Duke Energy 8-K 2026-05-07

Filed 2026-05-13. 1 sections, 8K characters. Original on sec.gov · Markdown · JSON

Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 7, 2026

Commission file numberExact Name of Registrant as Specified in its Charter, State or other Jurisdiction of Incorporation, Address of Principal Executive Offices, Zip Code, and Registrant’s Telephone Number, Including Area CodeIRS Employer Identification No.
1-32853DUKE ENERGY CORPORATION (a Delaware corporation) 525 South Tryon Street Charlotte, North Carolina 28202 800-488-385320-2777218

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

RegistrantTitle of each classTrading Symbol(s)Name of each exchange on which registered
Duke EnergyCommon Stock, $0.001 par valueDUKNew York Stock Exchange LLC
Duke Energy5.625% Junior Subordinated Debentures due September 15, 2078DUKBNew York Stock Exchange LLC
Duke EnergyDepositary Shares each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per shareDUK PR ANew York Stock Exchange LLC
Duke Energy3.10% Senior Notes due 2028DUK 28ANew York Stock Exchange LLC
Duke Energy3.85% Senior Notes due 2034DUK 34New York Stock Exchange LLC
Duke Energy3.75% Senior Notes due 2031DUK 31ANew York Stock Exchange LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07Submission of Matters to a Vote of Security Holders.
(a)Duke Energy Corporation (the “Corporation”) held its Annual Meeting of Shareholders (the “Annual Meeting”) on May 7, 2026.
(b)At the Annual Meeting, shareholders voted on the following items: (i) election of directors; (ii) ratification of the appointment of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for 2026; (iii) an advisory vote to approve the Corporation’s named executive officer compensation; and (iv) a management proposal regarding an amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority voting requirements. For more information on the proposals, see the Corporation’s Definitive Proxy Statement on Schedule 14A filed with the Securities Exchange Commission on March 20, 2026. Set forth are the final voting results for each of the proposals.

· Proposal No. 1 – Election of Director Nominees

DirectorForAgainstAbstainBroker Non-VotesVotes Cast FOR Votes Cast FOR + AGAINST
Derrick Burks519,072,9786,335,8961,748,453143,394,19198.79%
Annette K. Clayton519,917,3875,631,1051,608,835143,394,19198.93%
Theodore F. Craver, Jr.467,063,31957,570,0912,523,917143,394,19189.03%
Robert M. Davis510,791,96914,539,3221,826,036143,394,19197.23%
Caroline Dorsa515,516,0349,974,4971,666,796143,394,19198.10%
W. Roy Dunbar515,993,5819,423,8521,739,894143,394,19198.21%
Nicholas C. Fanandakis515,070,4999,532,7082,554,120143,394,19198.18%
Jeffrey B. Guldner520,300,3905,087,9621,768,975143,394,19199.03%
John T. Herron518,085,4177,359,7471,712,163143,394,19198.60%
Idalene F. Kesner514,591,96410,912,8971,652,466143,394,19197.92%
Michael J. Pacilio516,941,1488,453,8551,762,324143,394,19198.39%
Harry K. Sideris521,709,4193,583,6891,864,219143,394,19199.32%
Thomas E. Skains500,852,86723,734,1502,570,310143,394,19195.48%
William E. Webster, Jr.507,680,48217,711,6791,765,166143,394,19196.63%

Each director nominee was elected to the Board of Directors with the support of a majority of the votes cast.

· Proposal No. 2 – Ratification of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2026

ForAgainstAbstainBroker Non-VotesVotes Cast FOR Votes Cast FOR + AGAINSTVotes Cast FOR Votes Cast FOR + AGAINST + ABSTAIN
639,757,08628,434,1172,360,315N/A95.74%95.41%

The ratification of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for 2026 received the support of a majority of the shares represented.

· Proposal No. 3 – Advisory vote to approve the Company’s named executive officer compensation

ForAgainstAbstainBroker Non-VotesVotes Cast FOR Votes Cast FOR + AGAINSTVotes Cast FOR Votes Cast FOR + AGAINST + ABSTAIN
496,884,66826,030,6634,241,996143,394,19195.02%94.26%

The advisory vote to approve the Corporation’s named executive officer compensation received the support of a majority of the shares represented.

· Proposal No. 4 – Management proposal regarding an amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority voting requirements

ForAgainstAbstainBroker Non-VotesVotes Cast FOR Shares Outstanding
516,664,5897,507,1372,985,601143,394,19166.39%

The management proposal regarding an amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority voting requirements failed to receive the required support of 80% of the shares outstanding.

(c) Not applicable.

(d) Not applicable

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

104Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

DUKE ENERGY CORPORATION
Date: May 13, 2026By:/s/ David S. Maltz
David S. Maltz
Vice President, Chief Governance Officer and Corporate Secretary