Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
17K characters. Original on sec.gov ·
Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
Not applicable.
PART III
Item 10. Directors, Executive Officers, and Corporate Governance of the Registrants (Entergy Corporation, Entergy Arkansas, Entergy Louisiana, Entergy Mississippi, Entergy New Orleans, and Entergy Texas)
Information required by this item concerning directors of Entergy Corporation is set forth under the heading “Proposal 1 – Election of Directors” contained in the Proxy Statement of Entergy Corporation, to be filed in connection with its Annual Meeting of Stockholders to be held May 5, 2023 (the “2023 Entergy Proxy Statement”), and is incorporated herein by reference.
All officers and directors listed below held the specified positions with their respective companies as of the date of filing this report, unless otherwise noted.
| Name | Age | Position | Period | |||||||||||||||||
| Entergy Arkansas, LLC | ||||||||||||||||||||
| Directors | ||||||||||||||||||||
| Laura R. Landreaux | 49 | President and Chief Executive Officer of Entergy Arkansas | 2018-Present | |||||||||||||||||
| Director of Entergy Arkansas | 2018-Present | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Peter S. Norgeot, Jr. | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Officers | ||||||||||||||||||||
| A. Christopher Bakken | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Marcus V. Brown | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Kimberly Cook-Nelson | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Reginald T. Jackson | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Laura R. Landreaux | See information under the Entergy Arkansas Directors Section above. | |||||||||||||||||||
| Andrew S. Marsh | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. |
| ENTERGY LOUISIANA, LLC | ||||||||||||||||||||
| Directors | ||||||||||||||||||||
| Phillip R. May, Jr. | 60 | President and Chief Executive Officer of Entergy Louisiana | 2013-Present | |||||||||||||||||
| Director of Entergy Louisiana | 2013-Present | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Peter S. Norgeot, Jr. | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Officers | ||||||||||||||||||||
| A. Christopher Bakken | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Marcus V. Brown | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Kimberly Cook-Nelson | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Reginald T. Jackson | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Andrew S. Marsh | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Phillip R. May, Jr. | See information under the Entergy Louisiana Directors Section above. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. |
| ENTERGY MISSISSIPPI, LLC | ||||||||||||||||||||
| Directors | ||||||||||||||||||||
| Haley R. Fisackerly | 57 | President and Chief Executive Officer of Entergy Mississippi | 2008-Present | |||||||||||||||||
| Director of Entergy Mississippi | 2008-Present | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Peter S. Norgeot, Jr. | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. |
| Officers | ||||||||||||||||||||
| A. Christopher Bakken | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Marcus V. Brown | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Haley R. Fisackerly | See information under the Entergy Mississippi Directors Section above. | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Reginald T. Jackson | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Andrew S. Marsh | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. |
| ENTERGY NEW ORLEANS, LLC | ||||||||||||||||||||
| Directors | ||||||||||||||||||||
| Deanna D. Rodriguez | 58 | President and Chief Executive Officer of Entergy New Orleans | 2021-Present | |||||||||||||||||
| Director of Entergy New Orleans | 2021-Present | |||||||||||||||||||
| Vice President, Regulatory and Public Affairs of Entergy Texas | 2014-2021 | |||||||||||||||||||
| Peter S. Norgeot, Jr. | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Officers | ||||||||||||||||||||
| A. Christopher Bakken | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Marcus V. Brown | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Reginald T. Jackson | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Andrew S. Marsh | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Deanna D. Rodriguez | See information under the Entergy New Orleans Directors Section above. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. |
| ENTERGY TEXAS, INC. | ||||||||||||||||||||
| Directors | ||||||||||||||||||||
| Eliecer Viamontes | 40 | President and Chief Executive Officer of Entergy Texas | 2021-Present | |||||||||||||||||
| Director of Entergy Texas | 2021-Present | |||||||||||||||||||
| Vice President, Utility Distribution Operations of Entergy Services | 2020-2021 | |||||||||||||||||||
| Senior Director of Labor Relations and Corporate Safety, Florida Power and Light Corporation | 2018-2020 | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Peter S. Norgeot, Jr. | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Officers | ||||||||||||||||||||
| A. Christopher Bakken | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Marcus V. Brown | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Kimberly A. Fontan | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Reginald T. Jackson | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Andrew S. Marsh | See information under the Information about Executive Officers of Entergy Corporation in Part I. | |||||||||||||||||||
| Eliecer Viamontes | See information under the Entergy Texas Directors Section above. | |||||||||||||||||||
| Roderick K. West | See information under the Information about Executive Officers of Entergy Corporation in Part I. |
The directors and officers of Entergy Texas are elected annually to serve by the unanimous consent of its sole common stockholder. The directors and officers of Entergy Arkansas, Entergy Louisiana, Entergy Mississippi, and Entergy New Orleans are elected annually to serve by the unanimous consent of the sole common membership owner, Entergy Utility Holding Company, LLC. Entergy Corporation’s directors are elected annually at the annual meeting of shareholders. Entergy Corporation’s officers are elected annually at a meeting of its Board of Directors, which immediately follows the annual meeting of shareholders. The age of each officer and director for whom information is presented above is as of December 31, 2022.
Directors, Director Nomination Process and Audit Committee
The information required under Item 10 concerning directors and nominees for election as directors of Entergy Corporation at the annual meeting of shareholders (Item 401 of Regulation S-K), the director nomination process (Item 407(c)(3) of Regulation S-K), the audit committee (Item 407(d)(4) and (d)(5) of Regulation S-K), and the compliance with the reporting requirements of Section 16 (“Section 16”) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (Item 405 of Regulation S-K) is incorporated herein by reference to information to be contained in the 2023 Entergy Proxy Statement to be filed with the SEC pursuant to Regulation 14A under the Exchange Act.
Code of Ethics
Entergy Corporation’s Code of Business Conduct and Ethics (Code of Business Conduct) is the code of ethics that applies to Entergy’s Chief Executive Officer and other senior financial officers, including those of the Registrant Subsidiaries. The Code of Business Conduct is filed as Exhibit 14 to this report and is available on Entergy Corporation’s website at www.entergy.com. The Code of Business Conduct will be made available, without charge, in print to any shareholder who requests such document from Entergy Corporation’s Corporate Secretary at Entergy Corporation, 639 Loyola Avenue, New Orleans, Louisiana 70113.
If any substantive amendments to the Code of Business Conduct are made or any waivers are granted, including any implicit waiver, from a provision of the Code of Business Conduct, for any director or executive officer of Entergy Corporation, Entergy will disclose the nature of such amendment or waiver on Entergy’s website, www.entergy.com, or in a report on Form 8-K.
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