Item 15. Exhibits, Financial Statement Schedules

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Item 15. Exhibits, Financial Statement Schedules

Financial Statement Schedules

Financial statement schedules have been omitted because they are not applicable or the required information is shown in the consolidated financial statements or accompanying notes.

Exhibits

The exhibits listed in the accompanying exhibit index are filed as part of this Annual Report on Form 10-K.

EXHIBIT INDEX


Exhibit Number		Exhibit Description
	3.1	Restated Articles of Incorporation (1)
	3.2	Amended and Restated By-laws (2)
	4.1	Description of Securities of the Registrant
	4.2	Indenture, dated as of November 20, 2007, by and among Fiserv, Inc., the guarantors named therein and U.S. Bank National Association (4)
	4.3	Thirteenth Supplemental Indenture, dated as of May 22, 2015, between Fiserv, Inc. and U.S. Bank National Association (5)
	4.4	Fifteenth Supplemental Indenture, dated as of September 25, 2018, between Fiserv, Inc. and U.S. Bank National Association (6)
	4.5	Sixteenth Supplemental Indenture, dated as of June 24, 2019, between Fiserv, Inc. and U.S. Bank National Association (7)
	4.6	Seventeenth Supplemental Indenture, dated as of June 24, 2019, between Fiserv, Inc. and U.S. Bank National Association (7)
	4.7	Eighteenth Supplemental Indenture, dated as of June 24, 2019, between Fiserv, Inc. and U.S. Bank National Association (7)
	4.8	Nineteenth Supplemental Indenture, dated as of June 24, 2019, between Fiserv, Inc. and U.S. Bank National Association (7)
	4.9	Twenty-First Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (8)
	4.10	Twenty-Second Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (8)
	4.11	Twenty-Third Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (8)
	4.12	Twenty-Fourth Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (8)
	4.13	Twenty-Fifth Supplemental Indenture, dated as of May 13, 2020, between Fiserv, Inc. and U.S. Bank National Association (9)
	4.14	Twenty-Sixth Supplemental Indenture, dated as of May 13, 2020, between Fiserv, Inc. and U.S. Bank National Association (9)
	4.15	Twenty-Seventh Supplemental Indenture, dated as of March 2, 2023, between Fiserv, Inc. and U.S. Bank Trust Company, National Association (10)
	4.16	Twenty-Eighth Supplemental Indenture, dated as of March 2, 2023, between Fiserv, Inc. and U.S. Bank Trust Company, National Association (10)
	4.17	Twenty-Ninth Supplemental Indenture, dated as of May 24, 2023, between Fiserv, Inc. and U.S. Bank and Trust Company, National Association (11)
	4.18	Thirtieth Supplemental Indenture, dated as of August 21, 2023, between Fiserv, Inc. and U.S. Bank and Trust Company, National Association (12)
	4.19	Thirty-First Supplemental Indenture, dated as of August 21, 2023, between Fiserv, Inc. and U.S. Bank Trust Company, National Association (12)


