A Dark Vector Cognition product

Item 5. Other Information

1K characters. Original on sec.gov ·

Item 5. Other Information

Rule 10b5-1 Trading Plans

On May 30, 2024, Jamie Iannone, our President and Chief Executive Officer, adopted a written trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (a “10b5-1 Plan”), which is designed to be in effect until May 30, 2025, subject to customary exceptions. His 10b5-1 Plan calls for potential sales from time to time of a portion of his shares, up to a maximum of 90,000 shares in the aggregate.

On June 12, 2024, Steve Priest, our Chief Financial Officer, adopted a 10b5-1 Plan, which is designed to be in effect until March 30, 2025, subject to customary exceptions. His 10b5-1 Plan calls for potential sales from time to time of a portion of his shares, as well as the sale of a percentage of shares that he could receive upon the future vesting of certain outstanding equity awards, net of any shares withheld by us to satisfy applicable taxes. The number of shares to be withheld, and thus the exact maximum number of shares to be sold pursuant to Mr. Priest’s 10b5-1 Plan, can only be determined upon the occurrence of the future vesting events. For purposes of this disclosure, without subtracting any shares to be withheld upon future vesting events, the maximum aggregate number of shares to be sold pursuant to Mr. Priest’s 10b5-1 Plan is 64,129.

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