qualified Stock Option Award Agreement † | Exhibit 10.6 to the Form 10-Q of the Company for the quarter ended July 2, 2022 | ||||||||||||
| 10.41 | Form of Restricted Stock Unit Award Agreement (Time-Based Vesting) † | Exhibit 10.7 to the Form 10-Q of the Company for the quarter ended July 2, 2022 | ||||||||||||
| 10.42 | Form of Performance-Based Stock Unit Award Agreement (Section 162(m) Vesting Requirement) † | Exhibit 10.4 to the Form 10-Q of the Company for the quarter ended January 2, 2021 | ||||||||||||
| 10.43 | Form of Performance-Based Restricted Stock Unit Award Agreement (Three-Year Vesting subject to Total Shareholder Return/ROIC Tests) † | Exhibit 10.5 to the Form 10-Q of the Company for the quarter ended January 2, 2021 | ||||||||||||
| 10.44 | Form of Performance-Based Restricted Stock Unit Award Agreement (Three-Year Vesting subject to Total Shareholder Return/ROIC Tests) † | Filed herewith | ||||||||||||
| 10.45 | Form of Performance-Based Restricted Stock Unit Award Agreement (Three-Year Vesting subject to Total Shareholder Return/ROIC Tests/Section 162(m) Vesting Requirements) † | Exhibit 10.6 to the Form 10-Q of the Company for the quarter ended January 2, 2021 | ||||||||||||
| 10.46 | Form of Restricted Stock Unit Award Agreement (Time-Based Vesting) † | Exhibit 10.8 to the Form 10-Q of Legacy Disney for the quarter ended December 29, 2018 | ||||||||||||
| 10.47 | Form of Performance-Based Stock Unit Award Agreement (Section 162(m) Vesting Requirement) † | Exhibit 10.9 to the Form 10-Q of Legacy Disney for the quarter ended December 29, 2018 | ||||||||||||
| Exhibit | Location | |||||||||||||
| 10.48 | Form of Performance-Based Stock Unit Award Agreement (Three-Year Vesting subject to Total Shareholder Return/EPS Growth Tests/ Section 162(m) Vesting Requirement) † | Exhibit 10.11 to the Form 10-Q of Legacy Disney for the quarter ended December 29, 2018 | ||||||||||||
| 10.49 | Form of Performance-Based Stock Unit Award Agreement (Three-Year Vesting subject to Total Shareholder Return/EPS Growth Tests) † | Exhibit 10.10 to the Form 10-Q of Legacy Disney for the quarter ended December 29, 2018 | ||||||||||||
| 10.50 | Form of Non-Qualified Stock Option Award Agreement † | Exhibit 10.12 to the Form 10-Q of Legacy Disney for the quarter ended December 29, 2018 | ||||||||||||
| 10.51 | Performance-Based Stock Unit Award (Four-Year Vesting subject to Total Shareholder Return Test/Section 162(m) Vesting Requirements) for Robert A. Iger dated as of December 13, 2017 † | Exhibit 10.3 to the Form 10-Q of Legacy Disney for the quarter ended December 30, 2017 | ||||||||||||
| 10.52 | Performance-Based Stock Unit Award (Four-Year Vesting subject to Total Shareholder Return Test) as Amended and Restated November 30, 2018 by and between the Company and Robert A. Iger † | Exhibit 10.2 to the Current Report on Form 8-K of Legacy Disney filed December 3, 2018 | ||||||||||||
| 10.53 | Performance-Based Stock Unit Award (Section 162(m) Vesting Requirement) for Robert A. Iger dated as of December 13, 2017 † | Exhibit 10.4 to the Form 10-Q of Legacy Disney for the quarter ended December 30, 2017 | ||||||||||||
| 10.54 | Performance-Based Restricted Stock Unit Award Agreement (Three-Year Vesting subject to Total Shareholder Return/ROIC tests) for Robert A. Iger dated as of December 14, 2021 † | Exhibit 10.11 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.55 | Non-Qualified Stock Option Award Agreement for Robert A. Iger dated as of December 14, 2021 † | Exhibit 10.12 to the Form 10-Q of the Company for the quarter ended January 1, 2022 | ||||||||||||
