Item 16. Form 10-K Summary
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Item 16. Form 10-K Summary
The Company has determined not to include a summary of the information required by the Form 10-K under this Item 16 of the Form 10-K.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| COMFORT SYSTEMS USA, INC. | ||
| By: | /s/ BRIAN E. LANE | |
| Brian E. Lane | ||
| President and Chief Executive Officer | ||
| Date: February 23, 2017 |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Signature | Title | Date | |||
| /s/ Brian E. Lane | President, Chief Executive Officer, and | February 23, 2017 | |||
| Brian E. Lane | Director (Principal Executive Officer) | ||||
| /s/ William George | Executive Vice President and Chief Financial | February 23, 2017 | |||
| William George | Officer (Principal Financial Officer) | ||||
| /s/ Julie S. Shaeff | Senior Vice President and Chief Accounting | February 23, 2017 | |||
| Julie S. Shaeff | Officer (Principal Accounting Officer) | ||||
| /s/ Franklin Myers | Chairman of the Board | February 23, 2017 | |||
| Franklin Myers | |||||
| /s/ Darcy G. Anderson | Director | February 23, 2017 | |||
| Darcy G. Anderson | |||||
| /s/ Herman E. Bulls | Director | February 23, 2017 | |||
| Herman E. Bulls | |||||
| /s/ Alfred J. Giardinelli, Jr. | Director | February 23, 2017 | |||
| Alfred J. Giardinelli, Jr. | |||||
| /s/ Alan P. Krusi | Director | February 23, 2017 | |||
| Alan P. Krusi | |||||
| /s/ James H. Schultz | Director | February 23, 2017 | |||
| James H. Schultz | |||||
| /s/ Constance E. Skidmore | Director | February 23, 2017 | |||
| Constance E. Skidmore | |||||
| /s/ Vance W. Tang | Director | February 23, 2017 | |||
| Vance W. Tang |
INDEX OF EXHIBITS
| Incorporated by Reference to the Exhibit Indicated Below and to the Filing with the Commission Indicated Below | ||||||
| Exhibit Number | Description of Exhibits | Exhibit Number | Filing or File Number | |||
| 3.1 | Second Amended and Restated Certificate of Incorporation of the Registrant | 3.1 | 333‑24021 | |||
| 3.2 | Certificate of Amendment dated May 21, 1998 | 3.2 | 1998 Form 10‑K | |||
| 3.3 | Certificate of Amendment dated July 9, 2003 | 3.3 | 2003 Form 10‑K | |||
| 3.4 | Certificate of Amendment dated May 20, 2016 | 3.1 | May 20, 2016 Form 8‑K | |||
| 3.5 | Amended and Restated Bylaws of Comfort Systems USA, Inc. | 3.1 | March 26, 2012 Form 8‑K | |||
| 3.6 | Amended and Restated Bylaws of Comfort Systems USA, Inc. | 3.1 | March 25 ,2016 Form 8-K | |||
| 4.1 | Form of certificate evidencing ownership of Common Stock of the Registrant | 4.1 | 333‑24021 | |||
| *10.1 | Comfort Systems USA, Inc. 1997 Long‑Term Incentive Plan | 10.1 | 333‑24021 | |||
| *10.2 | Comfort Systems USA, Inc. 1997 Non‑Employee Directors’ Stock Plan | 10.2 | 333‑24021 | |||
| *10.3 | Amendment to the 1997 Non‑Employee Directors’ Stock Plan dated May 23, 2002 | 10.3 | Second Quarter 2002 Form 10‑Q/A | |||
| *10.4 | Comfort Systems USA, Inc. 2006 Equity Incentive Plan | 4.5 | 333‑138377 | |||
| *10.5 | Form of Option Award under the Comfort Systems USA, Inc. 2006 Equity Incentive Plan | 10.6 | 2006 Form 10‑K | |||
| *10.6 | Form of Option Award under the Comfort Systems USA, Inc. 2006 Stock Options/SAR Plan for Non‑Employee Directors | 10.7 | 2006 Form 10‑K | |||
| *10.7 | Employment Agreement between the Company, Eastern Heating & Cooling, Inc. and Alfred J. Giardinelli, Jr. | 10.1 | Second Quarter 2003 Form 10‑Q | |||
| *10.8 | Amended and Restated 2006 Equity Compensation Plan for Non‑Employee Directors | A | Proxy Statement April 10, 2008 | |||
| *10.9 | 2008 Senior Management Annual Performance Plan | B | Proxy Statement April 10, 2008 | |||
| *10.10 | Form of Change in Control Agreement | 10.2 | First Quarter 2008 Form 10‑Q | |||
| *10.11 | Form of Comfort Systems USA, Inc. Executive Severance Policy | 10.3 | First Quarter 2008 Form 10‑Q | |||
| *10.12 | Form of Directors and Officers Indemnification Agreement | 10.1 | May 19, 2009 Form 8‑K | |||
| 10.13 | Second Amended and Restated Credit Agreement by and among Comfort Systems USA, Inc., as Borrower and Wells Fargo Bank, National Association, as Administrative Agent/Wells Fargo Securities LLC, as Sole Lead Arranger and Sole Lead Book Runner/Bank of Texas, N.A., Capital One, N.A., and Regions Bank as Co‑Syndication Agent/and Certain Financial Institutions as Lenders | 10.1 | July 22, 2010 Form 8‑K/A | |||
| 10.14 | Stock Purchase Agreement, dated July 28, 2010 | 10.1 | July 30, 2010 Form 8‑K |
| Incorporated by Reference to the Exhibit Indicated Below and to the Filing with the Commission Indicated Below | ||||||
| Exhibit Number | Description of Exhibits | Exhibit Number | Filing or File Number | |||
