Item 5. Other Information
1K characters. Original on sec.gov ·
Item 5. Other Information
Director and Officer Trading Arrangements
None of the Company's directors or officers adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of SEC Regulation S-K) during the quarter ended March 31, 2025, except as described in the table below:
| Name and Title | Date Adopted | Type of Trading Arrangement**(1)** | Nature of Trading Arrangement | Duration of Trading Arrangement | Aggregate Number of Securities | ||||||||||||
| James O. Hearty, Chief Compliance Officer | March 17, 2025 | Rule 10b5-1 Trading Arrangement | Sale | June 16, 2025 to November 30, 2025, or such earlier date upon which all transactions are completed or expire without execution | Up to 4,535 shares |
(1)The trading arrangement marked as a “Rule 10b5-1 trading arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
Previous: Item 1A. Risk Factors · Next: Item 6. Exhibits
Sponsor Sponsor this sector. One slot per industry, shown on every filing in it. Details