| 1. | Consolidated Financial Statements |
|---|
The Index to Consolidated Financial Statements under Item 8 on page 44 is incorporated herein by reference as the list of financial statements required as part of this report.
| 2. | Financial Statement Schedule |
|---|
Schedule II – Valuation and Qualifying Accounts
Years ended August 31, 2016, 2015 and 2014 (in thousands):
| Receivable reserve and billing adjustments(1) | | Balance at Beginning of Year | | | | Charged to Expense/ Against Revenue | | | | Write-offs, Net of Recoveries | | | | Balance at End of Year | | |
|---|
| 2016 | | $ | 1,580 | | | $ | 1,917 | | | $ | 1,976 | | | $ | 1,521 | |
| 2015 | | $ | 1,662 | | | $ | 2,268 | | | $ | 2,350 | | | $ | 1,580 | |
| 2014 | | $ | 1,644 | | | $ | 2,135 | | | $ | 2,117 | | | $ | 1,662 | |
| (1) | Additions to the receivable reserve for doubtful accounts are charged to bad debt expense. Additions to the receivable reserve for billing adjustments are charged against revenues. |
|---|
Additional financial statement schedules have been omitted since they are either not required, not applicable, or the information is otherwise included.
| EXHIBIT NUMBER | DESCRIPTION | |
|---|
| 3.1 | | Restated Certificate of Incorporation (1) |
| 3.2 | | Amendment to the Restated Certificate of Incorporation (2) |
| 3.3 | | Second Amendment to the Restated Certificate of Incorporation (3) |
| 3.4 | | Amended and Restated By-laws of FactSet Research Systems Inc. (4) |
| 4 | | Form of Common Stock (1) |
| 10.2 | | The FactSet Research Systems Inc. 1996 Stock Option Plan (5) |
| 10.3 | | The FactSet Research Systems Inc. 2000 Stock Option Plan (6) |
| 10.4 | | The FactSet Research Systems Inc. 2004 Stock Option and Award Plan, as Amended and Restated (7) |
| 10.5 | | The FactSet Research Systems Inc. 1998 Non-Employee Directors’ Stock Option Plan (8) |
| 10.6 | | The FactSet Research Systems Inc. 2008 Non-Employee Directors’ Stock Option Plan (9) |
| 10.7 | | The FactSet Research Systems Inc. 2008 Employee Stock Purchase Plan, as Amended and Restated (10) |
| 21 | | Subsidiaries of FactSet Research Systems Inc. |
| 23 | | Consent of Ernst & Young LLP |
| 31.1 | | Section 302 Certification of Principal Executive Officer |
| 31.2 | | Section 302 Certification of Principal Financial Officer |
| 32.1 | | Section 906 Certification of Principal Executive Officer |
| 32.2 | | Section 906 Certification of Principal Financial Officer |
| 101.INS* | | XBRL Instance Document |
| 101.SCH* | | XBRL Taxonomy Extension Schema |
| 101.CAL* | | XBRL Taxonomy Extension Calculation Linkbase |
| 101.DEF* | | XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | | XBRL Taxonomy Extension Label Linkbase |
| 101.PRE* | | XBRL Taxonomy Extension Presentation Linkbase |
| (1) | Incorporated by reference to the Company’s Registration Statement on Form S-1 (File No. 333-04238). |
|---|
| |
| (2) | Incorporated by reference to the Company’s annual report on Form 10-K for fiscal year 2001. |
| |
| (3) | Incorporated by reference to the Company’s periodic report on Form 8-K, filed on December 16, 2011. |
| (4) | Incorporated by reference to the Company’s periodic report on Form 8-K, filed on December 17, 2013. |
|---|
| (5) | Incorporated by reference to the Company’s Registration Statement on Form S-8 (File No. 333-22319). |
|---|
| |
| (6) | Incorporated by reference to the Company’s Registration Statement on Form S-8 (File No. 333-56870). |
| |
| (7) | Incorporated by reference to the Company’s Registration Statement on Form S-8 (File No. 333-171667). |
| (8) | Incorporated by reference to the Company’s Registration Statement on Form S-8 (File No. 333-59839). |
|---|
| |
| (9) | Incorporated by reference to the Company’s Registration Statement on Form S-8 (File No. 333-156649). |
| |
| (10) | Incorporated by reference to the Company’s Registration Statement on Form S-8 (File No. 333-201498). |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 10-K to be signed on its behalf by the undersigned, thereunto duly authorized.
| FACTSET RESEARCH SYSTEMS INC. |
|---|
| (Registrant) |
| |
| Date: October 31, 2016 | /s/ F. PHILIP SNOW |
| F. Philip Snow |
| Chief Executive Officer |
| |
Pursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
| Name | | Title | Date | |
|---|
| /s/ F. PHILIP SNOW F. Philip Snow | | Chief Executive Officer and Director (Principal Executive Officer) | October 31, 2016 | |
| | | | |
| /s/ MAURIZIO NICOLELLI Maurizio Nicolelli | | Senior Vice President, Chief Financial Officer (Principal Financial Officer) | October 31, 2016 | |
| | | | |
| /s/ MATTHEW J. MCNULTY Matthew J. McNulty | | Vice President, Controller (Principal Accounting Officer) | October 31, 2016 | |
| | | | |
| /s/ PHILLIP A. HADLEY Philip A. Hadley | | Chairman | October 31, 2016 | |
| | | | |
| /s/ JAMES J. MCGONIGLE James J. McGonigle | | Lead Independent Director | October 31, 2016 | |
| | | | |
| /s/ ROBIN A. ABRAMS Robin A. Abrams | | Director | October 31, 2016 | |
| | | | |
| /s/ SCOTT A. BILLEADEAU Scott A. Billeadeau | | Director | October 31, 2016 | |
| | | | |
| /s/ MALCOLM FRANK Malcolm Frank | | Director | October 31, 2016 | |
| | | | |
| /s/ SHEILA B. JORDAN Sheila B. Jordan | | Director | October 31, 2016 | |
| | | | |
| /s/ JOSEPH E. LAIRD, JR. Joseph E. Laird, Jr. | | Director | October 31, 2016 | |
| | | | |
| /s/ LAURIE SIEGEL Laurie Siegel | | Director | October 31, 2016 | |
| | | | |
| /s/ JOSEPH R. ZIMMEL Joseph R. Zimmel | | Director | October 31, 2016 | |
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