| *10.15 | Summary of 2011 Incentive Compensation Plan | 10.1 | First Quarter 2011 Form 10‑Q | |||
| *10.16 | Form of Performance Restricted Stock Award Agreement dated March 24, 2011 | 10.1 | March 28, 2011 Form 8‑K | |||
| *10.17 | First Amendment to Comfort Systems USA, Inc. Amended and Restated 2006 Equity Compensation Plan for Non‑Employee Directors | 10.1 | Second Quarter 2011 Form 10‑Q | |||
| 10.18 | Amendment No. 1 to Second Amended and Restated Credit Agreement, Second Amended and Restated Security Agreement, and Second Amended and Restated Pledge Agreement | 10.1 | Third Quarter 2011 Form 10‑Q | |||
| *10.19 | Summary of 2012 Incentive Compensation Plan | 10.1 | First Quarter 2012 Form 10‑Q | |||
| *10.20 | Form of 2012 Restricted Stock Unit Agreement | 10.1 | March 30, 2012 Form 8‑K | |||
| *10.21 | Form of 2012 Dollar‑denominated Performance Vesting Restricted Stock Unit Agreement | 10.2 | March 30, 2012 Form 8‑K | |||
| *10.22 | 2012 Equity Incentive Plan | A | Proxy Statement April 9, 2012 | |||
| *10.23 | 2012 Senior Management Annual Performance Plan | B | Proxy Statement April 9, 2012 | |||
| *10.24 | Summary of 2013 Incentive Compensation Plan | 10.1 | First Quarter 2013 Form 10‑Q | |||
| *10.25 | Form of 2013 Restricted Stock Unit Agreement | 10.2 | March 22, 2013 Form 8‑K | |||
| *10.26 | Form of 2013 Dollar‑denominated Performance Vesting Restricted Stock Unit Agreement | 10.3 | March 22, 2013 Form 8‑K | |||
| 10.27 | Amendment No. 2 to Second Amended and Restated Credit Agreement and Amendment to Other Loan Documents | 10.1 | Second Quarter 2013 Form 10‑Q | |||
| *10.28 | Letter Agreement between the Company and James Mylett | 10.28 | 2013 Form 10‑K | |||
| *10.29 | Form of Change in Control Agreement (2013) | 10.29 | 2013 Form 10‑K | |||
| *10.30 | Summary of 2014 Incentive Compensation Plan | 10.1 | First Quarter 2014 Form 10‑Q | |||
| *10.31 | Form of 2014 Restricted Stock Unit Agreement | 10.1 | March 21, 2014 Form 8‑K | |||
| *10.32 | Form of 2014 Dollar‑denominated Performance Vesting Restricted Stock Unit Agreement | 10.2 | March 21, 2014 Form 8‑K | |||
| *10.33 | Form of Option Award under the Comfort Systems USA, Inc. 2012 Equity Incentive Plan | 10.33 | 2014 Form 10‑K | |||
| 10.34 | Amendment No. 3 to Second Amended and Restated Credit Agreement and Amendment to Other Loan Documents | 10.1 | Third Quarter 2014 Form 10‑Q | |||
| 10.35 | Agreement and Plan of Merger between the Company and Dyna Ten Corporation, dated April 7, 2014 | 10.1 | April 7, 2014 Form 8‑K | |||
| *10.36 | Form of 2015 Restricted Stock Unit Agreement | 10.1 | April 1, 2015 Form 8‑K |
| Incorporated by Reference to the Exhibit Indicated Below and to the Filing with the Commission Indicated Below | ||||||
| Exhibit Number | Description of Exhibits | Exhibit Number | Filing or File Number | |||
| *10.37 | Form of 2015 Dollar‑denominated Performance Vesting Restricted Stock Unit Agreement | 10.2 | April 1, 2015 Form 8‑K | |||
| *10.38 | Summary of 2015 Incentive Compensation Plan | 10.1 | First Quarter 2015 Form 10‑Q | |||
| *10.39 | Form of Amended Change in Control Agreement | 10.1 | Third Quarter 2015 Form 10‑Q | |||
| 10.40 | Amendment No. 4 to Second Amended and Restated Credit Agreement and Amendment to Other Loan Documents | 10.40 | 2015 Form 10-K | |||
| *10.41 | Form of 2016 Restricted Stock Unit Agreement | 10.1 | March 25, 2016 Form 8-K | |||
| *10.42 | Form of 2016 Dollar-denominated Performance Restricted Stock Unit Agreement | 10.2 | March 25, 2016 Form 8-K | |||
| *10.43 | Form of 2016 Stock Option Notice | 10.3 | March 25, 2016 Form 8-K | |||
| 21.1 | List of subsidiaries of Comfort Systems USA, Inc. | Filed Herewith | ||||
| 23.1 | Consent of Ernst & Young LLP | Filed Herewith | ||||
| 31.1 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes‑Oxley Act of 2002 | Filed Herewith | ||||
| 31.2 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes‑Oxley Act of 2002 | Filed Herewith | ||||
| 32.1 | Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes‑Oxley Act of 2002 | Furnished Herewith | ||||
| 32.2 | Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes‑Oxley Act of 2002 | Furnished Herewith | ||||
| 101.INS | XBRL Instance Document | |||||
| 101.SCH | XBRL Taxonomy Extension Schema Document | |||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | |||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | |||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | |||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document |
*Management contract or compensatory plan.
Previous: Item 15. Exhibits and Financial Statement Schedules
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