| 10.56 | Form of Performance-Based Restricted Stock Unit Award Agreement (Three-Year Vesting subject to Total Shareholder Return/ROIC Tests) † | Exhibit 10.1 to the Form 10-Q of the Company for the quarter ended December 28, 2019 | ||||||||||||
| 10.57 | Form of Performance-Based Restricted Stock Unit Award Agreement (Three-Year Vesting subject to Total Shareholder Return/ROIC Tests) † | Filed herewith | ||||||||||||
| 10.58 | Form of Stock Option Awards Agreement † | Filed herewith | ||||||||||||
| 10.59 | Form of Stock Option Awards Agreement † | Filed herewith | ||||||||||||
| 10.60 | Form of Stock Option Awards Agreement † | Filed herewith | ||||||||||||
| 10.61 | Form of Stock Option Awards Agreement † | Filed herewith | ||||||||||||
| 10.62 | Form of Stock Option Awards Agreement † | Filed herewith | ||||||||||||
| 10.63 | Twenty-First Century Fox, Inc. 2013 Long-Term Incentive Plan † | Exhibit 10.1 to the Form 8-K of TFCF filed October 18, 2013 | ||||||||||||
| 10.64 | Five-Year Credit Agreement dated as of March 6, 2020 | Exhibit 10.2 to the Current Report on Form 8-K of the Company filed March 11, 2020 | ||||||||||||
| 10.65 | First Amendment dated as of March 4, 2022 to the Five-Year Credit Agreement dated as of March 6, 2020 | Exhibit 10.3 to the Current Report on Form 8-K of the Company filed March 9, 2022 | ||||||||||||
| 10.66 | Five-Year Credit Agreement dated as of March 4, 2022 | Exhibit 10.2 to the Current Report on Form 8-K of the Company filed March 9, 2022 | ||||||||||||
| 10.67 | 364-Day Credit Agreement dated as of March 4, 2022 | Exhibit 10.1 to the Current Report on Form 8-K of the Company filed March 9, 2022 | ||||||||||||
| 10.68 | Support Agreement, dated as of September 30, 2022, by and among Third Point LLC and certain of its affiliates and The Walt Disney Company | Exhibit 10.1 to the Current Report on Form 8-K of the Company filed September 30, 2022 | ||||||||||||
| 21 | Subsidiaries of the Company | Filed herewith | ||||||||||||
| 22 | List of Guarantor Subsidiaries | Filed herewith | ||||||||||||
| 23 | Consent of PricewaterhouseCoopers LLP | Filed herewith | ||||||||||||
| 31(a) | Rule 13a-14(a) Certification of Chief Executive Officer of the Company in accordance with Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith | ||||||||||||
| Exhibit | Location | |||||||||||||
| 31(b) | Rule 13a-14(a) Certification of Chief Financial Officer of the Company in accordance with Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith | ||||||||||||
| 32(a) | Section 1350 Certification of Chief Executive Officer of the Company in accordance with Section 906 of the Sarbanes-Oxley Act of 2002** | Furnished herewith | ||||||||||||
| 32(b) | Section 1350 Certification of Chief Financial Officer of the Company in accordance with Section 906 of the Sarbanes-Oxley Act of 2002** | Furnished herewith | ||||||||||||
| 101 | The following materials from the Company’s Annual Report on Form 10-K for the year ended October 1, 2022 formatted in Inline Extensible Business Reporting Language (iXBRL): (i) the Consolidated Statements of Operations, (ii) the Consolidated Statements of Comprehensive Income, (iii) the Consolidated Balance Sheets, (iv) the Consolidated Statements of Cash Flows, (v) the Consolidated Statements of Equity and (vi) related notes | Filed herewith | ||||||||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | Filed herewith |
| * | Certain schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule or exhibit will be furnished supplementally to the SEC upon request. | ||||
| ** | A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the SEC or its staff upon request. | ||||
| † | Management contract or compensatory plan or arrangement. |
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