			4.20			Agency Agreement, dated as of July 1, 2019, by and among Fiserv, Inc., Elavon Financial Services DAC, UK Branch, and U.S. Bank National Association (8)
			4.21			Agency Agreement, dated as of May 24, 2023, by and among Fiserv, Inc., Elavon Financial Services DAC, UK Branch, and U.S. Bank Trust Company, National Association (11)
			4.22			Term Loan Credit Agreement, dated as of February 15, 2019, among Fiserv, Inc. and the financial institutions party thereto (13)
			4.23			Amendment No. 1 to Term Loan Credit Agreement, dated as of July 26, 2019 (14)
						Pursuant to Item 601(b)(4)(iii) of Regulation S-K, the Company agrees to furnish to the Securities and Exchange Commission, upon request, any instrument defining the rights of holders of long-term debt that is not filed as an exhibit to this Form 10-K.
			10.1			Amended and Restated Fiserv, Inc. 2007 Omnibus Incentive Plan (1 5 )*
						Amended and Restated Fiserv, Inc. 2007 Omnibus Incentive Plan Forms of Award Agreements
			10.2			- Form of Restricted Stock Unit Agreement (Non-Employee Director) (1 6 )*
			10.3			- Form of Restricted Stock Unit Agreement (Employee-SO)*
			10.4			- Form of Restricted Stock Unit Agreement (Employee-ST)*
			10.5			- Form of Restricted Stock Unit Agreement (Employee-N) (1 7)*
			10.6			- Form of Non-Qualified Stock Option Agreement (Non-Employee Director-LE) (1 6 )*
			10.7			- Form of First Amendment to Non-Qualified Stock Option Agreement (Non-Employee Director - LE) (1 8 )*
			10.8			- Form of Non-Qualified Stock Option Agreement (Non-Employee Director - EE) (1 8 )*
			10.9			- Form of Second Amendment to Non-Qualified Stock Option Agreement (Non-Employee Director - LE/EE) (1 9 )*
			10.10			- Form of Stock Option Agreement (Employee-F) (2 0 )*
			10.11			- Form of Amendment to Stock Option Agreement (Employee-F) (21 )*
			10.12			- Form of Stock Option Agreement (Employee-E) (20)*
			10.13			- Form of Stock Option Agreement (Employee-SO) (17)*
			10.14			- Form of Stock Option Agreement (Employee-ST) (17)*
			10.15			- Form of Performance Share Unit Agreement (Employee-SO)*
			10.16			- Form of Performance Share Unit Agreement (Employee-ST) (17)*
			10.17			2007 Stock Incentive Plan for Key Employees of First Data Corporation and its Affiliates (22)*
						2007 Stock Incentive Plan for Key Employees of First Data Corporation and its Affiliates Forms of Award Agreements
			10.18			- Form of Stock Option Agreement for Executive Committee Members (23 )*
			10.19			- Form of Stock Option Agreement for U.S. Employees effective for grants in or after January 2014 (23 )*
			10.20			First Data Corporation 2015 Omnibus Incentive Plan (22 )*
						First Data Corporation 2015 Omnibus Incentive Plan Forms of Award Agreements
			10.21			- Form of Option Agreement for Management Committee and Directors (23 )*
			10.22			- Form of Option Grant Notice and Option Grant Agreement (23 )*
			10.23			Fiserv, Inc. Executive Severance and Change of Control Policy, effective August 10, 2021 (2 4 )*
			10.24			Fiserv, Inc. Executive Officer Cash Severance Policy (2)*
			10.25			Employment Agreement, dated December 21, 2022, between Fiserv, Inc. and Frank J. Bisignano (2 5 )*
			10.26			Fiserv, Inc. Amended and Restated Non-Qualified Deferred Compensation Plan (3)*
			10.27			Form of Non-Employee Director Indemnity Agreement (2 6 )
			10.28			Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (1 9 )*
			10.29			Non-Employee Director Compensation Schedule (2 7 )*
			10.30			Credit Agreement, dated as of June 16, 2022, among Fiserv, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and the financial institutions party thereto (2 8 )*
			21.1			Subsidiaries of Fiserv, Inc.
			23.1			Consent of Independent Registered Public Accounting Firm


			31.1			Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
			31.2			Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes‑Oxley Act of 2002
			32.1			Certification of the Chief Executive Officer and the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
			97.1			Fiserv, Inc. Compensation Recoupment Policy
			101.INS**			Inline XBRL Instance Document - The XBRL Instance Document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document.
			101.SCH**			Inline XBRL Taxonomy Extension Schema Document
			101.CAL**			Inline XBRL Taxonomy Extension Calculation Linkbase Document
			101.DEF**			Inline XBRL Taxonomy Extension Definition Linkbase Document
			101.LAB**			Inline XBRL Taxonomy Extension Label Linkbase Document
			101.PRE**			Inline XBRL Taxonomy Extension Presentation Linkbase Document
			104			Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

_____

This exhibit is a management contract or compensatory plan or arrangement.

