filings.toolsItem 5. Other Information
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Item 5. Other Information
Rule 10b5-1 Trading Plans
During the three months ended September 30, 2024, each of the following directors and/or officers adopted a “Rule 10b5-1 trading arrangement”, as each term is defined in Item 408(a) of Regulation S-K. All trading plans were entered into during an open insider trading window and are intended to satisfy the affirmative defense of Rule 10b5- (c) under the Securities Exchange Act of 1934, as amended, and our policies regarding transactions in our securities.
| Adoption Date | Start Date | End Date | Total Shares to be Sold | |||||||||||
| Christopher Paisley, Director | 08/13/2024 | 11/18/2024 | 08/29/2025 | See footnote (1) | ||||||||||
| Adaire Fox-Martin, Director, Chief Executive Officer and President | 08/15/2024 | 12/03/2024 | 06/30/2025 | See footnote (2) |
(1)Mr. Paisley’s plan includes the potential sale of 600 shares, previously acquired via Restricted Stock Unit(s), for diversification purposes.
(2)Ms. Fox-Martin’s plan includes, subject to the achievement of performance conditions, the potential sale of shares for tax withholding purposes relating to awards totaling up to 25,159 shares on a grant-by-grant basis. This plan also includes any shares to be granted under the 2024 Annual Incentive Plan, as determined based on final company performance, to be sold for tax withholding purposes.
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