Item 16. Form 10-K Summary

19K characters. Original on sec.gov · Markdown

Item 16. Form 10-K Summary

Not applicable.

Table of Contents

EXHIBIT INDEX

Exhibit NumberExhibit Description
3.1—Fourth Amended and Restated Articles of Incorporation of the Registrant(1)
3.2—Eighth Amended and Restated Bylaws adopted November 12, 2021(1)
4.1—Description of the Registrant's Securities(2)
4.2—Specimen Common Stock Certificate(3)
10.1—First Amendment to Revolving Credit Agreement (including the Revolving Credit Agreement, as amended), dated as of May 26, 2023, between F5, Inc. and JPMorgan Chase Bank, N.A., as the Administrative Agent(4)
10.2—Office Lease Agreement between the Registrant and Fifth & Columbia Investors, LLC dated May 3, 2017(5)
10.3—Form of Indemnification Agreement between the Registrant and each of its directors and certain of its officers(6) §
10.4—F5, Inc. Employee Stock Purchase Plan, as amended and restated(7) §
10.5—Form of Change of Control Agreement between the Registrant and the executive officers(8) §
10.6—F5, Inc. Incentive Plan, as amended and restated(7) §
10.7—Nginx, Inc. 2011 Share Plan(9) §
10.8—Nginx, Inc. Acquisition Equity Incentive Plan(9) §
10.9—Nginx, Inc. Acquisition Equity Incentive Plan Award Agreement(10) §
10.10—F5 Networks, Inc. Assumed Shape 2011 Stock Plan(11) §
10.11—F5 Networks, Inc. Shape Acquisition Equity Incentive Plan(11) §
10.12—Form of 2014 Incentive Plan Award Agreement (Accelerated Vesting) as revised November 2019(12) §
10.13—F5 Networks, Inc. Assumed Volterra, Inc. Amended and Restated 2017 Stock Plan(13) §
10.14—F5 Networks, Inc. Volterra Acquisition Equity Incentive Plan(13) §
10.15—F5 Networks, Inc. Assumed Volterra, Inc. 2019 Restricted Stock Unit Sub-Plan France (sub-plan to the F5 Networks, Inc. Assumed Volterra, Inc. Amended and Restated 2017 Stock Plan)(13) §
10.16—F5 Networks, Inc. Threat Stack Acquisition Equity Incentive Plan(14) §
10.17—Offer Letter from the Registrant to François Locoh-Donou(15) §
10.18—F5, Inc. Assumed Lilac Cloud 2018 Equity Incentive Plan(16) §
10.19—F5, Inc. Lilac Acquisition Equity Incentive Plan(16) §
10.20—Transition Agreement, between Frank Pelzer and the Registrant, dated October 31, 2024(17) §
19.1*—F5, Inc. Insider Trading Policy
21.1*—Subsidiaries of the Registrant
23.1*—Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm
31.1*—Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*—Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1*—Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
97.1*—F5, Inc. Incentive Compensation Recovery Policy §
101.INS*—XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
101.SCH*—Inline XBRL Taxonomy Extension Schema Document
101.CAL*—Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*—Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*—Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE*—Inline XBRL Taxonomy Extension Presentation Linkbase Document
104*—Cover Page Interactive Data File (embedded within the Inline XBRL document)

Table of Contents

  • Filed herewith.

§ Indicates a management contract or compensatory plan or arrangement.

(1)Incorporated by reference from Current Report on Form 8-K dated November 12, 2021 and filed with the SEC on November 15, 2021.

(2)Incorporated by reference from Annual Report on Form 10-K for the year ended September 30, 2022.

(3)Incorporated by reference from Exhibit 4.1 of Registration Statement on Form S-1, File No. 333-75817.

(4)Incorporated by reference from Exhibit 10.1 of Annual Report on Form 10-K for the year ended September 30, 2023.

(5)Incorporated by reference from Current Report on Form 8-K dated May 3, 2017 and filed with the SEC on May 3, 2017.

(6)Incorporated by reference from Exhibit 10.1 of Registration Statement on Form S-1, File No. 333-75817.

(7)Incorporated by reference from Current Report on Form 8-K dated March 9, 2023 and filed with the SEC on March 10, 2023.

(8)Incorporated by reference from Current Report on Form 8-K dated April 29, 2009 and filed with the SEC on May 4, 2009.

(9)Incorporated by reference from Registration Statement on Form S-8 File No. 333-231802.

(10)Incorporated by reference from Quarterly Report on Form 10-Q for the quarter ended June 30, 2019.

(11)Incorporated by reference from Registration Statement on Form S-8 File No. 333-236228.

(12)Incorporated by reference from Annual Report on Form 10-K for the year ended September 30, 2020.

(13)Incorporated by reference from Registration Statement on Form S-8 File No. 333-252616.

(14)Incorporated by reference from Registration Statement on Form S-8 File No. 333-260656.

(15)Incorporated by reference from Current Report on Form 8-K dated January 27, 2017 and filed with the SEC on January 30, 2017.

(16)Incorporated by reference from Registration Statement on Form S-8 File No. 333-269532.

(17)Incorporated by reference from Current Report on Form 8-K dated October 31, 2024 and filed with the SEC on November 5, 2024.

Table of Contents

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

F5, INC.
By:/s/ FRANÇOIS LOCOH-DONOU
François Locoh-Donou
Chief Executive Officer and President

Dated: November 18, 2024

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

SignatureTitleDate
By:/s/ FRANÇOIS LOCOH-DONOUChief Executive Officer, President, and Director (principal executive officer)November 18, 2024
François Locoh-Donou
By:/S/ FRANCIS J. PELZERExecutive Vice President, Chief Financial Officer (principal financial officer and principal accounting officer)November 18, 2024
Francis J. Pelzer
By:/S/ ALAN HIGGINSONDirectorNovember 18, 2024
Alan Higginson
By:/S/ ELIZABETH L. BUSEDirectorNovember 18, 2024
Elizabeth L. Buse
By:/S/ MICHAEL DREYERDirectorNovember 18, 2024
Michael Dreyer
By:/S/ PETER KLEINDirectorNovember 18, 2024
Peter Klein
By:/S/ NIKHIL MEHTADirectorNovember 18, 2024
Nikhil Mehta
By:/S/ MICHAEL MONTOYADirectorNovember 18, 2024
Michael Montoya
By:/S/ MARIANNE BUDNIKDirectorNovember 18, 2024
Marianne Budnik
By:/S/ MICHEL COMBESDirectorNovember 18, 2024
Michel Combes
By:/S/ TAMI ERWINDirectorNovember 18, 2024
Tami Erwin
By:/S/ JULIE GONZALEZDirectorNovember 18, 2024
Julie Gonzalez
By:/S/ MAYA MCREYNOLDSDirectorNovember 18, 2024
Maya McReynolds

Previous: Item 15. Exhibits and Financial Statement Schedules