** Filed with this Annual Report on Form 10-K are the following documents formatted in iXBRL (Inline Extensible Business Reporting Language): (i) the Consolidated Statements of Income for the years ended December 31, 2023, 2022 and 2021, (ii) the Consolidated Statements of Comprehensive Income for the years ended December 31, 2023, 2022 and 2021, (iii) the Consolidated Balance Sheets at December 31, 2023 and 2022, (iv) the Consolidated Statements of Equity for the years ended December 31, 2023, 2022 and 2021, (v) the Consolidated Statements of Cash Flows for the years ended December 31, 2023, 2022 and 2021, (vi) Notes to Consolidated Financial Statements, and (vii) the information included in Part II, ITEM 9B(b).

(1)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on February 27, 2018, and incorporated herein by reference.

(2)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on November 21, 2022, and incorporated herein by reference.

(3)Previously filed as an exhibit to the Company’s Annual Report on Form 10-K filed on February 27, 2020, and incorporated herein by reference.

(4)Previously filed as an exhibit to the Company’s Registration Statement on Form S-3 (File No. 333‑147309) filed on November 13, 2007, and incorporated herein by reference.

(5)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on May 22, 2015, and incorporated herein by reference.

(6)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on September 25, 2018, and incorporated herein by reference.

(7)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on June 24, 2019, and incorporated herein by reference.

(8)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on July 1, 2019, and incorporated herein by reference.

(9)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on May 13, 2020, and incorporated herein by reference.

(10)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on March 2, 2023, and incorporated herein by reference.

(11)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on May 24, 2023, and incorporated herein by reference.

(12)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on August 21, 2023, and incorporated herein by reference.

(13)Previously filed as an exhibit to the Company’s Annual Report on Form 10-K filed on February 21, 2019, and incorporated herein by reference.

(14)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on July 29, 2019, and incorporated herein by reference.

(15)Previously filed as an exhibit to the Company’s Quarterly Report on Form 10-Q filed on May 2, 2018, and incorporated herein by reference.

(16)Previously filed as an exhibit to the Company’s Annual Report on Form 10-K filed on February 24, 2012, and incorporated herein by reference.

(17)Previously filed as an exhibit to the Company’s Annual Report on Form 10-K filed on February 23, 2023, and incorporated herein by reference.

(18)Previously filed as an exhibit to the Company’s Quarterly Report on Form 10-Q filed on August 2, 2017, and incorporated herein by reference.

(19)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on December 1, 2017, and incorporated herein by reference.

(20)Previously filed as an exhibit to the Company’s Annual Report on Form 10-K filed on February 23, 2017, and incorporated herein by reference.

(21)Previously filed as an exhibit to the Company’s Annual Report on Form 10-K filed on February 20, 2015, and incorporated herein by reference.

(22)Previously filed as an exhibit to the Company’s Post-Effective Amendment No. 1 on Form S-8 to the Form S-4 Registration Statement of Fiserv, Inc. filed July 29, 2019, and incorporated herein by reference.

(23)Previously filed as an exhibit to the Company’s Quarterly Report on Form 10-Q filed on November 7, 2019, and incorporated herein by reference.

(24)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on August 12, 2021, and incorporated herein by reference.

(25)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on December 22, 2022, and incorporated herein by reference.

(26)Previously filed as an exhibit to the Company’s Annual Report on Form 10-K filed on February 28, 2008, and incorporated herein by reference.

(27)Previously filed as an exhibit to the Company’s Quarterly Report on Form 10-Q filed on July 27, 2022, and incorporated herein by reference.

(28)Previously filed as an exhibit to the Company’s Current Report on Form 8-K filed on June 21, 2022, and incorporated herein by reference.

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